Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2019 Filed Feb 25, 2019 23:51 UTC Tax withholdingCommon Stock 1,859 $54.38 $101,092.42
Disclosure

SEC source: 0001593968-19-000562 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,188

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:51 UTC Exercise / conversionCommon Stock 5,150 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000562 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,150 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000560 · primary_01.xml · derivative · entry 8

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,151

Underlying: SMTC · 5,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F6 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F6 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:47 UTC Tax withholdingCommon Stock 1,858 $54.38 $101,038.04
Disclosure

SEC source: 0001593968-19-000560 · primary_01.xml · nonDerivative · entry 2

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,517

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:47 UTC Exercise / conversionCommon Stock 5,150 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000560 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:42 UTC
Pegulu MarcVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 4,635 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000555 · primary_01.xml · derivative · entry 6

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,636

Underlying: SMTC · 4,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:42 UTC
Pegulu MarcVP and GM
Tax withholdingCommon Stock 1,691 $54.38 $91,956.58
Disclosure

SEC source: 0001593968-19-000555 · primary_01.xml · nonDerivative · entry 2

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,012

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:42 UTC
Pegulu MarcVP and GM
Exercise / conversionCommon Stock 4,635 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000555 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:46 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 21,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000559 · primary_01.xml · derivative · entry 6

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,667

Underlying: SMTC · 21,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:46 UTC
MAHESWARAN MOHANDirector · President and CEO
Tax withholdingCommon Stock 8,015 $54.38 $435,855.70
Disclosure

SEC source: 0001593968-19-000559 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,617

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:46 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000559 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:44 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 5,150 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000557 · primary_01.xml · derivative · entry 6

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,151

Underlying: SMTC · 5,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:44 UTC
CHUKWU EMEKAEVP and CFO
Tax withholdingCommon Stock 1,852 $54.38 $100,711.76
Disclosure

SEC source: 0001593968-19-000557 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,228

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:44 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 5,150 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000557 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:43 UTC
Brown Simon AVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 4,120 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000556 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,121

Underlying: SMTC · 4,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:43 UTC
Brown Simon AVP and GM
Tax withholdingCommon Stock 1,087 $54.38 $59,111.06
Disclosure

SEC source: 0001593968-19-000556 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,644

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:43 UTC
Brown Simon AVP and GM
Exercise / conversionCommon Stock 4,120 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000556 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,635 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · derivative · entry 6

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,636

Underlying: SMTC · 4,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:40 UTC Tax withholdingCommon Stock 1,682 $54.38 $91,467.16
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,766

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:40 UTC Exercise / conversionCommon Stock 4,635 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:37 UTC
Beauchamp GaryEVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 8,484 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000553 · primary_01.xml · derivative · entry 6

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,484

Underlying: SMTC · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:37 UTC
Beauchamp GaryEVP and GM
Tax withholdingCommon Stock 3,938 $54.38 $214,148.44
Disclosure

SEC source: 0001593968-19-000553 · primary_01.xml · nonDerivative · entry 2

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:37 UTC
Beauchamp GaryEVP and GM
Exercise / conversionCommon Stock 8,484 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000553 · primary_01.xml · nonDerivative · entry 1

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,120 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000552 · primary_01.xml · derivative · entry 6

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,121

Underlying: SMTC · 4,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:36 UTC Tax withholdingCommon Stock 1,500 $54.38 $81,570.00
Disclosure

SEC source: 0001593968-19-000552 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,017

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:36 UTC Exercise / conversionCommon Stock 4,120 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000552 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 23:01 UTC SaleCommon Stock 2,500 $53.00 $132,500.00
Disclosure

SEC source: 0001593968-19-000478 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,225

Read SEC document
February 06, 2019 Filed Feb 7, 2019 00:52 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,100 $51.00 $56,100.00
Disclosure

SEC source: 0001593968-19-000367 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,930

Read SEC document
January 11, 2019 Filed Jan 11, 2019 23:59 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,100 $51.00 $56,100.00
Disclosure

SEC source: 0001593968-19-000148 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,030

Read SEC document
January 11, 2019 Filed Jan 11, 2019 23:58 UTC SaleCommon Stock 2,500 $52.50 $131,250.00
Disclosure

