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NUSCALE POWER Corp

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Tapewire entity
4088
SEC CIK
0001822966
Parsed reports
293

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202602
Mar 202608
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 19:26 UTC
Feldman KarinInterimChief Operating Officer
GrantRestricted Stock Unit · Derivative 35,052 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000043 · wf-form4_167778515078693.xml · derivative · entry 1

Feldman Karin · CIK 0001962429 · InterimChief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,268

Underlying: Class A Common Stock · 35,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 19:22 UTC
Temple Robert KGeneral Counsel
GrantRestricted Stock Unit · Derivative 81,428 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000041 · wf-form4_167778491596769.xml · derivative · entry 1

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,467

Underlying: Class A Common Stock · 81,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 19:20 UTC
Adelman JulieController
GrantRestricted Stock Unit · Derivative 13,526 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000040 · wf-form4_167778482904961.xml · derivative · entry 1

Adelman Julie · CIK 0001909030 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,683

Underlying: Class A Common Stock · 13,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 19:19 UTC
Mundy Thomas PPresident, VOYGR Services
GrantRestricted Stock Unit · Derivative 81,428 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000039 · wf-form4_167778475328934.xml · derivative · entry 1

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,467

Underlying: Class A Common Stock · 81,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 19:16 UTC
Murgo RudyTreasurer
GrantRestricted Stock Unit · Derivative 13,526 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000036 · wf-form4_167778456064714.xml · derivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,683

Underlying: Class A Common Stock · 13,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:58 UTC
Hopkins John LawrenceDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 120,076 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000034 · wf-form4_167778351711139.xml · derivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,135

Underlying: Class A Common Stock · 120,076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 19:17 UTC
Colbert ChrisChief Financial Officer
GrantRestricted Stock Unit · Derivative 81,428 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000038 · wf-form4_167778465681061.xml · derivative · entry 1

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,467

Underlying: Class A Common Stock · 81,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:56 UTC
Reyes Jose N JrChief Technology Officer
GrantRestricted Stock Unit · Derivative 81,428 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000032 · wf-form4_167778336291857.xml · derivative · entry 1

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,467

Underlying: Class A Common Stock · 81,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:52 UTC
Scott ClaytonEVP, Business Development
GrantRestricted Stock Unit · Derivative 58,240 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000030 · wf-form4_167778312170015.xml · derivative · entry 1

Scott Clayton · CIK 0001953454 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,867

Underlying: Class A Common Stock · 58,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 28, 2023 Filed Nov 21, 2023 22:47 UTC
Mundy Thomas PPresident, VOYGR Services
GrantRestricted Stock Unit · Derivative 493 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · derivative · entry 6

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: No plan indicated

Ownership: Indirect · by daughter, Katherine Mundy

Disclosed balance after: 493

Underlying: Class A Common Stock · 493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F3 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:39 UTC
Reyes Jose N JrChief Technology Officer
SaleClass A Common Stock 57,292 $10.04 $575,303.35
Disclosure

SEC source: 0001822966-23-000026 · wf-form4_167718477133740.xml · nonDerivative · entry 1

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jose N. Reyes, Jr. Trust, dated August 2, 2021

Disclosed balance after: 191,450

F1 · kind: The shares sold are to cover the capital gains tax withholdings in conjunction with the conversion of 151,203 Class B Common Stock Units to Class A Common Stock units previously reported on Form 4 filed November 3, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.02 to $10.085, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 20:49 UTC
Murgo RudyTreasurer
SaleClass A Common Stock 863 $10.21 $8,811.75
Disclosure

SEC source: 0001822966-23-000028 · wf-form4_167718534474884.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.21 to $10.215, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 15, 2023 Filed Feb 15, 2023 21:20 UTC
Atkinson DaleChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 99,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001822966-23-000022 · wf-form4_167649602935299.xml · derivative · entry 6

Atkinson Dale · CIK 0001911552 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,480

Underlying: Class A Common Stock · 99,000 shares

Expires 2024-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on July 1, 2015, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on July 1, 2018.

Read SEC document
February 15, 2023 Filed Feb 15, 2023 21:20 UTC
Atkinson DaleChief Operating Officer
SaleClass A Common Stock 50,660 $10.45 $529,548.98
Disclosure

SEC source: 0001822966-23-000022 · wf-form4_167649602935299.xml · nonDerivative · entry 4

Atkinson Dale · CIK 0001911552 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,195

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.31 to $10.54, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 15, 2023 Filed Feb 15, 2023 21:20 UTC
Atkinson DaleChief Operating Officer
Exercise / conversionClass A Common Stock 99,000 $0.70 $69,300.00
Disclosure

SEC source: 0001822966-23-000022 · wf-form4_167649602935299.xml · nonDerivative · entry 3

Atkinson Dale · CIK 0001911552 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 15, 2023 21:09 UTC
Mundy Thomas PPresident, VOYGR Services
SaleClass A Common Stock 16,900 $10.35 $174,876.13
Disclosure

SEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · nonDerivative · entry 3

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,364

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.26 to $10.53, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:20 UTC
Atkinson DaleChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001822966-23-000022 · wf-form4_167649602935299.xml · derivative · entry 5

Atkinson Dale · CIK 0001911552 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,480

Underlying: Class A Common Stock · 100,000 shares

Expires 2024-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on July 1, 2015, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on July 1, 2018.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:20 UTC
Atkinson DaleChief Operating Officer
SaleClass A Common Stock 38,145 $10.52 $401,258.70
Disclosure

SEC source: 0001822966-23-000022 · wf-form4_167649602935299.xml · nonDerivative · entry 2

