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SLM

SLM Corp

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3927
SEC CIK
0001032033
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510

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2017 Filed Feb 14, 2017 23:49 UTC
Quinlan Raymond J.Director · Chairman & CEO
Tax withholdingCommon Stock 51,376 $12.43 $638,603.68
Disclosure

SEC source: 0001127602-17-006153 · form4.xml · nonDerivative · entry 1

Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,815

F1 · shares: On February 10, 2015, Mr. Quinlan was granted 317,460 restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to continued employment, to vest in one-third increments on February 10, 2016, 2017 and 2018. On February 10, 2017, 105,820 shares vested in connection with these RSUs, of which 51,376 shares were withheld by the Company to satisfy Mr. Quinlan's tax withholding obligations.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:49 UTC
Rocha Charles PEVP & Chief Marketing Officer
Tax withholdingCommon Stock 2,143 $12.43 $26,637.49
Disclosure

SEC source: 0001127602-17-006152 · form4.xml · nonDerivative · entry 2

Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,610.1028

F2 · shares: On February 10, 2015, a portion of Mr. Rocha's 2014 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on February 10, 2016, 2017 and 2018, regardless of continued employment. On February 10, 2017, the restrictions lapsed on 6,779 RSUs, and 2,143 shares of the Company common stock were withheld to satisfy Mr. Rocha's tax obligations in connection with the lapsing of such restrictions.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:49 UTC
Rocha Charles PEVP & Chief Marketing Officer
Tax withholdingCommon Stock 4,491 $12.43 $55,823.13
Disclosure

SEC source: 0001127602-17-006152 · form4.xml · nonDerivative · entry 1

Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,753.1028

F1 · shares: On February 10, 2015, Mr. Rocha was granted 39,682 restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to continued employment, to vest in one-third increments on February 10, 2016, 2017 and 2018. On February 10, 2017, 13,228 shares vested in connection with these RSUs, of which 4,491 shares were withheld by the Company to satisfy Mr. Rocha's tax withholding obligations.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:49 UTC
Thome Paul FEVP & Chief Admin Officer
Tax withholdingCommon Stock 1,473 $12.43 $18,309.39
Disclosure

SEC source: 0001127602-17-006151 · form4.xml · nonDerivative · entry 2

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,361

F2 · shares: On February 10, 2015, a portion of Mr. Thome's 2014 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on February 10, 2016, 2017 and 2018, regardless of continued employment. On February 10, 2017, the restrictions lapsed on 4,909 RSUs, and 1,473 shares of the Company common stock were withheld to satisfy Mr. Thome's tax obligations in connection with the lapsing of such restrictions.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:49 UTC
Thome Paul FEVP & Chief Admin Officer
Tax withholdingCommon Stock 4,109 $12.43 $51,074.87
Disclosure

SEC source: 0001127602-17-006151 · form4.xml · nonDerivative · entry 1

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,834

F1 · shares: On February 10, 2015, Mr. Thome was granted 38,095 restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to continued employment, to vest in one-third increments on February 10, 2016, 2017 and 2018. On February 10, 2017, 12,699 shares vested in connection with these RSUs, of which 4,109 shares were withheld by the Company to satisfy Mr. Thome's tax withholding obligations.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 23:06 UTC
Boyles JonathanSVP & Controller
Tax withholdingCommon Stock 2,120 $12.04 $25,524.80
Disclosure

SEC source: 0001127602-17-004417 · form4.xml · nonDerivative · entry 1

Boyles Jonathan · CIK 0001633230 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,782.3867

F1 · shares: On February 4, 2014, Mr. Boyles was awarded 6,846 Restricted Stock Units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company") that were subsequently adjusted in the spin-off of Navient to reflect 19,203 RSUs outstanding and an additional 112 RSUs attributable to dividends. On February 4, 2017, 6,402 shares of such RSUs vested, of which 2,120 shares of the Company common stock were withheld to satisfy Mr. Boyles' s tax withholding obligations.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 23:06 UTC
Quinlan Raymond J.Director · Chairman & CEO
Tax withholdingCommon Stock 31,354 $12.04 $377,502.16
Disclosure

SEC source: 0001127602-17-004415 · form4.xml · nonDerivative · entry 1

Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447,191

F1 · shares: On February 4, 2014, Mr. Quinlan was awarded 69,070 Restricted Stock Units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company") that were subsequently adjusted in the spin-off of Navient to reflect 193,728 RSUs outstanding and an additional 403 RSUs attributable to dividends. On February 4, 2017, the restrictions lapsed on 64,577 shares and 31,354 shares of the Company common stock were withheld to satisfy Mr. Quinlan's tax withholding obligations.

