Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Janus International Group, Inc.JBI · Entity 5293 | Director | July 13, 2023 | July 14, 2023 |
| Smart Sand, Inc.SND · Entity 6217 | Director | December 21, 2020 | December 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Janus International Group, Inc.
Report date July 13, 2023 · Filed July 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,306 |
Reported balance
After 2023-07-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-07-13 · Other · Disposed 13,274 · Balance 15,306 F1: These restricted stock units ("RSUs") were issued to Mr. Leonard on June 7, 2022, and were held for the benefit of Clearlake Capital Partners IV (AIV-Jupiter), L.P. ("CCPIV"), Clearlake Capital Partners IV (Offshore), L.P. ("CCPIV Offshore"), Clearlake Capital Partners IV (AIV-Jupiter) USTE, L.P. ("CCPIV USTE"), Clearlake Capital Partners V, L.P. ("CCPV"), Clearlake Capital Partners V (Offshore), L.P. ("CCPV Offshore"), Clearlake Capital Partners V (USTE), L.P. ("CCPV USTE" and together with CCPIV, CCPIV Offshore, CCPIV USTE, CCPV, and CCPV Offshore, the "Clearlake Funds"). These RSUs vested on June 7, 2023, and were transferred to the Clearlake Funds on July 13, 2023. F2: This amount has been adjusted to reflect that the 12,594 shares of Common Stock underlying RSUs granted to Mr. Leonard on December 22, 2021, which vested on June 8, 2022, were transferred to the Clearlake Funds on August 26, 2022. F3: These RSUs are held of record by Mr. Leonard for the benefit of the Clearlake Funds and will be transferred to the Clearlake Funds upon vesting and settlement. Mr. Leonard expressly disclaims beneficial ownership of these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units ("RSUs") were issued to Mr. Leonard on June 7, 2022, and were held for the benefit of Clearlake Capital Partners IV (AIV-Jupiter), L.P. ("CCPIV"), Clearlake Capital Partners IV (Offshore), L.P. ("CCPIV Offshore"), Clearlake Capital Partners IV (AIV-Jupiter) USTE, L.P. ("CCPIV USTE"), Clearlake Capital Partners V, L.P. ("CCPV"), Clearlake Capital Partners V (Offshore), L.P. ("CCPV Offshore"), Clearlake Capital Partners V (USTE), L.P. ("CCPV USTE" and together with CCPIV, CCPIV Offshore, CCPIV USTE, CCPV, and CCPV Offshore, the "Clearlake Funds"). These RSUs vested on June 7, 2023, and were transferred to the Clearlake Funds on July 13, 2023.
F2: This amount has been adjusted to reflect that the 12,594 shares of Common Stock underlying RSUs granted to Mr. Leonard on December 22, 2021, which vested on June 8, 2022, were transferred to the Clearlake Funds on August 26, 2022.
F3: These RSUs are held of record by Mr. Leonard for the benefit of the Clearlake Funds and will be transferred to the Clearlake Funds upon vesting and settlement. Mr. Leonard expressly disclaims beneficial ownership of these securities.
Smart Sand, Inc.
