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person · Reporting owner

Chang Christopher H

Disclosed activity across 1 company

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128765
SEC CIK
0001734745

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SEMTECH CORPSMTC · Entity 3442SVPMarch 28, 2022March 28, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SEMTECH CORP

Report date March 28, 2022 · Filed March 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,726 Ending reported balance After 2022-03-28 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-03-28 · Exercise / conversion · Acquired 5,000 · Balance 23,676

Row 2 · 2022-03-28 · Sale · Disposed 5,000 · Balance 18,676

Row 3 · 2022-03-28 · Sale · Disposed 1,950 · Balance 16,726

F1: This price represents the weighted average of these sales. The prices ranged from $70.5750 to $70.5890. Price and share details are available upon request.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.75 · Expires 2024-03-06Direct0 Reported balance After 2022-03-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-28 · Exercise / conversion · Disposed 5,000 · Balance 0

F2: This grant vests in four annual installments beginning on March 6, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: This price represents the weighted average of these sales. The prices ranged from $70.5750 to $70.5890. Price and share details are available upon request.

F2: This grant vests in four annual installments beginning on March 6, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2022 Filed Mar 28, 2022 23:47 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $34.75 Strike: $34.75 $173,750.00
Disclosure

SEC source: 0001593968-22-000782 · primary_01.xml · derivative · entry 4

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
March 28, 2022 Filed Mar 28, 2022 23:47 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,950 $70.59 $137,642.12
Disclosure

SEC source: 0001593968-22-000782 · primary_01.xml · nonDerivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,726

F1 · price: This price represents the weighted average of these sales. The prices ranged from $70.5750 to $70.5890. Price and share details are available upon request.

Read SEC document
March 28, 2022 Filed Mar 28, 2022 23:47 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $70.56 $352,805.50
Disclosure

SEC source: 0001593968-22-000782 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,676

Read SEC document
March 28, 2022 Filed Mar 28, 2022 23:47 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $34.75 $173,750.00
Disclosure

SEC source: 0001593968-22-000782 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:38 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,347 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000728 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,695

Underlying: SMTC · 2,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:38 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 812 $62.60 $50,831.20
Disclosure

SEC source: 0001593968-22-000728 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,676

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:38 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,347 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000728 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 00:30 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 11,981 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000715 · primary_01.xml · derivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,981

Underlying: SMTC · 11,981 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on March 8, 2023.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 8, 2023.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 00:30 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 902 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000715 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · security: The reporting person was granted performance stock units by Semtech in Semtech's fiscal year 2022 that are eligible to vest based on Semtech's relative total stockholder return over a period of one, two and three years. This transaction represents the payment and vesting of the awards with respect to the first year in the performance period.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 23:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000692 · primary_01.xml · derivative · entry 5

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 23:35 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,594 $64.67 $167,753.98
Disclosure

SEC source: 0001593968-22-000692 · primary_01.xml · nonDerivative · entry 4

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239

Read SEC document
March 06, 2022 Filed Mar 8, 2022 23:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000692 · primary_01.xml · nonDerivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,334 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000692 · primary_01.xml · derivative · entry 6

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:35 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 808 $64.67 $52,253.36
Disclosure

SEC source: 0001593968-22-000692 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,333

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:35 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,334 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000692 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 01:18 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,963 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000627 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,963

Underlying: SMTC · 2,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 01:18 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,089 $68.53 $74,629.17
Disclosure

SEC source: 0001593968-22-000627 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,807

Read SEC document
March 03, 2022 Filed Mar 4, 2022 01:18 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,963 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000627 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2021 Filed Apr 6, 2021 23:56 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 4,830 $71.96 $347,580.81
Disclosure

SEC source: 0001593968-21-001093 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,933

F1 · price: This price represents the weighted average of these sales. The prices ranged from $71.9617 to $71.9770. Price and share details are available upon request.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:58 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $34.75 $0.00
Disclosure