Atkinson Dale · CIK 0001911552 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:20 UTC
Atkinson DaleChief Operating Officer
Exercise / conversionClass A Common Stock 100,000 $0.70 $70,000.00
Disclosure

SEC source: 0001822966-23-000022 · wf-form4_167649602935299.xml · nonDerivative · entry 1

Atkinson Dale · CIK 0001911552 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:09 UTC
Mundy Thomas PPresident, VOYGR Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 53,692 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · derivative · entry 4

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,692 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:09 UTC
Mundy Thomas PPresident, VOYGR Services
SaleClass A Common Stock 18,358 $10.52 $193,111.47
Disclosure

SEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · nonDerivative · entry 2

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,264

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:09 UTC
Mundy Thomas PPresident, VOYGR Services
Exercise / conversionClass A Common Stock 53,692 $0.64 $34,362.88
Disclosure

SEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · nonDerivative · entry 1

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,794 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · derivative · entry 7

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,794 shares

Expires 2028-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on July 1, 2019, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on July 1, 2022.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,357 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · derivative · entry 6

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,783

Underlying: Class A Common Stock · 3,357 shares

Expires 2031-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,320 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · derivative · entry 5

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,320 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC
Murgo RudyTreasurer
SaleClass A Common Stock 20,797 $10.52 $218,763.64
Disclosure

SEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 4

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 7,794 $4.10 $31,955.40
Disclosure

SEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 3

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 3,537 $6.41 $22,672.17
Disclosure

SEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 2

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 17,320 $6.41 $111,021.20
Disclosure

SEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,815 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · derivative · entry 6

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,577

Underlying: Class A Common Stock · 2,815 shares

Expires 2032-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.

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February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,773 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · derivative · entry 5

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,547

Underlying: Class A Common Stock · 5,773 shares

Expires 2031-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022.

F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

F2 · balance_after: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022.

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February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,269 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · derivative · entry 4

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,051

Underlying: Class A Common Stock · 12,269 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

F2 · balance_after: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022.

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February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 2,815 $9.53 $26,826.95
Disclosure

SEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · nonDerivative · entry 3

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 5,773 $6.41 $37,004.93
Disclosure

SEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · nonDerivative · entry 2

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023.

F1 · balance_after: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023.

Read SEC document
February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 12,269 $6.41 $78,644.29
Disclosure

SEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023.

F1 · balance_after: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023.

Read SEC document
January 09, 2023 Filed Feb 24, 2023 16:36 UTC SaleClass A Common Stock 8,000 $10.44 $83,499.20
Disclosure

SEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 4

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote

Disclosed balance after: 287,420

F2 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
January 09, 2023 Filed Feb 24, 2023 16:36 UTC SaleClass A Common Stock 45,000 $10.44 $469,669.50
Disclosure

SEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 2

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote

Disclosed balance after: 3,587,787

F1 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
January 06, 2023 Filed Feb 24, 2023 16:36 UTC SaleClass A Common Stock 7,000 $10.24 $71,704.50
Disclosure

SEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 3

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote

Disclosed balance after: 295,420

F2 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
January 06, 2023 Filed Feb 24, 2023 16:36 UTC SaleClass A Common Stock 45,000 $10.25 $461,128.50
Disclosure

SEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 1

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote

Disclosed balance after: 3,632,787

F1 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:09 UTC
Temple Robert KGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 39,642 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001822966-23-000006 · wf-form4_167296378115916.xml · derivative · entry 3

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,985

Underlying: Class A Common Stock · 39,642 shares

Expires 2028-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:09 UTC
Temple Robert KGeneral Counsel
SaleClass A Common Stock 39,642 $10.19 $403,769.63
Disclosure

SEC source: 0001822966-23-000006 · wf-form4_167296378115916.xml · nonDerivative · entry 2

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.39, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:09 UTC
Temple Robert KGeneral Counsel
Exercise / conversionClass A Common Stock 39,642 $3.41 $135,179.22
Disclosure

SEC source: 0001822966-23-000006 · wf-form4_167296378115916.xml · nonDerivative · entry 1

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On November 3, 2022, the reporting person filed a Form 4 which inadvertently reported that, following his exercise of an option and sale of the underlying stock, he owned 117,113 shares of Class A Common Stock, which was reduced to 78,742 shares following subsequent sales. In fact, as reported on this Form 4, the reporting person owns 2,000 shares before and after the current transaction.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 19:11 UTC SaleClass A Common Stock 3,500 $10.28 $35,980.00
Disclosure

SEC source: 0001822966-22-000106 · wf-form4_167121788161165.xml · nonDerivative · entry 1

Panichi Chris · CIK 0001909032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

Read SEC document
December 08, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 88,198 $10.98 $967,990.69
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 23

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote

Disclosed balance after: 3,677,787

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.9200 to $11.0700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 08, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 35,000 $10.97 $384,009.50
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 13

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote

Disclosed balance after: 302,420

F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 07, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 96,659 $10.89 $1,052,916.15
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 22

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote

Disclosed balance after: 3,765,985

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.8400 to $11.0400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 07, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 35,000 $10.88 $380,674.00
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 12

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote

Disclosed balance after: 337,420

F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 06, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 51,329 $10.88 $558,510.85
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 21

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote

Disclosed balance after: 3,862,644

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.8789 to $11.0000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 05, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 50,000 $10.94 $547,175.00
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 20

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote

Disclosed balance after: 3,913,973

F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 02, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 71,927 $10.97 $789,175.85
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 19

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote

Disclosed balance after: 3,963,973

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.8200 to $11.1200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.