Report date December 21, 2020 · Filed December 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-21 transaction · row 1
1 source rowRow 1 · 2020-12-21 · Other · Disposed 35,715 · Balance 0 F1: Represents shares of restricted stock previously issued to Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. (CCPII), which vested on December 18, 2020, and were transferred to CCPII on December 21, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock previously issued to Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. (CCPII), which vested on December 18, 2020, and were transferred to CCPII on December 21, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2023 Filed Jul 14, 2023 16:30 UTC | Janus International Group, Inc. JBI · Entity 5293 | OtherCommon Stock | 13,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-034614 · form4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,306 F1 · kind: These restricted stock units ("RSUs") were issued to Mr. Leonard on June 7, 2022, and were held for the benefit of Clearlake Capital Partners IV (AIV-Jupiter), L.P. ("CCPIV"), Clearlake Capital Partners IV (Offshore), L.P. ("CCPIV Offshore"), Clearlake Capital Partners IV (AIV-Jupiter) USTE, L.P. ("CCPIV USTE"), Clearlake Capital Partners V, L.P. ("CCPV"), Clearlake Capital Partners V (Offshore), L.P. ("CCPV Offshore"), Clearlake Capital Partners V (USTE), L.P. ("CCPV USTE" and together with CCPIV, CCPIV Offshore, CCPIV USTE, CCPV, and CCPV Offshore, the "Clearlake Funds"). These RSUs vested on June 7, 2023, and were transferred to the Clearlake Funds on July 13, 2023. F1 · shares: These restricted stock units ("RSUs") were issued to Mr. Leonard on June 7, 2022, and were held for the benefit of Clearlake Capital Partners IV (AIV-Jupiter), L.P. ("CCPIV"), Clearlake Capital Partners IV (Offshore), L.P. ("CCPIV Offshore"), Clearlake Capital Partners IV (AIV-Jupiter) USTE, L.P. ("CCPIV USTE"), Clearlake Capital Partners V, L.P. ("CCPV"), Clearlake Capital Partners V (Offshore), L.P. ("CCPV Offshore"), Clearlake Capital Partners V (USTE), L.P. ("CCPV USTE" and together with CCPIV, CCPIV Offshore, CCPIV USTE, CCPV, and CCPV Offshore, the "Clearlake Funds"). These RSUs vested on June 7, 2023, and were transferred to the Clearlake Funds on July 13, 2023. F2 · balance_after: This amount has been adjusted to reflect that the 12,594 shares of Common Stock underlying RSUs granted to Mr. Leonard on December 22, 2021, which vested on June 8, 2022, were transferred to the Clearlake Funds on August 26, 2022. F3 · balance_after: These RSUs are held of record by Mr. Leonard for the benefit of the Clearlake Funds and will be transferred to the Clearlake Funds upon vesting and settlement. Mr. Leonard expressly disclaims beneficial ownership of these securities. F3 · ownership.direct: These RSUs are held of record by Mr. Leonard for the benefit of the Clearlake Funds and will be transferred to the Clearlake Funds upon vesting and settlement. Mr. Leonard expressly disclaims beneficial ownership of these securities. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 20:51 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 15,306 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-014984 · doc4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,174 F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2023, having a value equal to approximately $150,000 based on the closing price per share of the Issuer's common stock on June 7, 2023. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service to the Board, and will be settled by delivery of shares of common stock. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 14:16 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 13,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-021463 · doc4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,868 F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2022, having a value equal to approximately $150,000 based on the closing price per share of the Issuer's common stock on June 6, 2022. The RSUs will fully vest on June 7, 2023, the one-year anniversary of the vesting commencement date, upon which the RSUs will be settled by delivery of shares of common stock. Read SEC document |
| December 22, 2021 Filed Jan 6, 2022 16:30 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 12,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001193 · doc4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,594 F1 · shares: The reporting person received restricted stock units ("RSUs") that will fully vest on June 8, 2022, the one year anniversary of the vesting commencement date. The vested RSUs will be settled by delivery of shares of Common Stock. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 21:19 UTC | Smart Sand, Inc. SND · Entity 6217 | OtherCommon Stock, par value $0.001 per share | 35,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-20-000147 · wf-form4_160867192943099.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of restricted stock previously issued to Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. (CCPII), which vested on December 18, 2020, and were transferred to CCPII on December 21, 2020. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 20:03 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 35,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-19-000120 · wf-form4_157687216357382.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,715 F1 · shares: The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of December 18, 2019, the date of grant. F3 · balance_after: Mr. Leonard expressly disclaims beneficial ownership of the reported shares. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 21:00 UTC | Smart Sand, Inc. SND · Entity 6217 | OtherCommon Stock, par value $0.001 per share | 13,962 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017202 · doc4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of restricted stock previously issued to Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. (CCPII), which vested on June 11, 2019, and were transferred to CCPII on June 13, 2019. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:10 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 13,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000070 · wf-form4_152892424082149.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,962 F1 · shares: The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant. F3 · balance_after: Mr. Leonard expressly disclaims beneficial ownership of the reported shares. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:47 UTC | Smart Sand, Inc. SND · Entity 6217 | OtherCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011559 · doc4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of restricted stock previously issued to Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. (CCPII), which vested on March 30, 2018, and were transferred to CCPII on May 3, 2018. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:50 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009164 · doc4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F1 · shares: The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant. F3 · balance_after: Mr. Leonard expressly disclaims beneficial ownership of the reported shares. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 22:39 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010755 · doc4a.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F1 · shares: The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A. F3 · balance_after: Mr. Leonard expressly disclaims beneficial ownership of the reported shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.