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Faltemier Sharon K

Disclosed activity across 1 company

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146851
SEC CIK
0001365804

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SEMTECH CORPSMTC · Entity 3442SVP HRSeptember 02, 2020September 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SEMTECH CORP

Report date September 02, 2020 · Filed September 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,356 Reported balance After 2020-09-02 transaction · row 1
1 source row

Row 1 · 2020-09-02 · Sale · Disposed 3,925 · Balance 31,356

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2020 Filed Sep 2, 2020 23:06 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 3,925 $59.80 $234,699.30
Disclosure

SEC source: 0001593968-20-001838 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,356

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 3,255 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · derivative · entry 5

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256

Underlying: SMTC · 3,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,126 $39.08 $44,004.08
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · nonDerivative · entry 4

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,281

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 3,255 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · nonDerivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · derivative · entry 6

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667

Underlying: SMTC · 2,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 807 $40.52 $32,699.64
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,152

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:02 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000660 · primary_01.xml · derivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: SMTC · 6,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:02 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 2,497 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000660 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,626

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:14 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,833 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000504 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:14 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 980 $48.77 $47,794.60
Disclosure

SEC source: 0001593968-20-000504 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,129

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:14 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,833 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000504 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 8, 2020 22:01 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 6,000 $53.20 $319,219.20
Disclosure

SEC source: 0001593968-20-000127 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,276

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.2030 to $53.2090. Price and share details are available upon request.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 7,500 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-20-000100 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 7,500 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 7,500 $53.11 $398,352.00
Disclosure

SEC source: 0001593968-20-000100 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,276

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.1000 to $53.1140. Price and share details are available upon request.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 7,500 $24.74 $185,550.00
Disclosure

SEC source: 0001593968-20-000100 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2019 Filed Jul 12, 2019 20:46 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 4,000 $48.84 $195,346.40
Disclosure

SEC source: 0001593968-19-001624 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,276

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.8010 to $48.8470. Price and share details are available upon request.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:09 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 3,255 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000730 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Underlying: SMTC · 3,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:09 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,614 $55.04 $88,834.56
Disclosure

SEC source: 0001593968-19-000730 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,276

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:09 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 3,255 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000730 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:06 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000708 · primary_01.xml · derivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: SMTC · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:06 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 16,471 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000708 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,635

Read SEC document
February 23, 2019 Filed Feb 25, 2019 23:45 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000558 · primary_01.xml · derivative · entry 5

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
February 23, 2019 Filed Feb 25, 2019 23:45 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,075 $56.09 $116,386.75
Disclosure

SEC source: 0001593968-19-000558 · primary_01.xml · nonDerivative · entry 4

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,164

Read SEC document
February 23, 2019 Filed Feb 25, 2019 23:45 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000558 · primary_01.xml · nonDerivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:45 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,833 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000558 · primary_01.xml · derivative · entry 6

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Underlying: SMTC · 2,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:45 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 980 $54.38 $53,292.40
Disclosure

SEC source: 0001593968-19-000558 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,239

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:45 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,833 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000558 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:08 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0001593968-19-000122 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 20,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 26, 2014.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:08 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 20,000 $45.53 $910,604.00
Disclosure

SEC source: 0001593968-19-000122 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,386

F1 · price: This price represents the weighted average of these sales. The prices ranged from $45.3100 to $45.7200. Price and share details are available upon request.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 01:08 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 20,000 $30.82 $616,400.00
Disclosure

SEC source: 0001593968-19-000122 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 22:30 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 7,408 $41.49 $307,363.11
Disclosure

SEC source: 0001593968-18-000619 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,386

F1 · price: This price represents the weighted average of these sales. The prices ranged from $41.4600 to $41.5300. Price and share details are available upon request.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:59 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 9,766 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000528 · primary_01.xml · derivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,766

Underlying: SMTC · 9,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:59 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000528 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,794

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:33 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 3,334 $34.05 $113,522.70
Disclosure

SEC source: 0001593968-18-000415 · primary_01.xml · derivative · entry 5

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:33 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,153 $34.05 $39,259.65
Disclosure

SEC source: 0001593968-18-000415 · primary_01.xml · nonDerivative · entry 4

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,794

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:33 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000415 · primary_01.xml · nonDerivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:33 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 6,000 $33.55 $201,300.00
Disclosure

SEC source: 0001593968-18-000415 · primary_01.xml · derivative · entry 6

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:33 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,060 $33.55 $69,113.00
Disclosure

SEC source: 0001593968-18-000415 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,613

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:33 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000415 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,832 $33.80 $95,721.60
Disclosure

SEC source: 0001593968-18-000402 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,666

Underlying: SMTC · 2,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:35 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,127 $33.80 $38,092.60
Disclosure

SEC source: 0001593968-18-000402 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,673

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,832 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000402 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 11, 2017 Filed Jul 11, 2017 23:10 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 8,000 $36.51 $292,087.20
Disclosure

SEC source: 0001593968-17-000929 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.5000 to $36.5300. Price and share details are available upon request.

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February 26, 2017 Filed Feb 27, 2017 21:39 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · derivative · entry 12

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F5 · derivative.exercise_date: This grant vests in four annual installments beginning on February 26, 2014.

F5 · derivative.expiration_date: This grant vests in four annual installments beginning on February 26, 2014.

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February 26, 2017 Filed Feb 27, 2017 21:39 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,879 $34.40 $64,637.60
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 8

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,968

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February 26, 2017 Filed Feb 27, 2017 21:39 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 7

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 25, 2017 Filed Feb 27, 2017 21:39 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · derivative · entry 11

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

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February 25, 2017 Filed Feb 27, 2017 21:39 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 940 $34.40 $32,336.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 6

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,847

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February 25, 2017 Filed Feb 27, 2017 21:39 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 5

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.