Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smart Sand, Inc.SND · Entity 6217 | Director | August 19, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smart Sand, Inc.
Report date August 19, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 239,415 |
Reported balance
After 2026-08-19 transaction · row 1
1 source rowRow 1 · 2026-08-19 · Grant · Acquired 18,868 · Balance 239,415 F1: Represents shares of Restricted Stock granted to the Reporting Person on August 19, 2026 under the Issuer's 2026 Equity Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Restricted Stock granted to the Reporting Person on August 19, 2026 under the Issuer's 2026 Equity Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ConvergeOne Holdings, Inc.
Report date January 04, 2019 · Filed January 04, 2019
Section 16 reporting ended · disclosed 2019-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-01-04 transaction · row 1
1 source rowRow 1 · 2019-01-04 · Disposition to issuer · Disposed 261,044 · Balance 0 F1: Consists of shares of common stock disposed of pursuant to the agreement and plan of merger, dated November 6, 2018, among PVKG Investment Holdings, Inc. ("Purchaser"), PVKG Merger Sub, Inc., a wholly owned subsidiary of Purchaser, and ConvergeOne Holdings, Inc., in exchange for $12.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares of common stock disposed of pursuant to the agreement and plan of merger, dated November 6, 2018, among PVKG Investment Holdings, Inc. ("Purchaser"), PVKG Merger Sub, Inc., a wholly owned subsidiary of Purchaser, and ConvergeOne Holdings, Inc., in exchange for $12.50 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2026 Filed Aug 21, 2026 00:08 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 18,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001536307-26-000006 · wk-form4_1787270937.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,415 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on August 19, 2026 under the Issuer's 2026 Equity Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 11, 2026 Filed Mar 12, 2026 20:26 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCommon Stock | 27,975 | $3.66 | $102,388.50 |
DisclosureSEC source: 0001536307-26-000003 · wk-form4_1773347200.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,547 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.64 to $3.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 13:24 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 39,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-25-000042 · wk-form4_1741094677.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,522 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 13:16 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 46,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-24-000040 · wk-form4_1708953385.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,392 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 22, 2024 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 20:16 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 16,364 | $1.82 | $29,782.48 |
DisclosureSEC source: 0001529628-23-000105 · wk-form4_1692908194.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,000 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on August 23, 2023 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:06 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 16,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-22-000094 · wf-form4_165584193869612.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,636 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 16, 2022 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 13:02 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 47,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-21-000173 · wf-form4_162799571664661.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,272 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on July 30,2021 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 18:07 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 35,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-19-000117 · wf-form4_157686525210426.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,569 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on December 18, 2019 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 22:48 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | Disposition to issuerCommon Stock | 261,044 | $12.50 | $3,263,050.00 |
DisclosureSEC source: 0001209191-19-002189 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Consists of shares of common stock disposed of pursuant to the agreement and plan of merger, dated November 6, 2018, among PVKG Investment Holdings, Inc. ("Purchaser"), PVKG Merger Sub, Inc., a wholly owned subsidiary of Purchaser, and ConvergeOne Holdings, Inc., in exchange for $12.50 per share. Read SEC document |
| September 22, 2018 Filed May 24, 2018 22:46 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | GrantCommon Stock | 25,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-033165 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,044 F1 · shares: The Reporting Person became entitled to receive these shares on May 22, 2018 for no additional consideration pursuant to an earnout provision in the Agreement and Plan of Merger between C1 Investment Corp., Clearlake Capital Management III, L.P., in its capacity as seller representative, and Forum Merger Corporation, dated November 30, 2017 (the "Merger Agreement"). Subject to achievement of the associated earnout milestones, the Reporting Person's right to receive these additional shares became irrevocable on February 22, 2018, the closing date of the transactions under the Merger Agreement. F2 · price: The calculation for the value of these shares was established in the Merger Agreement. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 13:30 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 13,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000064 · wf-form4_152889658635330.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,854 F1 · shares: Represents 13,962 shares of Restricted Stock granted to the Reporting Person on June 11, 2018 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 00:04 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | GrantCommon Stock | 235,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013623 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,310 F1 · kind: Shares of Common Stock of the corporation then known as C1 Investment Corp. ("Old C1") were converted into shares of the Issuer pursuant to that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the Issuer, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, the Reporting Person's shares of Old C1 Common Stock were converted into 235,310 shares of the Issuer's Common Stock. F1 · price: Shares of Common Stock of the corporation then known as C1 Investment Corp. ("Old C1") were converted into shares of the Issuer pursuant to that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the Issuer, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, the Reporting Person's shares of Old C1 Common Stock were converted into 235,310 shares of the Issuer's Common Stock. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:00 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 20,000 | $8.00 | $160,032.00 |
DisclosureSEC source: 0001209191-17-060265 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,892 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:39 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 20,000 | $8.00 | $160,032.00 |
DisclosureSEC source: 0001209191-17-060684 · doc4a.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,892 F1 · date: The Form 4, as originally filed, incorrectly reported that the shares were withheld for tax purposes. The Form 4, as amended by this Form 4/A, currently reports that the shares were sold pursuant to a Rule 10b5-1 trading plan. F2 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.000 to $8.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:53 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 1,813 | $9.31 | $16,879.03 |
DisclosureSEC source: 0001209191-17-039898 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,892 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 22:27 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024267 · doc4a.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,705 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 21:55 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010745 · doc4a.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,705 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:01 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 2,062 | $17.50 | $36,085.00 |
DisclosureSEC source: 0001209191-17-012334 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,708 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:56 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 10,285 | $17.50 | $179,987.50 |
DisclosureSEC source: 0001209191-17-009253 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,770 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:23 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 2,406 | $11.00 | $26,466.00 |
DisclosureSEC source: 0001209191-16-152464 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,387 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| March 30, 2014 Filed Apr 3, 2017 20:36 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024189 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,705 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.