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Costello Mark C

Disclosed activity across 1 company

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148860
SEC CIK
0001642805

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SEMTECH CORPSMTC · Entity 3442VP and GMJune 02, 2020June 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SEMTECH CORP

Report date June 02, 2020 · Filed June 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-02 transaction · row 1
1 source row

Row 1 · 2020-06-02 · Sale · Disposed 12,112 · Balance 0

F1: This price represents the weighted average of these sales. The prices ranged from $52.2500 to $52.4400. Price and share details are available upon request.

Filing footnotes · ownership attribution and instrument terms

F1: This price represents the weighted average of these sales. The prices ranged from $52.2500 to $52.4400. Price and share details are available upon request.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2020 Filed Jun 2, 2020 23:06 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 12,112 $52.31 $633,612.63
Disclosure

SEC source: 0001593968-20-001345 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.2500 to $52.4400. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:47 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-20-001306 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,500 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:47 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,500 $52.86 $132,141.75
Disclosure

SEC source: 0001593968-20-001306 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.8500 to $52.8570. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:47 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,500 $17.51 $43,775.00
Disclosure

SEC source: 0001593968-20-001306 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 539 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 539 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,336 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · derivative · entry 4

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: SMTC · 1,336 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,336 $41.98 $56,078.60
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,336 $23.28 $31,102.08
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 539 $23.28 $12,547.92
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 20:20 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 3,090 $34.10 $105,363.75
Disclosure

SEC source: 0001593968-20-000895 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,573

F1 · price: This price represents the weighted average of these sales. The prices ranged from $33.9700 to $34.1900. Price and share details are available upon request.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:06 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,651

Underlying: SMTC · 4,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:06 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,608 $39.08 $62,840.64
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · nonDerivative · entry 4

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,663

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:06 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:06 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · derivative · entry 6

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: SMTC · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:06 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,038 $40.52 $42,059.76
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,621

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:06 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:56 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 15,556 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000654 · primary_01.xml · derivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,556

Underlying: SMTC · 15,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:56 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000654 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,659

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 4,636 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000503 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 4,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,699 $48.77 $82,860.23
Disclosure

SEC source: 0001593968-20-000503 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 4,636 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000503 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:13 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 8,951 $46.80 $418,932.76
Disclosure

SEC source: 0001593968-19-001881 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090

F1 · price: This price represents the weighted average of these sales. The prices ranged from $46.7800 to $46.9000. Price and share details are available upon request.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:10 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 12,046 $45.46 $547,659.34
Disclosure

SEC source: 0001593968-19-001459 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,041

F1 · price: This price represents the weighted average of these sales. The prices ranged from $45.1800 to $45.6100. Price and share details are available upon request.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:24 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001095 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:24 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 930 $51.34 $47,746.20
Disclosure

SEC source: 0001593968-19-001095 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,087

Read SEC document
May 13, 2019 Filed May 14, 2019 20:24 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001095 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:50 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,000 $53.25 $106,505.20
Disclosure

SEC source: 0001593968-19-000955 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,142

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.2520 to $53.2560. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:33 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 18,609 $54.10 $1,006,670.60
Disclosure

SEC source: 0001593968-19-000803 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,142

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.9900 to $54.3000. Price and share details are available upon request.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:06 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000728 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,301

Underlying: SMTC · 4,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:06 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,306 $55.04 $126,922.24
Disclosure

SEC source: 0001593968-19-000728 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,751

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:06 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000728 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:04 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000706 · primary_01.xml · derivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: SMTC · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:04 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 26,408 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000706 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,407

Read SEC document
February 23, 2019 Filed Feb 25, 2019 23:40 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
February 23, 2019 Filed Feb 25, 2019 23:40 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,767 $56.09 $155,201.03
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · nonDerivative · entry 4

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,999

Read SEC document
February 23, 2019 Filed Feb 25, 2019 23:40 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:40 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 4,635 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · derivative · entry 6

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,636

Underlying: SMTC · 4,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:40 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,682 $54.38 $91,467.16
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,766

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:40 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 4,635 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000554 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:24 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,063 $58.27 $61,938.88
Disclosure

SEC source: 0001593968-18-001186 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,813

F1 · price: This price represents the weighted average of these sales. The prices ranged from $58.2550 to $58.3050. Price and share details are available upon request.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:51 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001108 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:51 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 562 $49.90 $28,043.80
Disclosure

SEC source: 0001593968-18-001108 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,876

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:51 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,625 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001108 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 05, 2018 Filed Jun 6, 2018 23:28 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 641 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · derivative · entry 6

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: SMTC · 641 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

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June 05, 2018 Filed Jun 6, 2018 23:28 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,234 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

Underlying: SMTC · 1,234 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

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June 05, 2018 Filed Jun 6, 2018 23:28 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,207 $49.86 $110,050.95
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 4

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,813

F2 · price: This price represents the weighted average of these sales. The prices ranged from $49.8550 to $49.9300. Price and share details are available upon request.

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June 05, 2018 Filed Jun 6, 2018 23:28 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,234 $49.79 $61,440.00
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,020

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.7800 to $49.8500. Price and share details are available upon request.

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June 05, 2018 Filed Jun 6, 2018 23:28 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,234 $23.28 $28,727.52
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 05, 2018 Filed Jun 6, 2018 23:28 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 641 $23.28 $14,922.48
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 13, 2018 Filed May 14, 2018 20:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000758 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on May 13, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.