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February 04, 2017 Filed Feb 7, 2017 23:06 UTC
Lutz Laurent CharlesEVP, GC and Secretary
Tax withholdingCommon Stock 1,862 $12.04 $22,418.48
Disclosure

SEC source: 0001127602-17-004416 · form4.xml · nonDerivative · entry 2

Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,926.4601

F2 · shares: On February 4, 2014, a portion of Mr. Lutz's 2013 Management Incentive Plan Award was deferred in the form of vested Restricted Stock Units ("RSUs") and Mr. Lutz was granted 15,756 RSUs that carry transfer restrictions that lapse in one-third increments on February 4, 2015, 2016 and 2017. Mr. Lutz subsequently received an additional 92 RSUs relating to the original RSU grant and vesting on the same schedule. These additional RSUs were attributable to dividends paid by the Company prior to the separation of Navient Corporation ("Navient"). On April 30, 2014, the February 4, 2014 award was adjusted in the spin-off of Navient to reflect 15,848 RSUs outstanding. On February 4, 2017, the restrictions lapsed on 5,284 RSUs, and 1,862 shares of the Company common stock were withheld to satisfy Mr. Lutz's tax withholding obligations.

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February 04, 2017 Filed Feb 7, 2017 23:06 UTC
Lutz Laurent CharlesEVP, GC and Secretary
Tax withholdingCommon Stock 18,196 $12.04 $219,079.84
Disclosure

SEC source: 0001127602-17-004416 · form4.xml · nonDerivative · entry 1

Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,788.4601

F1 · shares: On February 4, 2014, Mr. Lutz was awarded 54,556 Restricted Stock Units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company") that were subsequently adjusted in the spin-off of Navient to reflect 153,019 RSUs outstanding and an additional 318 RSUs attributable to dividends. On February 4, 2017, 51,007 shares of such RSUs vested, and 18,196 shares of the Company common stock were withheld to satisfy Mr. Lutz's tax withholding obligations.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 23:06 UTC
Rocha Charles PEVP & Chief Marketing Officer
Tax withholdingCommon Stock 3,865 $12.04 $46,534.60
Disclosure

SEC source: 0001127602-17-004414 · form4.xml · nonDerivative · entry 1

Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,244.1028

F1 · shares: On February 4, 2014, Mr. Rocha was awarded 12,171 Restricted Stock Units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company") that were subsequently adjusted in the spin-off of Navient to reflect 34,139 RSUs outstanding and an additional 71 RSUs attributable to dividends. On February 4, 2017, 11,381 shares of such RSUs vested, of which 3,865 shares of the Company common stock were withheld to satisfy Mr. Rocha 's tax withholding obligations.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 23:05 UTC
McGarry StevenEVP & Chief Financial Officer
Tax withholdingCommon Stock 4,347 $12.04 $52,337.88
Disclosure

SEC source: 0001127602-17-004413 · form4.xml · nonDerivative · entry 1

McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,887.3371

F1 · shares: On February 4, 2014, Mr. McGarry was awarded 13,692 Restricted Stock Units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company") that were subsequently adjusted in the spin-off of Navient to reflect 38,404 RSUs outstanding and an additional 80 RSUs attributable to dividends. On February 4, 2017, the restrictions lapsed on 12,802 RSUs and 4,347 shares of the Company common stock were withheld to satisfy Mr. McGarry's tax withholding obligations.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 23:05 UTC
Thome Paul FEVP & Chief Admin Officer
Tax withholdingCommon Stock 527 $12.04 $6,345.08
Disclosure