SEC source: 0001593968-21-000996 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: SMTC · 5,000 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:58 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 7,670 $73.73 $565,510.63
Disclosure

SEC source: 0001593968-21-000996 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,763

F1 · price: This price represents the weighted average of these sales. The prices ranged from $73.6800 to $73.8000. Price and share details are available upon request.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:58 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $34.75 $173,750.00
Disclosure

SEC source: 0001593968-21-000996 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:13 UTC SEMTECH CORP SMTC · Entity 3442 GrantMarket-based RSU · Derivative 7,042 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000891 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,042

Underlying: SMTC · 7,042 shares

Expires 2024-03-05

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: The award vests fully if the 30-trading day average closing price equals or exceeds $95.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:13 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 7,042 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000891 · primary_01.xml · derivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,042

Underlying: SMTC · 7,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:13 UTC SEMTECH CORP SMTC · Entity 3442 GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000891 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,433

Read SEC document
March 06, 2021 Filed Mar 8, 2021 21:09 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000844 · primary_01.xml · derivative · entry 5

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: SMTC · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2021 Filed Mar 8, 2021 21:09 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,594 $68.00 $176,392.00
Disclosure

SEC source: 0001593968-21-000844 · primary_01.xml · nonDerivative · entry 4

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,642

Read SEC document
March 06, 2021 Filed Mar 8, 2021 21:09 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000844 · primary_01.xml · nonDerivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:09 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000844 · primary_01.xml · derivative · entry 6

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Underlying: SMTC · 2,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:09 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 807 $65.64 $52,971.48
Disclosure

SEC source: 0001593968-21-000844 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:09 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000844 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 01:10 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,963 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000811 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,926

Underlying: SMTC · 2,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 01:10 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 1,084 $72.05 $78,102.20
Disclosure

SEC source: 0001593968-21-000811 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,210

Read SEC document
March 03, 2021 Filed Mar 5, 2021 01:10 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,963 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000811 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:05 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $34.75 $0.00
Disclosure

SEC source: 0001593968-20-001360 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: SMTC · 10,000 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:05 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 10,000 $54.19 $541,947.00
Disclosure

SEC source: 0001593968-20-001360 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.1700 to $54.3400. Price and share details are available upon request.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:05 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 10,000 $34.75 $347,500.00
Disclosure

SEC source: 0001593968-20-001360 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000689 · primary_01.xml · derivative · entry 5

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: SMTC · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,584 $39.08 $100,982.72
Disclosure

SEC source: 0001593968-20-000689 · primary_01.xml · nonDerivative · entry 4

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000689 · primary_01.xml · nonDerivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000689 · primary_01.xml · derivative · entry 6

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667

Underlying: SMTC · 2,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

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March 05, 2020 Filed Mar 9, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 918 $40.52 $37,197.36
Disclosure

SEC source: 0001593968-20-000689 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415

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March 05, 2020 Filed Mar 9, 2020 20:59 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000689 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:48 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 8,889 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000649 · primary_01.xml · derivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,889

Underlying: SMTC · 8,889 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021.

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March 18, 2019 Filed Mar 19, 2019 21:34 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 4,838 $54.38 $263,067.70
Disclosure

SEC source: 0001593968-19-000804 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.3300 to $54.5000. Price and share details are available upon request.

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March 06, 2019 Filed Mar 8, 2019 23:05 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000727 · primary_01.xml · derivative · entry 3

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: SMTC · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on March 6, 2019.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on March 6, 2019.

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March 06, 2019 Filed Mar 8, 2019 23:05 UTC SEMTECH CORP SMTC · Entity 3442 Tax withholdingCommon Stock 2,662 $55.04 $146,516.48
Disclosure

SEC source: 0001593968-19-000727 · primary_01.xml · nonDerivative · entry 2

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,838

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:05 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000727 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:07 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000709 · primary_01.xml · derivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: SMTC · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.