Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smart Sand, Inc.SND · Entity 6217 | Director · 10% owner | March 14, 2023 | March 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smart Sand, Inc.
Report date March 14, 2023 · Filed March 15, 2023
Jointly reported with CLEARLAKE CAPITAL GROUP, L.P., Clearlake Capital Partners, LLC, Clearlake Capital Partners II GP, L.P., CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P., CLEARLAKE CAPITAL MANAGEMENT II, L.P., Eghbali Behdad, Feliciano Jose Enrique
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2023-03-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-03-14 · Sale · Disposed 5,175,688 · Balance 0 F1: The shares sold were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is Clearlake Capital Group GP, LLC ("CCG GP"), a Delaware limited liability company. CCG GP's managing member is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). F2: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. F3: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 16,364 |
Reported balance
Holding disclosure · report date 2023-03-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,364 F4: Represents shares of restricted stock granted to Mr. Feliciano pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 16, 2022, the date of grant.. The shares are held of record by Mr. Feliciano for the benefit of CCPII. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares sold were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is Clearlake Capital Group GP, LLC ("CCG GP"), a Delaware limited liability company. CCG GP's managing member is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").
F2: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.
F3: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.
F4: Represents shares of restricted stock granted to Mr. Feliciano pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 16, 2022, the date of grant.. The shares are held of record by Mr. Feliciano for the benefit of CCPII. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ConvergeOne Holdings, Inc.
Report date January 04, 2019 · Filed January 08, 2019
Jointly reported with Eghbali Behdad, Feliciano Jose Enrique, Clearlake Capital Partners III (Master), L.P., Clearlake Capital Partners III, GP, L.P., Clearlake Capital Partners, LLC
Section 16 reporting ended · disclosed 2019-01-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Clearlake Capital Partners III (Master), L.P. | 0 |
Reported balance
After 2019-01-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-04 · Disposition to issuer · Disposed 44,390,642 · Balance 0 F1: Consists of shares of common stock disposed of pursuant to the agreement and plan of merger, dated November 6, 2018, among PVKG Investment Holdings, Inc. ("Purchaser"), PVKG Merger Sub, Inc., a wholly owned subsidiary of Purchaser, and ConvergeOne Holdings, Inc. in exchange for $12.50 per share. F2: Consists of 44,390,642 shares of Common Stock held directly by Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners III GP, L.P. is the General Partner of Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners, LLC is the General Partner of Clearlake Capital Partners III GP, L.P. CCG Operations, LLC is the managing member of Clearlake Capital Partners, LLC. Each of Behdad Eghbali and Jose E. Feliciano are managers of CCG Operations, LLC and therefore share voting and investment power over the shares held by Clearlake Capital Partners III (Master), L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares of common stock disposed of pursuant to the agreement and plan of merger, dated November 6, 2018, among PVKG Investment Holdings, Inc. ("Purchaser"), PVKG Merger Sub, Inc., a wholly owned subsidiary of Purchaser, and ConvergeOne Holdings, Inc. in exchange for $12.50 per share.
F2: Consists of 44,390,642 shares of Common Stock held directly by Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners III GP, L.P. is the General Partner of Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners, LLC is the General Partner of Clearlake Capital Partners III GP, L.P. CCG Operations, LLC is the managing member of Clearlake Capital Partners, LLC. Each of Behdad Eghbali and Jose E. Feliciano are managers of CCG Operations, LLC and therefore share voting and investment power over the shares held by Clearlake Capital Partners III (Master), L.P.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 15, 2023 19:29 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 5,175,688 | $1.72 | $8,876,304.92 |
DisclosureSEC source: 0000950142-23-000699 · es230336096_4-snd.xml · nonDerivative · entry 1 CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The shares sold were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is Clearlake Capital Group GP, LLC ("CCG GP"), a Delaware limited liability company. CCG GP's managing member is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). F2 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. F3 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 19, 2022 21:16 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 1,807,082 | $1.91 | $3,459,116.36 |
DisclosureSEC source: 0000950142-22-003435 · es220314105_4-snd.xml · nonDerivative · entry 1 CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,175,688 F1 · acquired: Settlement of Forward Sale Contract on December 19, 2022 for which the number of shares to be delivered and the sale price was determined as of December 15, 2022. F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. Read SEC document |
| September 19, 2022 Filed Sep 22, 2022 23:39 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 1,265,137 | $1.91 | $2,416,158.64 |
DisclosureSEC source: 0000950142-22-002780 · es220289248_4-snd.xml · nonDerivative · entry 1 CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,982,770 F1 · acquired: Settlement of Forward Sale Contract on September 19, 2022 for which the number of shares to be delivered and the sale price was determined as of September 15, 2022. F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 21:34 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 2,552,462 | $3.18 | $8,105,598.33 |
