Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | SVP and GM | August 22, 2022 | August 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date August 22, 2022 · Filed August 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,167 |
Ending reported balance
After 2022-08-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-22 · Exercise / conversion · Acquired 500 · Balance 20,415 Row 2 · 2022-08-22 · Tax withholding · Disposed 248 · Balance 20,167 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-08-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-22 · Exercise / conversion · Disposed 500 · Balance 0 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in four annual installments beginning on August 22, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in four annual installments beginning on August 22, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2022 Filed Aug 22, 2022 22:47 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001376 · primary_01.xml · derivative · entry 3 Fulton Alistair · CIK 0001769738 · SVP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 22, 2019. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 22, 2019. Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 22:47 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 248 | $53.15 | $13,181.20 |
DisclosureSEC source: 0001593968-22-001376 · primary_01.xml · nonDerivative · entry 2 Fulton Alistair · CIK 0001769738 · SVP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,167 Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 22:47 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001376 · primary_01.xml · nonDerivative · entry 1 Fulton Alistair · CIK 0001769738 · SVP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000732 · primary_01.xml · derivative · entry 3 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 Underlying: SMTC · 3,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,218 | $62.60 | $76,246.80 |
DisclosureSEC source: 0001593968-22-000732 · primary_01.xml · nonDerivative · entry 2 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,915 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000732 · primary_01.xml · nonDerivative · entry 1 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:21 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 15,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000709 · primary_01.xml · derivative · entry 2 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,974 Underlying: SMTC · 15,974 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on March 8, 2023. F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 8, 2023. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:21 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 1,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000709 · primary_01.xml · nonDerivative · entry 1 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,612 F1 · security: The reporting person was granted performance stock units by Semtech in Semtech's fiscal year 2022 that are eligible to vest based on Semtech's relative total stockholder return over a period of one, two and three years. This transaction represents the payment and vesting of the awards with respect to the first year in the performance period. Read SEC document |
| March 06, 2022 Filed Mar 8, 2022 23:40 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000694 · primary_01.xml · derivative · entry 5 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2022 Filed Mar 8, 2022 23:40 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,297 | $64.67 | $83,876.99 |
DisclosureSEC source: 0001593968-22-000694 · primary_01.xml · nonDerivative · entry 4 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,258 Read SEC document |
| March 06, 2022 Filed Mar 8, 2022 23:40 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000694 · primary_01.xml · nonDerivative · entry 3 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:40 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000694 · primary_01.xml · derivative · entry 6 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:40 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,153 | $64.67 | $74,564.51 |
DisclosureSEC source: 0001593968-22-000694 · primary_01.xml · nonDerivative · entry 2 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,805 Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:40 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000694 · primary_01.xml · nonDerivative · entry 1 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 01:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 5,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000628 · primary_01.xml · derivative · entry 3 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,926 Underlying: SMTC · 5,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 01:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 2,112 | $68.53 | $144,735.36 |
DisclosureSEC source: 0001593968-22-000628 · primary_01.xml · nonDerivative · entry 2 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,624 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 01:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000628 · primary_01.xml · nonDerivative · entry 1 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2022 Filed Jan 13, 2022 23:06 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,200 | $81.83 | $98,199.60 |
DisclosureSEC source: 0001593968-22-000212 · primary_01.xml · nonDerivative · entry 1 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,810 Read SEC document |
| December 21, 2021 Filed Dec 21, 2021 23:34 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,200 | $85.00 | $102,000.00 |
DisclosureSEC source: 0001593968-21-002559 · primary_01.xml · nonDerivative · entry 1 Fulton Alistair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Read SEC document |
| October 13, 2021 Filed Oct 13, 2021 23:52 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,350 | $75.61 | $102,077.55 |
DisclosureSEC source: 0001593968-21-002272 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,210 Read SEC document |
| August 22, 2021 Filed Aug 24, 2021 22:35 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002011 · primary_01.xml · derivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: SMTC · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 22, 2019. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 22, 2019. Read SEC document |
