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HANKIN ROCKELL N

Disclosed activity across 1 company

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89341
SEC CIK
0001189904

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SEMTECH CORPSMTC · Entity 3442DirectorJuly 01, 2024July 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SEMTECH CORP

Report date July 01, 2024 · Filed July 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect2,857 Reported balance After 2024-07-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-07-01 · Grant · Acquired 2,857 · Balance 2,857

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect2,857 Reported balance After 2024-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-07-01 · Grant · Acquired 2,857 · Balance 2,857

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 20:53 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 2,857 $0.00 $0.00
Disclosure

SEC source: 0000088941-24-000093 · wk-form4_1719953599.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:53 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 2,857 $0.00 $0.00
Disclosure

SEC source: 0000088941-24-000093 · wk-form4_1719953599.xml · derivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
June 09, 2024 Filed Jun 10, 2024 22:42 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 3,534 $0.00 $0.00
Disclosure

SEC source: 0000088941-24-000071 · wk-form4_1718059336.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

Read SEC document
June 09, 2024 Filed Jun 10, 2024 22:42 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 3,534 $31.18 $110,190.12
Disclosure

SEC source: 0000088941-24-000071 · wk-form4_1718059336.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 22:39 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 3,534 $0.00 $0.00
Disclosure

SEC source: 0001593968-23-001113 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,534

Underlying: Common Stock · 3,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 22:39 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 3,534 $0.00 $0.00
Disclosure

SEC source: 0001593968-23-001113 · primary_01.xml · derivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,534

Underlying: Common Stock · 3,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,731 $0.00 $0.00
Disclosure

SEC source: 0001593968-23-000969 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:32 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,731 $22.09 $38,237.79
Disclosure

SEC source: 0001593968-23-000969 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 01:10 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,731 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001227 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Underlying: SMTC · 1,731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 01:10 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,731 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001227 · primary_01.xml · derivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Underlying: SMTC · 1,731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 08, 2022 Filed Jun 8, 2022 23:17 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001095 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F1 · shares: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 08, 2022 Filed Jun 8, 2022 23:17 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,322 $62.58 $82,730.76
Disclosure

SEC source: 0001593968-22-001095 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:25 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001812 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: SMTC · 1,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:25 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001812 · primary_01.xml · derivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: SMTC · 1,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001598 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:23 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,371 $67.22 $92,158.62
Disclosure

SEC source: 0001593968-21-001598 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:20 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001576 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: SMTC · 1,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:20 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,567 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001576 · primary_01.xml · derivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567

Underlying: SMTC · 1,567 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001456 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001456 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001303 · primary_01.xml · derivative · entry 3

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,250 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:35 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,250 $52.28 $65,348.75
Disclosure

SEC source: 0001593968-20-001303 · primary_01.xml · nonDerivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,940

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,250 $28.06 $35,075.00
Disclosure

SEC source: 0001593968-20-001303 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 00:36 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 899 $32.09 $28,853.14
Disclosure

SEC source: 0001593968-20-000865 · primary_01.xml · nonDerivative · entry 3

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,940

F3 · price: This price represents the weighted average of these sales. The prices ranged from $32.0000 to $32.2200. Price and share details are available upon request.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 00:36 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,625 $33.07 $53,744.76
Disclosure

SEC source: 0001593968-20-000865 · primary_01.xml · nonDerivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,839

F2 · price: This price represents the weighted average of these sales. The prices ranged from $33.0200 to $33.1500. Price and share details are available upon request.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 00:36 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 7,476 $32.20 $240,709.26
Disclosure

SEC source: 0001593968-20-000865 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,464

F1 · price: This price represents the weighted average of these sales. The prices ranged from $32.0000 to $32.9900. Price and share details are available upon request.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 20:17 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,487 $50.57 $75,199.52
Disclosure

SEC source: 0001593968-19-001538 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,940

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.5649 to $50.5877. Price and share details are available upon request.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:17 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001538 · primary_01.xml · derivative · entry 3

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: SMTC · 1,384 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F4 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:17 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,582 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001538 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: SMTC · 1,582 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:22 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001413 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:22 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,487 $43.42 $64,565.54
Disclosure

SEC source: 0001593968-19-001413 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 10, 2019 Filed Jan 10, 2019 22:54 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 10,000 $50.04 $500,367.00
Disclosure

SEC source: 0001593968-19-000143 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,940

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.1400. Price and share details are available upon request.

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September 04, 2018 Filed Sep 5, 2018 21:57 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · derivative · entry 4

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,250 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

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September 04, 2018 Filed Sep 5, 2018 21:57 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,678 $57.30 $96,145.54
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · nonDerivative · entry 3

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,940

F2 · price: This price represents the weighted average of these sales. The prices ranged from $57.2500 to $57.3500. Price and share details are available upon request.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:57 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,250 $57.30 $71,622.50
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · nonDerivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,618

F1 · price: This price represents the weighted average of these sales. The prices ranged from $57.2500 to $57.3250. Price and share details are available upon request.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:57 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,250 $26.59 $33,237.50
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 17:54 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000976 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: SMTC · 1,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

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July 01, 2018 Filed Jul 3, 2018 17:54 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000976 · primary_01.xml · derivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487

Underlying: SMTC · 1,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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June 13, 2018 Filed Jun 13, 2018 22:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,678 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000905 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 22:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,678 $50.50 $84,739.00
Disclosure

SEC source: 0001593968-18-000905 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · derivative · entry 15

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,500 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

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March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · derivative · entry 14

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2014.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · derivative · entry 13

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,250 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · derivative · entry 12

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: SMTC · 1,250 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · derivative · entry 11

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: SMTC · 2,500 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2015.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,500 $40.06 $100,151.25
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 10

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,940

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6500 to $40.5000. Price and share details are available upon request.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $40.06 $200,302.50
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 9

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,440

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6500 to $40.5000. Price and share details are available upon request.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,250 $40.06 $50,075.63
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 8

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,440

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6500 to $40.5000. Price and share details are available upon request.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,500 $40.06 $100,151.25
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 7

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,690

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6500 to $40.5000. Price and share details are available upon request.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:58 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,250 $40.06 $50,075.63
Disclosure

SEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 6

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,190

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6500 to $40.5000. Price and share details are available upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.