DisclosureSEC source: 0000950142-22-001983 · es220262993_4-snd.xml · nonDerivative · entry 1 CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,200,204 F1 · acquired: Settlement of Forward Sale Contract on June 17, 2022 for which the number of shares to be delivered and the sale price was determined as of June 15, 2022. F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 01:41 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 167,779 | $1.88 | $316,196.30 |
DisclosureSEC source: 0000950142-21-004131 · es210210887_4-snd.xml · nonDerivative · entry 1 CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,752,666 F1 · acquired: Settlement of Forward Sale Contract on December 20, 2021 for which the number of shares to be delivered and the sale price was determined as of December 17, 2021. F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 14:58 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 71,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-19-000118 · wf-form4_157687188356630.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,920,445 F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of December 18, 2019, the date of grant. F3 · ownership.nature: The shares are owned of record as follows: (i) 10,849,015 shares by CCPII, (ii) 35,715 shares by Mr. Feliciano for the benefit of CCPII, and (iii) 35,715 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM") and CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:13 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | Disposition to issuerCommon Stock | 44,390,642 | $12.50 | $554,883,025.00 |
DisclosureSEC source: 0001209191-19-002845 · doc4.xml · nonDerivative · entry 1 Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Clearlake Capital Partners III (Master), L.P. · CIK 0001730848 · 10% owner Clearlake Capital Partners III, GP, L.P. · CIK 0001730838 · 10% owner Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clearlake Capital Partners III (Master), L.P. Disclosed balance after: 0 F1 · shares: Consists of shares of common stock disposed of pursuant to the agreement and plan of merger, dated November 6, 2018, among PVKG Investment Holdings, Inc. ("Purchaser"), PVKG Merger Sub, Inc., a wholly owned subsidiary of Purchaser, and ConvergeOne Holdings, Inc. in exchange for $12.50 per share. F2 · ownership.nature: Consists of 44,390,642 shares of Common Stock held directly by Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners III GP, L.P. is the General Partner of Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners, LLC is the General Partner of Clearlake Capital Partners III GP, L.P. CCG Operations, LLC is the managing member of Clearlake Capital Partners, LLC. Each of Behdad Eghbali and Jose E. Feliciano are managers of CCG Operations, LLC and therefore share voting and investment power over the shares held by Clearlake Capital Partners III (Master), L.P. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 17:14 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 27,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000072 · wf-form4_152892444651625.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,849,015 F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant. F3 · ownership.nature: The shares are owned of record as follows: (i) 10,821,091 shares by CCPII and (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM") and CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| June 11, 2018 Filed Jun 20, 2018 17:59 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 27,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-017424 · doc4a.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,849,015 F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant. F3 · ownership.nature: The shares are owned of record, as follows: (i) 10,821,091 shares by CCPII, (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII and (iii) 13,962 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM"). CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Jose E.Feliciano and Mr. Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 19:01 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | GrantCommon Stock | 38,129,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013621 · doc4.xml · nonDerivative · entry 1 Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Clearlake Capital Partners III (Master), L.P. · CIK 0001730848 · 10% owner Clearlake Capital Partners III, GP, L.P. · CIK 0001730838 · 10% owner Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clearlake Capital Partners III (Master), L.P. Disclosed balance after: 38,129,813 F1 · kind: Shares of Common Stock of the corporation then known as C1 Investment Corp. ("Old C1") were converted into shares of the Issuer pursuant to that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the Issuer, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Clearlake Capital Partners III (Master), L.P.'s shares of Old C1 Common Stock were converted into 38,129,813 shares of the Issuer's Common Stock. F1 · price: Shares of Common Stock of the corporation then known as C1 Investment Corp. ("Old C1") were converted into shares of the Issuer pursuant to that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the Issuer, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Clearlake Capital Partners III (Master), L.P.'s shares of Old C1 Common Stock were converted into 38,129,813 shares of the Issuer's Common Stock. F2 · ownership.nature: Consists of 38,129,813 shares of Common Stock held directly by Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners III GP, L.P. is the General Partner of Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners, LLC is the General Partner of Clearlake Capital Partners III GP, L.P. CCG Operations, LLC is the managing member of Clearlake Capital Partners, LLC. Each of Behdad Eghbali and Jose E. Feliciano are managers of CCG Operations, LLC and therefore share voting and investment power over the shares held by Clearlake Capital Partners III (Master), L.P. Read SEC document |
