Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smart Sand, Inc.SND · Entity 6217 | SEE REMARKS | August 20, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smart Sand, Inc.
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 360,821 |
Ending reported balance
After 2026-08-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-20 · Sale · Disposed 25,716 · Balance 382,135 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2026-08-21 · Sale · Disposed 19,078 · Balance 363,057 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.77 to $4.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2026-08-24 · Sale · Disposed 2,236 · Balance 360,821 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.77 to $4.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2026 Filed Aug 24, 2026 20:01 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 2,236 | $4.70 | $10,509.20 |
DisclosureSEC source: 0001709934-26-000020 · wk-form4_1787601695.xml · nonDerivative · entry 3 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,821 Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 20:01 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 19,078 | $4.83 | $92,146.74 |
DisclosureSEC source: 0001709934-26-000020 · wk-form4_1787601695.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,057 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.77 to $4.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 20, 2026 Filed Aug 24, 2026 20:01 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 25,716 | $4.83 | $124,208.28 |
DisclosureSEC source: 0001709934-26-000020 · wk-form4_1787601695.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,135 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 23:04 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 11,669 | $4.84 | $56,477.96 |
DisclosureSEC source: 0001709934-26-000015 · wk-form4_1787180667.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,958 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2026 Filed Aug 21, 2026 00:14 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 62,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001709934-26-000017 · wk-form4_1787271262.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 407,851 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on August 19, 2026 under the Issuer's 2026 Equity Incentive Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 23:04 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 16,301 | $4.93 | $80,363.93 |
DisclosureSEC source: 0001709934-26-000015 · wk-form4_1787180667.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,627 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.86 to $5.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 11:29 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,500 | $5.45 | $13,625.00 |
DisclosureSEC source: 0001709934-26-000012 · wk-form4_1781004593.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,928 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:02 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,500 | $4.08 | $10,200.00 |
DisclosureSEC source: 0001709934-26-000010 · wk-form4_1773950545.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,428 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:24 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 5,977 | $5.19 | $31,020.63 |
DisclosureSEC source: 0001709934-26-000007 · wk-form4_1772573093.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,928 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 11,124 | $5.19 | $57,733.56 |
DisclosureSEC source: 0001709934-26-000005 · wk-form4_1772572060.xml · nonDerivative · entry 3 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,905 F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and free cash flow based performance shares originally granted to the Reporting Person on March 17, 2023. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 21,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001709934-26-000005 · wk-form4_1772572060.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,029 F2 · shares: Reflects the number of shares earned in respect of free cash flow based performance award shares originally granted on March 17, 2023. On February 27, 2026, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative annual free cash flow goal for the performance period commencing on January 1, 2023 and continuing through December 31, 2025. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 18,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001709934-26-000005 · wk-form4_1772572060.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,155 F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on March 17, 2023. On February 27, 2026, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative annual Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2023 and continuing through December 31, 2025. Read SEC document |
| February 22, 2026 Filed Feb 24, 2026 21:48 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 7,837 | $5.25 | $41,144.25 |
DisclosureSEC source: 0001709934-26-000003 · wk-form4_1771969712.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,568 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| July 30, 2025 Filed Jul 31, 2025 23:37 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 4,857 | $2.08 | $10,102.56 |
DisclosureSEC source: 0001709934-25-000005 · wk-form4_1754005066.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,405 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 07, 2025 Filed Jun 10, 2025 13:07 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,500 | $1.92 | $4,800.00 |
DisclosureSEC source: 0001529628-25-000104 · wk-form4_1749560818.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,262 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:02 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,500 | $2.38 | $5,950.00 |
DisclosureSEC source: 0001529628-25-000071 · wk-form4_1742414556.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,762 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:26 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 5,684 | $2.10 | $11,936.40 |
DisclosureSEC source: 0001529628-25-000054 · wk-form4_1741382803.xml · nonDerivative · entry 3 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,262 F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and TSR-based performance shares originally granted to the Reporting Person on June 7, 2022. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:26 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 8,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-25-000054 · wk-form4_1741382803.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,946 F2 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2022 through December 31, 2024 relative to the TSR of each of a peer group of companies. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:26 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 8,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-25-000054 · wk-form4_1741382803.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,976 F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2022 and continuing through December 31, 2024. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 13:16 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 86,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-25-000034 · wk-form4_1741094158.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,613 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 21:06 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 8,451 | $2.25 | $19,014.75 |
DisclosureSEC source: 0001529628-25-000013 · wk-form4_1740517569.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,656 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 20:17 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 4,857 | $2.09 | $10,151.13 |
DisclosureSEC source: 0001529628-24-000148 · wk-form4_1722543471.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,107 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:16 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,500 | $2.08 | $5,200.00 |
DisclosureSEC source: 0001529628-24-000133 · wk-form4_1718136974.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,964 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 17, 2024 Filed Mar 19, 2024 00:46 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,981 | $1.90 | $5,663.90 |
DisclosureSEC source: 0001529628-24-000083 · wk-form4_1710809197.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,464 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:17 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 3,862 | $1.94 | $7,492.28 |
