Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 2, 2020 00:35 UTC SaleCommon Stock 1,250 $52.28 $65,348.75
Disclosure

SEC source: 0001593968-20-001303 · primary_01.xml · nonDerivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,940

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:35 UTC Exercise / conversionCommon Stock 1,250 $28.06 $35,075.00
Disclosure

SEC source: 0001593968-20-001303 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:34 UTC SaleCommon Stock 25,070 $52.76 $1,322,788.47
Disclosure

SEC source: 0001593968-20-001302 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.4850 to $52.9950. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:31 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001301 · primary_01.xml · derivative · entry 3

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:31 UTC SaleCommon Stock 5,000 $52.94 $264,713.00
Disclosure

SEC source: 0001593968-20-001301 · primary_01.xml · nonDerivative · entry 2

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,744

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.8900 to $52.9550. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:31 UTC Exercise / conversionCommon Stock 5,000 $28.06 $140,300.00
Disclosure

SEC source: 0001593968-20-001301 · primary_01.xml · nonDerivative · entry 1

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed Apr 28, 2020 23:30 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001056 · primary_01.xml · derivative · entry 2

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
April 28, 2020 Filed Apr 28, 2020 23:30 UTC Exercise / conversionCommon Stock 5,000 $28.06 $140,300.00
Disclosure

SEC source: 0001593968-20-001056 · primary_01.xml · nonDerivative · entry 1

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC Exercise / conversionOption (right to buy) · Derivative 539 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 539 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC Exercise / conversionOption (right to buy) · Derivative 1,336 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · derivative · entry 4

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: SMTC · 1,336 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC SaleCommon Stock 1,336 $41.98 $56,078.60
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC Exercise / conversionCommon Stock 1,336 $23.28 $31,102.08
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 23:12 UTC Exercise / conversionCommon Stock 539 $23.28 $12,547.92
Disclosure

SEC source: 0001593968-20-000998 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:24 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-000993 · primary_01.xml · derivative · entry 2

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:24 UTC Exercise / conversionCommon Stock 5,000 $26.59 $132,950.00
Disclosure

SEC source: 0001593968-20-000993 · primary_01.xml · nonDerivative · entry 1

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC Exercise / conversionOption (right to buy) · Derivative 3,158 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 3,158 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC Exercise / conversionOption (right to buy) · Derivative 1,842 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: SMTC · 1,842 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC SaleCommon Stock 3,158 $42.26 $133,450.76
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,014

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC Exercise / conversionCommon Stock 1,842 $26.59 $48,978.78
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 00:23 UTC Exercise / conversionCommon Stock 3,158 $26.59 $83,971.22
Disclosure

SEC source: 0001593968-20-000992 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 20:20 UTC SaleCommon Stock 3,090 $34.10 $105,363.75
Disclosure

SEC source: 0001593968-20-000895 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,573

F1 · price: This price represents the weighted average of these sales. The prices ranged from $33.9700 to $34.1900. Price and share details are available upon request.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 00:36 UTC SaleCommon Stock 899 $32.09 $28,853.14
Disclosure

SEC source: 0001593968-20-000865 · primary_01.xml · nonDerivative · entry 3

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,940

F3 · price: This price represents the weighted average of these sales. The prices ranged from $32.0000 to $32.2200. Price and share details are available upon request.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 00:36 UTC SaleCommon Stock 1,625 $33.07 $53,744.76
Disclosure

SEC source: 0001593968-20-000865 · primary_01.xml · nonDerivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,839

F2 · price: This price represents the weighted average of these sales. The prices ranged from $33.0200 to $33.1500. Price and share details are available upon request.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 00:36 UTC SaleCommon Stock 7,476 $32.20 $240,709.26
Disclosure

SEC source: 0001593968-20-000865 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,464

F1 · price: This price represents the weighted average of these sales. The prices ranged from $32.0000 to $32.9900. Price and share details are available upon request.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 23:42 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-000793 · primary_01.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 23:42 UTC Exercise / conversionCommon Stock 5,000 $28.06 $140,300.00
Disclosure

SEC source: 0001593968-20-000793 · primary_01.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:55 UTC
Beauchamp GaryEVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 3,720 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000687 · primary_01.xml · derivative · entry 5

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,721

Underlying: SMTC · 3,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:55 UTC
Beauchamp GaryEVP and GM
Tax withholdingCommon Stock 1,991 $39.08 $77,808.28
Disclosure

SEC source: 0001593968-20-000687 · primary_01.xml · nonDerivative · entry 4

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:55 UTC
Beauchamp GaryEVP and GM
Exercise / conversionCommon Stock 3,720 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000687 · primary_01.xml · nonDerivative · entry 3

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000696 · primary_01.xml · derivative · entry 5

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,651

Underlying: SMTC · 4,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:07 UTC Tax withholdingCommon Stock 1,608 $39.08 $62,840.64
Disclosure

SEC source: 0001593968-20-000696 · primary_01.xml · nonDerivative · entry 4

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,663

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:07 UTC Exercise / conversionCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000696 · primary_01.xml · nonDerivative · entry 3

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,651

Underlying: SMTC · 4,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:06 UTC Tax withholdingCommon Stock 1,608 $39.08 $62,840.64
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · nonDerivative · entry 4

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,663

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:06 UTC Exercise / conversionCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000695 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,953 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000694 · primary_01.xml · derivative · entry 5

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,953

Underlying: SMTC · 3,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:04 UTC Tax withholdingCommon Stock 1,367 $39.08 $53,422.36
Disclosure

SEC source: 0001593968-20-000694 · primary_01.xml · nonDerivative · entry 4

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,572

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:04 UTC Exercise / conversionCommon Stock 3,953 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000694 · primary_01.xml · nonDerivative · entry 3

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:03 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 21,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000693 · primary_01.xml · derivative · entry 5

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,667

Underlying: SMTC · 21,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:03 UTC
MAHESWARAN MOHANDirector · President and CEO
Tax withholdingCommon Stock 10,743 $39.08 $419,836.44
Disclosure

SEC source: 0001593968-20-000693 · primary_01.xml · nonDerivative · entry 4

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,135

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:03 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000693 · primary_01.xml · nonDerivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000692 · primary_01.xml · derivative · entry 5

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: SMTC · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:02 UTC Tax withholdingCommon Stock 1,296 $39.08 $50,647.68
Disclosure

SEC source: 0001593968-20-000692 · primary_01.xml · nonDerivative · entry 4

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,527

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:02 UTC Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000692 · primary_01.xml · nonDerivative · entry 3

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,255 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · derivative · entry 5

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256

Underlying: SMTC · 3,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

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March 06, 2020 Filed Mar 9, 2020 21:01 UTC Tax withholdingCommon Stock 1,126 $39.08 $44,004.08
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · nonDerivative · entry 4

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,281

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March 06, 2020 Filed Mar 9, 2020 21:01 UTC Exercise / conversionCommon Stock 3,255 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000691 · primary_01.xml · nonDerivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 06, 2020 Filed Mar 9, 2020 21:00 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 6,510 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000690 · primary_01.xml · derivative · entry 5

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Underlying: SMTC · 6,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019.

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March 06, 2020 Filed Mar 9, 2020 21:00 UTC
CHUKWU EMEKAEVP and CFO
Tax withholdingCommon Stock 3,228 $39.08 $126,150.24
Disclosure

SEC source: 0001593968-20-000690 · primary_01.xml · nonDerivative · entry 4

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,005

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March 06, 2020 Filed Mar 9, 2020 21:00 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000690 · primary_01.xml · nonDerivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.