| February 22, 2018 Filed May 24, 2018 18:48 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | GrantCommon Stock | 4,169,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-033166 · doc4.xml · nonDerivative · entry 1 Eghbali Behdad · CIK 0001409564 · Director · 10% owner Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner Clearlake Capital Partners III (Master), L.P. · CIK 0001730848 · 10% owner Clearlake Capital Partners III, GP, L.P. · CIK 0001730838 · 10% owner Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clearlake Capital Partners III (Master), L.P. Disclosed balance after: 42,299,691 F1 · shares: The Reporting Person became entitled to receive these shares on May 22, 2018 for no additional consideration pursuant to an earnout provision in the Agreement and Plan of Merger between C1 Investment Corp., Clearlake Capital Management III, L.P., in its capacity as seller representative, and Forum Merger Corporation, dated November 30, 2017 (the "Merger Agreement"). Subject to achievement of the associated earnout milestones, the Reporting Person's right to receive these additional shares became irrevocable on February 22, 2018, the closing date of the transactions under the Merger Agreement. F2 · price: The calculation for the value of these shares was established in the Merger Agreement. F3 · balance_after: Consists of 42,299,691 shares of Common Stock held directly by Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners III GP, L.P. is the General Partner of Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners, LLC is the General Partner of Clearlake Capital Partners III GP, L.P. CCG Operations, LLC is the managing member of Clearlake Capital Partners, LLC. Each of Behdad Eghbali and Jose E. Feliciano are managers of CCG Operations, LLC and therefore share voting and investment power over the shares held by Clearlake Capital Partners III (Master), L.P. F3 · ownership.nature: Consists of 42,299,691 shares of Common Stock held directly by Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners III GP, L.P. is the General Partner of Clearlake Capital Partners III (Master), L.P. Clearlake Capital Partners, LLC is the General Partner of Clearlake Capital Partners III GP, L.P. CCG Operations, LLC is the managing member of Clearlake Capital Partners, LLC. Each of Behdad Eghbali and Jose E. Feliciano are managers of CCG Operations, LLC and therefore share voting and investment power over the shares held by Clearlake Capital Partners III (Master), L.P. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:50 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 9,994 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009163 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,821,091 F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant. F3 · ownership.nature: The shares are owned of record, as follows: (i) 10,811,097 shares by CCPII, (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII and (iii) 4,997 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 18:41 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 9,994 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010756 · doc4a.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,821,091 F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A. F3 · ownership.nature: The shares are owned of record, as follows: (i) 10,811,097 shares by CCPII, (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII and (iii) 4,997 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| February 15, 2017 Filed Apr 3, 2017 20:43 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 483,531 | $16.58 | $8,016,943.98 |
DisclosureSEC source: 0000899243-17-009157 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,811,097 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the exercise of the underwriters' exercise of their overallotment option in connection with an underwritten offering of Smart Sand, Inc. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.92. F3 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:16 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 2,410,883 | $16.58 | $39,972,440.14 |
DisclosureSEC source: 0000899243-17-003162 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Eghbali Behdad · CIK 0001409564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,294,628 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") in an underwritten offering. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.92. F3 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 16:43 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock, par value $0.001 per share | 564,696 | $10.34 | $5,838,956.64 |
DisclosureSEC source: 0000899243-16-034494 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Eghbali Behdad · CIK 0001409564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,705,511 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the underwriters' exercise of their overallotment option in connection with the initial public offering of Smart Sand, Inc. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.66. F3 · balance_after: Prior to the closing of the initial public offering of Smart Sand, Inc. on November 9, 2016, its common stock split 2,200-for-1, resulting in the reporting persons' ownership of 14,263,720.452 additional shares of common stock prior to the sale described in Footnote (1). F4 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F5 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 16:46 UTC | Smart Sand, Inc. SND · Entity 6217 | OtherRedeemable Series A Preferred Stock | 39,632 | $1,000.00 | $39,632,000.00 |
DisclosureSEC source: 0000899243-16-033185 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Eghbali Behdad · CIK 0001409564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: The Redeemable Series A Preferred Stock was redeemed, in accordance with its terms, by Smart Sand, Inc. immediately upon the closing of its initial public offering at the original issuance price of $1,000 per share plus unpaid accrued dividends resulting in aggregate proceeds of $40,259, 506.67. F1 · price: The Redeemable Series A Preferred Stock was redeemed, in accordance with its terms, by Smart Sand, Inc. immediately upon the closing of its initial public offering at the original issuance price of $1,000 per share plus unpaid accrued dividends resulting in aggregate proceeds of $40,259, 506.67. F2 · ownership.nature: The shares were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"). CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP could have been deemed to share beneficial ownership of the reported shares. F3 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.