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Brown Simon A

Disclosed activity across 1 company

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159378
SEC CIK
0001690683

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SEMTECH CORP

Report date March 05, 2019 · Filed March 08, 2019

Section 16 reporting ended · disclosed 2019-03-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,007 Reported balance After 2019-03-05 transaction · row 1
1 source row

Row 1 · 2019-03-05 · Grant · Acquired 9,363 · Balance 31,007

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,000 Reported balance After 2019-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-03-05 · Grant · Acquired 8,000 · Balance 8,000

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: This grant vests in four annual installments beginning on March 5, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: This grant vests in four annual installments beginning on March 5, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 8, 2019 00:00 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000704 · primary_01.xml · derivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: SMTC · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 5, 2020.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:00 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 9,363 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000704 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,007

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:43 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 4,120 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000556 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,121

Underlying: SMTC · 4,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:43 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,087 $54.38 $59,111.06
Disclosure

SEC source: 0001593968-19-000556 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,644

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:43 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 4,120 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000556 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:10 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001460 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on November 16, 2017.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on November 16, 2017.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:10 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 457 $48.78 $22,292.46
Disclosure

SEC source: 0001593968-18-001460 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,611

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:10 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001460 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 500 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · derivative · entry 4

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 500 shares

Expires 2019-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on August 14, 2014.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 500 $59.01 $29,502.50
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · nonDerivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 500 $29.21 $14,605.00
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,500 $59.01 $88,507.50
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001134 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 17, 2017.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 17, 2017.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:23 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 305 $48.70 $14,853.50
Disclosure

SEC source: 0001593968-18-001134 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,693

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001134 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:50 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · derivative · entry 5

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:50 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 214 $49.90 $10,678.60
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 4

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,748

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:50 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:50 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · derivative · entry 6

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:50 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 305 $49.90 $15,219.50
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,087

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:50 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:55 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,000 $39.36 $78,719.00
Disclosure

SEC source: 0001593968-18-000613 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,142

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.3550 to $39.4000. Price and share details are available upon request.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:58 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 8,371 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000527 · primary_01.xml · derivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

Underlying: SMTC · 8,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:58 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000527 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,142

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 4,120 $33.80 $139,256.00
Disclosure

SEC source: 0001593968-18-000399 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,241

Underlying: SMTC · 4,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:32 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,136 $33.80 $38,396.80
Disclosure

SEC source: 0001593968-18-000399 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,323

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 4,120 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000399 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001241 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on November 16, 2017.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on November 16, 2017.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:02 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 513 $37.90 $19,442.70
Disclosure

SEC source: 0001593968-17-001241 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,339

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001241 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:49 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,250 $37.70 $47,125.00
Disclosure

SEC source: 0001593968-17-001006 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 17, 2017.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 17, 2017.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:49 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 342 $37.70 $12,893.40
Disclosure

SEC source: 0001593968-17-001006 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:49 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001006 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · derivative · entry 7

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 14, 2014.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 14, 2014.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 151 $38.20 $5,768.20
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 6

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 5

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · derivative · entry 8

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 240 $38.20 $9,168.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 4

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 3

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · derivative · entry 9

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F4 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

Read SEC document
August 12, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 342 $38.20 $13,064.40
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

Read SEC document
August 12, 2017 Filed Aug 15, 2017 22:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:38 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 12,361 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000006 · edgar.xml · derivative · entry 1

Brown Simon A · CIK 0001690683 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361

Underlying: Common Stock · 12,361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

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December 05, 2016 Filed Dec 8, 2016 00:44 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 6,000 $30.58 $183,470.40
Disclosure

SEC source: 0001413753-16-000204 · edgar.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,127

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.