SEC source: 0001127602-17-004412 · form4.xml · nonDerivative · entry 4

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,943

F4 · shares: On February 4, 2014, a portion of Mr. Thome's 2013 Management Incentive Plan award was deferred in the form of vested Restricted Stock Units ("RSUs") and Mr. Thome was granted 4,841 RSUs that carry transfer restrictions that lapse in one-third increments on February 4, 2015, 2016 and 2017. Mr. Thome subsequently received an additional 28 RSUs relating to the original RSU grant and vesting on the same schedule. These additional RSUs were attributable to dividends paid by the Company prior to the separation of Navient. On February 4, 2017, the restrictions lapsed on 1,624 RSUs, and 527 shares of the Company common stock were withheld to satisfy Mr. Thome's tax withholding obligations.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 23:05 UTC
Thome Paul FEVP & Chief Admin Officer
Tax withholdingCommon Stock 2,992 $12.04 $36,023.68
Disclosure

SEC source: 0001127602-17-004412 · form4.xml · nonDerivative · entry 3

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,470

F3 · shares: On February 4, 2014, Mr. Thome was awarded 9,888 Restricted Stock Units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company") that were subsequently adjusted in the spin-off of Navient to reflect 27,734 RSUs outstanding and an additional 58 RSUs attributable to dividends. On February 4, 2017, 9,245 shares of such RSUs vested, of which 2,992 shares of the Company common stock were withheld to satisfy Mr. Thome's tax withholding obligations.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:05 UTC
Thome Paul FEVP & Chief Admin Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,363 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001127602-17-004412 · form4.xml · derivative · entry 7

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,363 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:05 UTC
Thome Paul FEVP & Chief Admin Officer
Tax withholdingCommon Stock 16,446 $11.94 $196,365.24
Disclosure

SEC source: 0001127602-17-004412 · form4.xml · nonDerivative · entry 2

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,462

F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the option, and to satisfy the reporting person's tax withholding obligations upon the exercise of the option.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:05 UTC
Thome Paul FEVP & Chief Admin Officer
Exercise / conversionCommon Stock 25,363 $5.73 $145,439.05
Disclosure

SEC source: 0001127602-17-004412 · form4.xml · nonDerivative · entry 1

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:46 UTC
Boyles JonathanSVP & Controller
Tax withholdingCommon Stock 174 $11.79 $2,051.46
Disclosure

SEC source: 0001127602-17-003183 · form4.xml · nonDerivative · entry 3

Boyles Jonathan · CIK 0001633230 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,902.3867

F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy Mr. Boyles's tax withholding obligations upon the grant of RSUs.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:46 UTC
Boyles JonathanSVP & Controller
GrantCommon Stock 7,421 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003183 · form4.xml · nonDerivative · entry 2

Boyles Jonathan · CIK 0001633230 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,076.3867

F2 · shares: A portion of Mr. Boyles's 2016 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020, regardless of continued employment.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:46 UTC
Boyles JonathanSVP & Controller
GrantCommon Stock 31,806 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003183 · form4.xml · nonDerivative · entry 1

Boyles Jonathan · CIK 0001633230 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,655.3867

F1 · shares: A long-term incentive award of Restricted Stock Units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 27, 2018, 2019 and 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Quinlan Raymond J.Director · Chairman & CEO
Tax withholdingCommon Stock 728 $11.79 $8,583.12
Disclosure

SEC source: 0001127602-17-003185 · form4.xml · nonDerivative · entry 3

Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,545

F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy Mr. Quinlan's tax withholding obligations upon the grant of RSUs.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Quinlan Raymond J.Director · Chairman & CEO
GrantCommon Stock 31,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003185 · form4.xml · nonDerivative · entry 2

Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,273

F2 · shares: A portion of Mr. Quinlan's 2016 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020, regardless of continued employment.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Quinlan Raymond J.Director · Chairman & CEO
GrantCommon Stock 229,007 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003185 · form4.xml · nonDerivative · entry 1

Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448,257

F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 27, 2018, 2019 and 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:53 UTC
Thome Paul FEVP & Chief Admin Officer
Tax withholdingCommon Stock 294 $11.79 $3,466.26
Disclosure

SEC source: 0001127602-17-003189 · form4.xml · nonDerivative · entry 3

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,545

F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy Mr. Thome's tax withholding obligations upon the grant of RSUs.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:53 UTC
Thome Paul FEVP & Chief Admin Officer
GrantCommon Stock 12,531 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003189 · form4.xml · nonDerivative · entry 2

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,839

F2 · shares: A portion of Mr. Thome's 2016 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020, regardless of continued employment.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:53 UTC
Thome Paul FEVP & Chief Admin Officer
GrantCommon Stock 30,534 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003189 · form4.xml · nonDerivative · entry 1

Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,308

F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 27, 2018, 2019 and 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:51 UTC
Rocha Charles PEVP & Chief Marketing Officer
Tax withholdingCommon Stock 368 $11.79 $4,338.72
Disclosure

SEC source: 0001127602-17-003188 · form4.xml · nonDerivative · entry 3

Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,109.1028

F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy Mr. Rocha's tax withholding obligations upon the grant of RSUs.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:51 UTC
Rocha Charles PEVP & Chief Marketing Officer
GrantCommon Stock 15,664 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003188 · form4.xml · nonDerivative · entry 2

Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,477.1028

F2 · shares: A portion of Mr. Rocha's 2016 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020, regardless of continued employment.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:51 UTC
Rocha Charles PEVP & Chief Marketing Officer
GrantCommon Stock 40,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003188 · form4.xml · nonDerivative · entry 1

Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,813.1028

F1 · shares: A long-term incentive award of Restricted Stock Units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 27, 2018, 2019 and 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:49 UTC
McGarry StevenEVP & Chief Financial Officer
Tax withholdingCommon Stock 368 $11.79 $4,338.72
Disclosure

SEC source: 0001127602-17-003186 · form4.xml · nonDerivative · entry 3

McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,234.3371

F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy Mr. McGarry's tax withholding obligations upon the grant of RSUs.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:49 UTC
McGarry StevenEVP & Chief Financial Officer
GrantCommon Stock 15,664 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003186 · form4.xml · nonDerivative · entry 2

McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,602.3371

F2 · shares: A portion of Mr. McGarry's 2016 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020, regardless of continued employment.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:49 UTC
McGarry StevenEVP & Chief Financial Officer
GrantCommon Stock 40,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003186 · form4.xml · nonDerivative · entry 1

McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,938.3371

F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 27, 2018, 2019 and 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Dale JeffreySVP & Chief Risk Officer
Tax withholdingCommon Stock 238 $11.79 $2,806.02
Disclosure

SEC source: 0001127602-17-003184 · form4.xml · nonDerivative · entry 3

Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,878

F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy Mr. Dale's tax withholding obligations upon the grant of RSUs.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Dale JeffreySVP & Chief Risk Officer
GrantCommon Stock 10,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003184 · form4.xml · nonDerivative · entry 2

Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,116

F2 · shares: A portion of Mr. Dale's 2016 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020, regardless of continued employment.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Dale JeffreySVP & Chief Risk Officer
GrantCommon Stock 27,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003184 · form4.xml · nonDerivative · entry 1

Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,966

F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 27, 2018, 2019 and 2020.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 17:34 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 13,994 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001127602-17-002354 · form4.xml · derivative · entry 3

HUNT RONALD F · CIK 0001065135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,994 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 17:34 UTC Tax withholdingCommon Stock 7,009 $11.45 $80,253.05
Disclosure

SEC source: 0001127602-17-002354 · form4.xml · nonDerivative · entry 2

HUNT RONALD F · CIK 0001065135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,221

F2 · shares: Represents shares withheld by the Company to satisfy the option price upon the exercise of the option.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 17:34 UTC Exercise / conversionCommon Stock 13,994 $5.73 $80,245.79
Disclosure

SEC source: 0001127602-17-002354 · form4.xml · nonDerivative · entry 1

HUNT RONALD F · CIK 0001065135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:36 UTC
McGarry StevenEVP & Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 30,272 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001127602-17-002355 · form4.xml · derivative · entry 4

McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,272 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

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January 23, 2017 Filed Jan 25, 2017 22:36 UTC
McGarry StevenEVP & Chief Financial Officer
Tax withholdingCommon Stock 20,793 $11.42 $237,456.06
Disclosure

SEC source: 0001127602-17-002355 · form4.xml · nonDerivative · entry 2

McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,226.3371

F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the option, and to satisfy the reporting person's tax withholding obligations upon the exercise of the option.

