Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | Director | June 09, 2024 | June 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date June 09, 2024 · Filed June 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,542 |
Reported balance
After 2024-06-09 transaction · row 1
1 source rowRow 1 · 2024-06-09 · Exercise / conversion · Acquired 3,534 · Balance 16,542 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-06-09 · Exercise / conversion · Disposed 3,534 · Balance 0 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEADWATERS INC
Report date May 08, 2017 · Filed May 08, 2017
Section 16 reporting ended · disclosed 2017-05-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 1
1 source rowRow 1 · 2017-05-08 · Disposition to issuer · Disposed 18,997 · Balance 0 F1: Pursuant to the merger agreement between issuer and Boral Limited, amounts deferred under the Headwaters Director Deferred Compensation Plan were deemed invested in the issuer's common stock, and each share of issuer's common stock purchased by the issuer and held as treasury stock immediately prior to the effective time of the merger was canceled with the director receiving a cash payment of $24.25 per share, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the merger agreement between issuer and Boral Limited, amounts deferred under the Headwaters Director Deferred Compensation Plan were deemed invested in the issuer's common stock, and each share of issuer's common stock purchased by the issuer and held as treasury stock immediately prior to the effective time of the merger was canceled with the director receiving a cash payment of $24.25 per share, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2024 Filed Jun 10, 2024 22:49 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0000088941-24-000076 · wk-form4_1718059744.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares. Read SEC document |
| June 09, 2024 Filed Jun 10, 2024 22:49 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,534 | $31.18 | $110,190.12 |
DisclosureSEC source: 0000088941-24-000076 · wk-form4_1718059744.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:11 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 16,000 | $22.39 | $358,304.00 |
DisclosureSEC source: 0001593968-23-001514 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,008 Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 22:33 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-001109 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,534 Underlying: Common Stock · 3,534 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 22:33 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-001109 · primary_01.xml · derivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,534 Underlying: Common Stock · 3,534 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 23:37 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000972 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 23:37 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,731 | $22.09 | $38,237.79 |
DisclosureSEC source: 0001593968-23-000972 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 01:07 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001224 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731 Underlying: SMTC · 1,731 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 01:07 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001224 · primary_01.xml · derivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731 Underlying: SMTC · 1,731 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 23:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001088 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F1 · shares: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 23:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,322 | $62.58 | $82,730.76 |
DisclosureSEC source: 0001593968-22-001088 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:24 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001811 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: SMTC · 1,322 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:24 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001811 · primary_01.xml · derivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: SMTC · 1,322 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001601 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,371 | $67.22 | $92,158.62 |
DisclosureSEC source: 0001593968-21-001601 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:12 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001572 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371 Underlying: SMTC · 1,371 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:12 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001572 · primary_01.xml · derivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,567 Underlying: SMTC · 1,567 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 10, 2020 Filed Jun 13, 2020 00:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001461 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 10, 2020 Filed Jun 13, 2020 00:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,384 | $53.94 | $74,652.96 |
DisclosureSEC source: 0001593968-20-001461 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 00:50 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,589 | $54.15 | $86,041.97 |
DisclosureSEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 5 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200 F4 · price: This price represents the weighted average of these sales. The prices ranged from $54.0900 to $54.2400. Price and share details are available upon request. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 00:50 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 6,211 | $53.71 | $333,602.13 |
DisclosureSEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 4 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,789 F3 · price: This price represents the weighted average of these sales. The prices ranged from $53.0600 to $54.0400. Price and share details are available upon request. Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:50 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,008 | $56.21 | $56,659.68 |
DisclosureSEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 3 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:50 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 178 | $54.83 | $9,759.19 |
DisclosureSEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,008 F2 · price: This price represents the weighted average of these sales. The prices ranged from $54.8000 to $54.8400. Price and share details are available upon request. Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:50 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,814 | $54.17 | $152,420.87 |
DisclosureSEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,186 F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.7900 to $54.6700. Price and share details are available upon request. Read SEC document |
| April 28, 2020 Filed Apr 28, 2020 23:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $28.06 | $0.00 |
DisclosureSEC source: 0001593968-20-001056 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016. Read SEC document |
| April 28, 2020 Filed Apr 28, 2020 23:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $28.06 | $140,300.00 |
DisclosureSEC source: 0001593968-20-001056 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 00:24 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.59 | $0.00 |
DisclosureSEC source: 0001593968-20-000993 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2020-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 00:24 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $26.59 | $132,950.00 |
DisclosureSEC source: 0001593968-20-000993 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 00:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $24.94 | $0.00 |
DisclosureSEC source: 0001593968-19-002305 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2020-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2015. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 00:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $24.94 | $124,700.00 |
DisclosureSEC source: 0001593968-19-002305 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:14 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 6,487 | $46.31 | $300,409.73 |
DisclosureSEC source: 0001593968-19-001882 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: This price represents the weighted average of these sales. The prices ranged from $46.2700 to $46.4000. Price and share details are available upon request. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:18 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001539 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384 Underlying: SMTC · 1,384 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:18 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001539 · primary_01.xml · derivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Underlying: SMTC · 1,582 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 20:26 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001417 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 20:26 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,487 | $43.42 | $64,565.54 |
DisclosureSEC source: 0001593968-19-001417 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 20:08 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $35.17 | $0.00 |
DisclosureSEC source: 0001593968-19-000831 · primary_01.xml · derivative · entry 3 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2019-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 20:08 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 7,257 | $55.86 | $405,345.54 |
DisclosureSEC source: 0001593968-19-000831 · primary_01.xml · nonDerivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: This price represents the weighted average of these sales. The prices ranged from $55.85100 to $55.8560. Price and share details are available upon request. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 20:08 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $35.17 | $175,850.00 |
DisclosureSEC source: 0001593968-19-000831 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:04 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 20,000 | $0.00 Strike: $33.22 | $0.00 |
DisclosureSEC source: 0001593968-19-000121 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 20,000 shares Expires 2019-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on April 3, 2014. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:04 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 20,000 | $33.22 | $664,400.00 |
DisclosureSEC source: 0001593968-19-000121 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 18:02 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000981 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: SMTC · 1,700 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 18:02 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000981 · primary_01.xml · derivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487 Underlying: SMTC · 1,487 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 21:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000904 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 21:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,678 | $50.50 | $84,739.00 |
DisclosureSEC source: 0001593968-18-000904 · primary_01.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:58 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000879 · primary_01.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,958 Underlying: SMTC · 1,958 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:58 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000879 · primary_01.xml · derivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Underlying: SMTC · 1,678 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000052 · edgar.xml · derivative · entry 2 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,534 | $36.50 | $92,491.00 |
DisclosureSEC source: 0001413753-17-000052 · edgar.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:51 UTC | HEADWATERS INC HW · Entity 176407 | Disposition to issuerCOMMON STOCK | 18,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-030839 · a4.xml · nonDerivative · entry 1 Summers Sylvia · CIK 0001347095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the merger agreement between issuer and Boral Limited, amounts deferred under the Headwaters Director Deferred Compensation Plan were deemed invested in the issuer's common stock, and each share of issuer's common stock purchased by the issuer and held as treasury stock immediately prior to the effective time of the merger was canceled with the director receiving a cash payment of $24.25 per share, without interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.