SEC source: 0001593968-19-000147 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,725

Read SEC document
January 11, 2019 Filed Jan 11, 2019 23:55 UTC SaleCommon Stock 2,000 $52.75 $105,501.00
Disclosure

SEC source: 0001593968-19-000146 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,897

F2 · price: This price represents the weighted average of these sales. The prices ranged from $52.5010 to $53.0000. Price and share details are available upon request.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 23:55 UTC SaleCommon Stock 2,000 $51.64 $103,270.00
Disclosure

SEC source: 0001593968-19-000146 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,897

F1 · price: This price represents the weighted average of these sales. The prices ranged from $51.3700 to $51.9000. Price and share details are available upon request.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 22:58 UTC SaleCommon Stock 4,000 $50.43 $201,700.00
Disclosure

SEC source: 0001593968-19-000145 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,897

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.2500 to $50.6000. Price and share details are available upon request.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 22:54 UTC SaleCommon Stock 10,000 $50.04 $500,367.00
Disclosure

SEC source: 0001593968-19-000143 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,940

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.1400. Price and share details are available upon request.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC Exercise / conversionOption (right to buy) · Derivative 13,872 $0.00 Strike: $33.22 $0.00
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 13,872 shares

Expires 2019-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on April 3, 2014.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC Exercise / conversionOption (right to buy) · Derivative 6,128 $0.00 Strike: $33.22 $0.00
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,872

Underlying: SMTC · 6,128 shares

Expires 2019-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on April 3, 2014.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC SaleCommon Stock 13,872 $47.93 $664,951.55
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,385

F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.5300 to $48.6100. Price and share details are available upon request.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC Exercise / conversionCommon Stock 6,128 $33.22 $203,572.16
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC Exercise / conversionCommon Stock 13,872 $33.22 $460,827.84
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:04 UTC Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $33.22 $0.00
Disclosure

SEC source: 0001593968-19-000121 · primary_01.xml · derivative · entry 2

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 20,000 shares

Expires 2019-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on April 3, 2014.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:04 UTC Exercise / conversionCommon Stock 20,000 $33.22 $664,400.00
Disclosure

SEC source: 0001593968-19-000121 · primary_01.xml · nonDerivative · entry 1

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:08 UTC Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0001593968-19-000122 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 20,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 26, 2014.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:08 UTC SaleCommon Stock 20,000 $45.53 $910,604.00
Disclosure

SEC source: 0001593968-19-000122 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,386

F1 · price: This price represents the weighted average of these sales. The prices ranged from $45.3100 to $45.7200. Price and share details are available upon request.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:08 UTC Exercise / conversionCommon Stock 20,000 $30.82 $616,400.00
Disclosure

SEC source: 0001593968-19-000122 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 23:42 UTC SaleCommon Stock 5,000 $45.52 $227,610.50
Disclosure

SEC source: 0001593968-19-000016 · primary_01.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,419

F1 · price: This price represents the weighted average of these sales. The prices ranged from $45.0700 to $45.9000. Price and share details are available upon request.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 00:47 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionOption (right to buy) · Derivative 35,000 $0.00 Strike: $28.60 $0.00
Disclosure

SEC source: 0001593968-18-001579 · primary_01.xml · derivative · entry 6

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: SMTC · 35,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2018 Filed Dec 13, 2018 00:47 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 35,000 $48.53 $1,698,441.50
Disclosure

SEC source: 0001593968-18-001579 · primary_01.xml · nonDerivative · entry 4

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,965

F2 · price: This price represents the weighted average of these sales. The prices ranged from $48.2200 to $48.9600. Price and share details are available upon request.

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December 12, 2018 Filed Dec 13, 2018 00:47 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 35,000 $28.60 $1,001,000.00
Disclosure

SEC source: 0001593968-18-001579 · primary_01.xml · nonDerivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 00:47 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionOption (right to buy) · Derivative 25,740 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-18-001579 · primary_01.xml · derivative · entry 5

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 25,740 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 00:47 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 25,740 $47.80 $1,230,459.52
Disclosure

SEC source: 0001593968-18-001579 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,965

F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.3500 to $48.4200. Price and share details are available upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.