Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

Export transactions ↓
Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2020 Filed Jun 13, 2020 00:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001462 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:26 UTC Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001462 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001460 · primary_01.xml · derivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:22 UTC Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001460 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:59 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001456 · primary_01.xml · derivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:59 UTC Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001456 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:58 UTC
Gillai SaarDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001455 · primary_01.xml · derivative · entry 2

Gillai Saar · CIK 0001674214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:58 UTC
Gillai SaarDirector
Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001455 · primary_01.xml · nonDerivative · entry 1

Gillai Saar · CIK 0001674214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:57 UTC
Li Ye JaneDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001454 · primary_01.xml · derivative · entry 2

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:57 UTC
Li Ye JaneDirector
Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001454 · primary_01.xml · nonDerivative · entry 1

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:56 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001453 · primary_01.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:56 UTC Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001453 · primary_01.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001452 · primary_01.xml · derivative · entry 2

Cardenuto Rodolpho C · CIK 0001753689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:53 UTC Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001452 · primary_01.xml · nonDerivative · entry 1

Cardenuto Rodolpho C · CIK 0001753689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:52 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001451 · primary_01.xml · derivative · entry 2

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:52 UTC Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001451 · primary_01.xml · nonDerivative · entry 1

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 00:50 UTC SaleCommon Stock 1,589 $54.15 $86,041.97
Disclosure

SEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 5

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,200

F4 · price: This price represents the weighted average of these sales. The prices ranged from $54.0900 to $54.2400. Price and share details are available upon request.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 00:50 UTC SaleCommon Stock 6,211 $53.71 $333,602.13
Disclosure

SEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 4

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,789

F3 · price: This price represents the weighted average of these sales. The prices ranged from $53.0600 to $54.0400. Price and share details are available upon request.

Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:50 UTC SaleCommon Stock 1,008 $56.21 $56,659.68
Disclosure

SEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 3

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:50 UTC SaleCommon Stock 178 $54.83 $9,759.19
Disclosure

SEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 2

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,008

F2 · price: This price represents the weighted average of these sales. The prices ranged from $54.8000 to $54.8400. Price and share details are available upon request.

Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:50 UTC SaleCommon Stock 2,814 $54.17 $152,420.87
Disclosure

SEC source: 0001593968-20-001447 · primary_01.xml · nonDerivative · entry 1

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,186

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.7900 to $54.6700. Price and share details are available upon request.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:29 UTC Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $34.75 $0.00
Disclosure

SEC source: 0001593968-20-001408 · primary_01.xml · derivative · entry 4

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: SMTC · 1,250 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:29 UTC SaleCommon Stock 3,500 $56.91 $199,197.60
Disclosure

SEC source: 0001593968-20-001408 · primary_01.xml · nonDerivative · entry 3

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

F2 · price: This price represents the weighted average of these sales. The prices ranged from $56.9100 to $57.0000. Price and share details are available upon request.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:29 UTC SaleCommon Stock 1,250 $57.06 $71,319.38
Disclosure

SEC source: 0001593968-20-001408 · primary_01.xml · nonDerivative · entry 2

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,527

F1 · price: This price represents the weighted average of these sales. The prices ranged from $57.0400 to $57.1000. Price and share details are available upon request.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:29 UTC Exercise / conversionCommon Stock 1,250 $34.75 $43,437.50
Disclosure

SEC source: 0001593968-20-001408 · primary_01.xml · nonDerivative · entry 1

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:26 UTC Exercise / conversionOption (right to buy) · Derivative 1,000 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-20-001407 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,332

Underlying: SMTC · 1,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:26 UTC SaleCommon Stock 1,000 $58.00 $58,000.00
Disclosure

SEC source: 0001593968-20-001407 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,663

Read SEC document
June 05, 2020 Filed Jun 5, 2020 23:26 UTC Exercise / conversionCommon Stock 1,000 $17.51 $17,510.00
Disclosure

SEC source: 0001593968-20-001407 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:10 UTC SaleCommon Stock 3,000 $56.61 $169,820.10
Disclosure

SEC source: 0001593968-20-001426 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,663

F1 · price: This price represents the weighted average of these sales. The prices ranged from $56.3701 to $56.9500. Price and share details are available upon request.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 00:26 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 15,000 $54.53 $817,920.00
Disclosure

SEC source: 0001593968-20-001368 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,135

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.1250 to $54.7800. Price and share details are available upon request.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:06 UTC SaleCommon Stock 7,000 $54.47 $381,313.80
Disclosure

SEC source: 0001593968-20-001361 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,663

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.0000 to $54.8590. Price and share details are available upon request.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:05 UTC Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $34.75 $0.00
Disclosure

SEC source: 0001593968-20-001360 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: SMTC · 10,000 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:05 UTC SaleCommon Stock 10,000 $54.19 $541,947.00
Disclosure

SEC source: 0001593968-20-001360 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.1700 to $54.3400. Price and share details are available upon request.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:05 UTC Exercise / conversionCommon Stock 10,000 $34.75 $347,500.00
Disclosure

SEC source: 0001593968-20-001360 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 2, 2020 23:07 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 5,404 $52.98 $286,321.75
Disclosure

SEC source: 0001593968-20-001346 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,135

F2 · price: This price represents the weighted average of these sales. The prices ranged from $52.7200 to $53.2500. Price and share details are available upon request.

Read SEC document
June 02, 2020 Filed Jun 2, 2020 23:07 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 9,596 $52.03 $499,251.09
Disclosure

SEC source: 0001593968-20-001346 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,539

F1 · price: This price represents the weighted average of these sales. The prices ranged from $51.6000 to $52.6000. Price and share details are available upon request.

Read SEC document
June 02, 2020 Filed Jun 2, 2020 23:06 UTC SaleCommon Stock 12,112 $52.31 $633,612.63
Disclosure

SEC source: 0001593968-20-001345 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.2500 to $52.4400. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC Exercise / conversionOption (right to buy) · Derivative 2,335 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,335 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC Exercise / conversionOption (right to buy) · Derivative 2,665 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: SMTC · 2,665 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC SaleCommon Stock 2,665 $52.72 $140,511.06
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,349

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.7200 to $52.7250. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC Exercise / conversionCommon Stock 2,665 $28.06 $74,779.90
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:44 UTC Exercise / conversionCommon Stock 2,335 $28.06 $65,520.10
Disclosure

SEC source: 0001593968-20-001305 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:48 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-001307 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:48 UTC SaleCommon Stock 5,000 $52.92 $264,600.00
Disclosure

SEC source: 0001593968-20-001307 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,487

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:48 UTC Exercise / conversionCommon Stock 5,000 $26.59 $132,950.00
Disclosure

SEC source: 0001593968-20-001307 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:47 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-20-001306 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,500 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:47 UTC SaleCommon Stock 2,500 $52.86 $132,141.75
Disclosure

SEC source: 0001593968-20-001306 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.8500 to $52.8570. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:47 UTC Exercise / conversionCommon Stock 2,500 $17.51 $43,775.00
Disclosure

SEC source: 0001593968-20-001306 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:37 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 10,000 $52.86 $528,616.00
Disclosure

SEC source: 0001593968-20-001304 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,135

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.7050 to $53.0700. Price and share details are available upon request.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:35 UTC Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001303 · primary_01.xml · derivative · entry 3

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,250 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.