DisclosureSEC source: 0001529628-24-000070 · wk-form4_1710447453.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,445 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based performance shares originally granted to the Reporting Person on July 30, 2021. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:17 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 11,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-24-000070 · wk-form4_1710447453.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,307 F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on July 30, 2021. On March 12, 2024, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2021 and continuing through December 31, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:08 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 3,862 | $1.98 | $7,646.76 |
DisclosureSEC source: 0001529628-24-000051 · wk-form4_1709672897.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,530 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on July 30, 2021. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:08 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 11,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-24-000051 · wk-form4_1709672897.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,392 F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on July 30, 2021. On March 1, 2024, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2021 through December 31, 2023 relative to the TSR of each of a peer group of companies. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 13:01 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 103,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-24-000033 · wk-form4_1708952471.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,615 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 22, 2024 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:07 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 5,455 | $1.91 | $10,419.05 |
DisclosureSEC source: 0001529628-23-000130 · wk-form4_1703020018.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,522 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| July 30, 2023 Filed Aug 1, 2023 20:05 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 4,857 | $1.79 | $8,694.03 |
DisclosureSEC source: 0001529628-23-000090 · wk-form4_1690920307.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,977 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 12:27 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,500 | $1.56 | $3,900.00 |
DisclosureSEC source: 0001529628-23-000069 · wk-form4_1686313623.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,834 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 19:51 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 36,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-23-000032 · wf-form4_167934189120049.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,334 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| December 18, 2022 Filed Dec 20, 2022 21:06 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 5,453 | $1.71 | $9,324.63 |
DisclosureSEC source: 0001529628-22-000138 · wf-form4_167157037207663.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,970 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 20:18 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 4,856 | $2.42 | $11,751.52 |
DisclosureSEC source: 0001529628-22-000110 · wf-form4_165947146321111.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,423 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 12:36 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 36,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-22-000083 · wf-form4_165469178903325.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,279 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| April 30, 2022 Filed May 3, 2022 20:25 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,879 | $4.35 | $8,173.65 |
DisclosureSEC source: 0001529628-22-000060 · wf-form4_165160947409289.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,915 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 13:12 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 9,082 | $3.03 | $27,518.46 |
DisclosureSEC source: 0001529628-22-000033 · wf-form4_164734991191409.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,794 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 13:12 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 24,926 | $3.23 | $80,510.98 |
DisclosureSEC source: 0001529628-22-000033 · wf-form4_164734991191409.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,876 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.15 to $3.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:19 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 6,504 | $2.20 | $14,308.80 |
DisclosureSEC source: 0001529628-22-000013 · wf-form4_164521913873224.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,802 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on December 18, 2019. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:19 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 19,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-22-000013 · wf-form4_164521913873224.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,306 F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on December 18, 2019. On February 16, 2022, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2019 through December 31, 2021 relative to the TSR of each of a peer group of companies. Read SEC document |
| December 18, 2021 Filed Dec 20, 2021 21:05 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 5,453 | $1.78 | $9,706.34 |
DisclosureSEC source: 0001529628-21-000216 · wf-form4_164003428755815.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,465 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 12:57 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 70,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-21-000170 · wf-form4_162799545775676.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,918 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 10:39 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,649 | $2.80 | $4,617.20 |
DisclosureSEC source: 0001529628-21-000146 · wf-form4_162435838096695.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,247 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 12:21 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,816 | $2.42 | $4,394.72 |
DisclosureSEC source: 0001529628-21-000125 · wf-form4_162013089467999.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,896 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 00:18 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,696 | $2.75 | $7,414.00 |
DisclosureSEC source: 0001529628-21-000089 · wf-form4_161645869525384.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,712 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based performance shares originally granted to the Reporting Person on April 30, 2018. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 00:18 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 8,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-21-000089 · wf-form4_161645869525384.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,408 F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on April 30, 2018. On March 19, 2021, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2018 and continuing through December 31, 2020. Following the conclusion of the three year performance period, the Compensation Committee confirmed the performance of the Company relative to these goals at 60.2%. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 11:53 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 42,100 | $2.96 | $124,616.00 |
DisclosureSEC source: 0001529628-21-000076 · wf-form4_161537717730036.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,185 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.86 to $3.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 12:04 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,239 | $3.24 | $7,254.36 |
DisclosureSEC source: 0001529628-21-000036 · wf-form4_161364983584992.xml · nonDerivative · entry 2 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,285 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on April 30, 2018. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 12:04 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 6,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-21-000036 · wf-form4_161364983584992.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,524 F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on April 30, 2018. On February 16, 2021, the Issuer confirmed the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2018 through December 31, 2020 relative to the TSR of each of a peer group of companies. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.