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Santoro Carmelo J.

Disclosed activity across 1 company

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148509
SEC CIK
0001406465

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SEMTECH CORPSMTC · Entity 3442DirectorJune 10, 2020June 13, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SEMTECH CORP

Report date June 10, 2020 · Filed June 13, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,733 Reported balance After 2020-06-10 transaction · row 1
1 source row

Row 1 · 2020-06-10 · Exercise / conversion · Acquired 1,384 · Balance 24,733

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-10 · Exercise / conversion · Disposed 1,384 · Balance 0

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2020 Filed Jun 13, 2020 00:22 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001460 · primary_01.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:22 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001460 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,335 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,335 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,665 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: SMTC · 2,665 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,665 $52.72 $140,511.06
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,349

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.7200 to $52.7250. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,665 $28.06 $74,779.90
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,335 $28.06 $65,520.10
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 3,158 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 3,158 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,842 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: SMTC · 1,842 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 3,158 $42.26 $133,450.76
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,014

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,842 $26.59 $48,978.78
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 3,158 $26.59 $83,971.22
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,530 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,530 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,470 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,530

Underlying: SMTC · 2,470 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,470 $50.59 $124,951.37
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.5700 to $50.6300. Price and share details are available upon request.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,470 $24.94 $61,601.80
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,530 $24.94 $63,098.20
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:25 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,582 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001543 · primary_01.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: SMTC · 1,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:25 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001543 · primary_01.xml · derivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: SMTC · 1,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:25 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001416 · primary_01.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:25 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,487 $43.42 $64,565.54
Disclosure

SEC source: 0001593968-19-001416 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,770 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,770 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 3,230 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

Underlying: SMTC · 3,230 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:32 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 3,230 $54.56 $176,228.15
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.5510 to $54.5950. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 3,230 $35.17 $113,599.10
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,770 $35.17 $62,250.90
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 13,872 $0.00 Strike: $33.22 $0.00
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 13,872 shares

Expires 2019-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on April 3, 2014.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 6,128 $0.00 Strike: $33.22 $0.00
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,872

Underlying: SMTC · 6,128 shares

Expires 2019-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on April 3, 2014.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 13,872 $47.93 $664,951.55
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,385

F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.5300 to $48.6100. Price and share details are available upon request.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 6,128 $33.22 $203,572.16
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:55 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 13,872 $33.22 $460,827.84
Disclosure

SEC source: 0001593968-19-000144 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 18:00 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000980 · primary_01.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: SMTC · 1,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 18:00 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000980 · primary_01.xml · derivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487

Underlying: SMTC · 1,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 22:05 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,678 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000909 · primary_01.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 22:05 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,678 $50.50 $84,739.00
Disclosure

SEC source: 0001593968-18-000909 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 21:51 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,958 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000872 · primary_01.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958

Underlying: SMTC · 1,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 21:51 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,678 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000872 · primary_01.xml · derivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: SMTC · 1,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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June 14, 2017 Filed Jun 14, 2017 21:11 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Units · Derivative 2,534 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000050 · edgar.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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June 14, 2017 Filed Jun 14, 2017 21:11 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,534 $36.50 $92,491.00
Disclosure

SEC source: 0001413753-17-000050 · edgar.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.