Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smart Sand, Inc.SND · Entity 6217 | SEE REMARKS | July 30, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smart Sand, Inc.
Report date July 30, 2021 · Filed August 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,283 |
Reported balance
After 2021-07-30 transaction · row 1
1 source rowRow 1 · 2021-07-30 · Grant · Acquired 33,438 · Balance 84,283 F1: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2021 Filed Aug 3, 2021 08:53 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 33,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-21-000167 · wf-form4_162799521795084.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,283 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 19:37 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,787 | $3.33 | $9,280.71 |
DisclosureSEC source: 0001529628-21-000151 · wf-form4_162518258916314.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,845 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person in 2018 and 2019, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 20:14 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 300 | $2.51 | $753.00 |
DisclosureSEC source: 0001529628-21-000101 · wf-form4_161723601765898.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,632 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 17:26 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 4,000 | $3.06 | $12,240.00 |
DisclosureSEC source: 0001529628-21-000078 · wf-form4_161558795380042.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,932 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 06:46 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,193 | $1.05 | $2,302.65 |
DisclosureSEC source: 0001529628-20-000107 · wf-form4_159368673111822.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,932 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person in 2018 and 2019, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 06:23 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 292 | $0.93 | $271.56 |
DisclosureSEC source: 0001529628-20-000049 · wf-form4_158573656249669.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,125 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 08:53 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 566 | $0.94 | $532.04 |
DisclosureSEC source: 0001529628-20-000042 · wf-form4_158453597549631.xml · nonDerivative · entry 2 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,179 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based performance shares originally granted to the Reporting Person on March 30, 2017. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 08:53 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-20-000042 · wf-form4_158453597549631.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,745 F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on March 30, 2017. On March 16, 2020, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2017 and continuing through December 31, 2019. Following the conclusion of the three year performance period, the Compensation Committee confirmed the performance of the Company relative to these goals at 97.2%. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 08:41 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 722 | $1.03 | $743.66 |
DisclosureSEC source: 0001529628-20-000034 · wf-form4_158453526678230.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,257 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 09:00 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 292 | $2.52 | $735.84 |
DisclosureSEC source: 0001529628-20-000004 · wf-form4_158203444149430.xml · nonDerivative · entry 2 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,741 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on March 30, 2017. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 09:00 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-20-000004 · wf-form4_158203444149430.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,033 F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on March 30, 2017. On February 14, 2020, the Issuer confirmed the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2017 through December 31, 2019 relative to the TSR of each of a peer group of companies. Read SEC document |
| February 14, 2020 Filed Mar 18, 2020 08:43 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 292 | $1.82 | $531.44 |
DisclosureSEC source: 0001529628-20-000036 · wf-form4a_158453541693685.xml · nonDerivative · entry 2 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,979 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on March 30, 2017. F3 · price: The Form 4, as originally filed, incorrectly reported a price of $2.52 per share. The Form 4, as amended by this Form 4/A, currently reports the corrected price per share. Read SEC document |
| February 14, 2020 Filed Mar 18, 2020 08:43 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-20-000036 · wf-form4a_158453541693685.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,271 F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on March 30, 2017. On February 14, 2020, the Issuer confirmed the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2017 through December 31, 2019 relative to the TSR of each of a peer group of companies. Read SEC document |
| July 02, 2019 Filed Apr 1, 2020 06:23 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 1,000 | $1.89 | $1,890.00 |
DisclosureSEC source: 0001529628-20-000049 · wf-form4_158573656249669.xml · nonDerivative · entry 2 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,125 F2 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2019 Filed Jul 8, 2019 15:16 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 731 | $2.44 | $1,783.64 |
DisclosureSEC source: 0001529628-19-000075 · wf-form4_156261335851282.xml · nonDerivative · entry 2 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,145 F2 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person in 2018, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 30, 2019 Filed Jul 8, 2019 15:16 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-19-000075 · wf-form4_156261335851282.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,876 F1 · shares: Represents 22,000 shares of Restricted Stock granted to the Reporting Person on June 30, 2019 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 10:20 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,295 | $3.00 | $3,885.00 |
DisclosureSEC source: 0001529628-19-000064 · wf-form4_156034921507969.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,876 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 10:00 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 292 | $4.45 | $1,299.40 |
DisclosureSEC source: 0001529628-19-000026 · wf-form4_155421360990247.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,171 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 09:53 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000082 · wf-form4_153062598186009.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,463 F1 · shares: Represents 11,000 shares of Restricted Stock granted to the Reporting Person on June 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| June 10, 2018 Filed Jun 11, 2018 17:19 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,637 | $5.74 | $9,396.38 |
DisclosureSEC source: 0001529628-18-000053 · wf-form4_152875196393205.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,462 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| May 17, 2018 Filed May 18, 2018 14:55 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 2,900 | $7.11 | $20,619.00 |
DisclosureSEC source: 0001529628-18-000040 · wf-form4_152666974260669.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,099 F1 · price: 1.The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 29, 2018 Filed May 1, 2018 10:32 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 722 | $7.24 | $5,227.28 |
DisclosureSEC source: 0001529628-18-000005 · wf-form4_152518511249807.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,999 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 15:17 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 292 | $5.82 | $1,699.44 |
DisclosureSEC source: 0001209191-18-022791 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,721 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 15:36 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 722 | $6.16 | $4,447.52 |
DisclosureSEC source: 0001209191-18-020548 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,013 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| January 02, 2018 Filed Mar 18, 2020 08:53 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 238 | $7.36 | $1,751.68 |
DisclosureSEC source: 0001529628-20-000042 · wf-form4_158453597549631.xml · nonDerivative · entry 3 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,139 F3 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 17:51 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 1,683 | $9.31 | $15,668.73 |
DisclosureSEC source: 0001209191-17-039893 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,735 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:40 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 906 | $12.10 | $10,962.60 |
DisclosureSEC source: 0000899243-17-013392 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,418 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 16:34 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCOMMON STOCK | 3,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024186 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,324 F1 · shares: Represents 3,552 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:10 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 482 | $17.50 | $8,435.00 |
DisclosureSEC source: 0001209191-17-012343 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,772 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:02 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 2,402 | $17.50 | $42,035.00 |
DisclosureSEC source: 0001209191-17-009259 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,254 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 18:52 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 1,203 | $13.46 | $16,192.38 |
DisclosureSEC source: 0001209191-16-153749 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,657 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. F2 · balance_after: The direct holdings of 10,460 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 16:39 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 431 | $11.00 | $4,741.00 |
DisclosureSEC source: 0001209191-16-152479 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,460 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.