| August 22, 2021 Filed Aug 24, 2021 22:35 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 173 | $63.40 | $10,968.20 |
DisclosureSEC source: 0001593968-21-002011 · primary_01.xml · nonDerivative · entry 2 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,560 Read SEC document |
| August 22, 2021 Filed Aug 24, 2021 22:35 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002011 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:16 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantMarket-based RSU · Derivative | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000894 · primary_01.xml · derivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 Underlying: SMTC · 7,042 shares Expires 2024-03-05 F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F4 · derivative.exercise_date: The award vests fully if the 30-trading day average closing price equals or exceeds $95. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:16 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 10,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000894 · primary_01.xml · derivative · entry 2 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: SMTC · 10,563 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:16 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000894 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,233 Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000848 · primary_01.xml · derivative · entry 5 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: SMTC · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,297 | $68.00 | $88,196.00 |
DisclosureSEC source: 0001593968-21-000848 · primary_01.xml · nonDerivative · entry 4 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,803 Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000848 · primary_01.xml · nonDerivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000848 · primary_01.xml · derivative · entry 6 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: SMTC · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,153 | $65.64 | $75,682.92 |
DisclosureSEC source: 0001593968-21-000848 · primary_01.xml · nonDerivative · entry 2 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,350 Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000848 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 5,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000813 · primary_01.xml · derivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,852 Underlying: SMTC · 5,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 2,110 | $72.05 | $152,025.50 |
DisclosureSEC source: 0001593968-21-000813 · primary_01.xml · nonDerivative · entry 2 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,170 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000813 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2020 Filed Aug 24, 2020 20:33 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001778 · primary_01.xml · derivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: SMTC · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 22, 2019. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 22, 2019. Read SEC document |
| August 22, 2020 Filed Aug 24, 2020 20:33 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 173 | $61.03 | $10,558.19 |
DisclosureSEC source: 0001593968-20-001778 · primary_01.xml · nonDerivative · entry 2 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354 Read SEC document |
| August 22, 2020 Filed Aug 24, 2020 20:33 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001778 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 23:29 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 1,250 | $0.00 Strike: $34.75 | $0.00 |
DisclosureSEC source: 0001593968-20-001408 · primary_01.xml · derivative · entry 4 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: SMTC · 1,250 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 23:29 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 3,500 | $56.91 | $199,197.60 |
DisclosureSEC source: 0001593968-20-001408 · primary_01.xml · nonDerivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027 F2 · price: This price represents the weighted average of these sales. The prices ranged from $56.9100 to $57.0000. Price and share details are available upon request. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 23:29 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,250 | $57.06 | $71,319.38 |
DisclosureSEC source: 0001593968-20-001408 · primary_01.xml · nonDerivative · entry 2 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,527 F1 · price: This price represents the weighted average of these sales. The prices ranged from $57.0400 to $57.1000. Price and share details are available upon request. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 23:29 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,250 | $34.75 | $43,437.50 |
DisclosureSEC source: 0001593968-20-001408 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000692 · primary_01.xml · derivative · entry 5 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: SMTC · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,296 | $39.08 | $50,647.68 |
DisclosureSEC source: 0001593968-20-000692 · primary_01.xml · nonDerivative · entry 4 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,527 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000692 · primary_01.xml · nonDerivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000692 · primary_01.xml · derivative · entry 6 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: SMTC · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,260 | $40.52 | $51,055.20 |
DisclosureSEC source: 0001593968-20-000692 · primary_01.xml · nonDerivative · entry 2 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,073 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000692 · primary_01.xml · nonDerivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:57 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 17,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000655 · primary_01.xml · derivative · entry 1 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,778 Underlying: SMTC · 17,778 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 23:21 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 1,250 | $0.00 Strike: $34.75 | $0.00 |
DisclosureSEC source: 0001593968-19-002371 · primary_01.xml · derivative · entry 3 Fulton Alisair · CIK 0001769738 · VP and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: SMTC · 1,250 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.