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January 23, 2017 Filed Jan 25, 2017 22:36 UTC
McGarry StevenEVP & Chief Financial Officer
Exercise / conversionCommon Stock 30,272 $5.73 $173,588.73
Disclosure

SEC source: 0001127602-17-002355 · form4.xml · nonDerivative · entry 1

McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,019.3371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

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January 23, 2017 Filed Jan 25, 2017 22:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 13,994 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001127602-17-002353 · form4.xml · derivative · entry 3

Puleo Frank C · CIK 0001426775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,994 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

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January 23, 2017 Filed Jan 25, 2017 22:32 UTC Tax withholdingCommon Stock 6,966 $11.52 $80,248.32
Disclosure

SEC source: 0001127602-17-002353 · form4.xml · nonDerivative · entry 2

Puleo Frank C · CIK 0001426775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,112

F2 · shares: Represents shares withheld by the Company to satisfy the option price upon the exercise of the option.

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January 23, 2017 Filed Jan 25, 2017 22:32 UTC Exercise / conversionCommon Stock 13,994 $5.73 $80,245.79
Disclosure

SEC source: 0001127602-17-002353 · form4.xml · nonDerivative · entry 1

Puleo Frank C · CIK 0001426775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

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December 31, 2016 Filed Jan 4, 2017 13:42 UTC
Quinlan Raymond J.Director · Chairman & CEO
Tax withholdingCommon Stock 24,345 $11.02 $268,281.90
Disclosure

SEC source: 0001127602-17-000377 · form4.xml · nonDerivative · entry 1

Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,250

F1 · shares: As reported on April 30, 2014, a previous January 21, 2014 Restricted Stock Unit ("RSU") award to Mr. Quinlan was increased to cover 150,422 shares of Company common stock in connection with the spin-off of Navient Corporation ("Navient") to reflect the original value of this RSU award in the post-spin-off adjusted common stock of the Company. The adjusted RSU award vests in one-third increments on December 31, 2014, 2015 and 2016. As reported herein, 24,345 shares of the Company common stock were withheld to satisfy Mr. Quinlan's tax withholding obligations on the shares vesting under the RSU award on December 31, 2016.

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December 05, 2016 Filed Dec 7, 2016 21:09 UTC
GOODE EARL ADirector
Exercise / conversionStock Options (Right to Buy) · Derivative 13,994 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001127602-16-069423 · form4.xml · derivative · entry 3

GOODE EARL A · CIK 0001119606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,994 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

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December 05, 2016 Filed Dec 7, 2016 21:09 UTC
GOODE EARL ADirector
Tax withholdingCommon Stock 7,585 $10.58 $80,249.30
Disclosure

SEC source: 0001127602-16-069423 · form4.xml · nonDerivative · entry 2

GOODE EARL A · CIK 0001119606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,493

F2 · shares: Represents shares withheld by the Company to satisfy the option price upon the exercise of the option.

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December 05, 2016 Filed Dec 7, 2016 21:09 UTC
GOODE EARL ADirector
Exercise / conversionCommon Stock 13,994 $5.73 $80,245.79
Disclosure

SEC source: 0001127602-16-069423 · form4.xml · nonDerivative · entry 1

GOODE EARL A · CIK 0001119606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

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December 02, 2016 Filed Dec 5, 2016 16:18 UTC Purchase6.97% Cumulative Redeemable Preferred Stock, Series A 1,000 $49.98 $49,980.00
Disclosure

SEC source: 0001127602-16-069123 · form4.xml · nonDerivative · entry 1

HUNT RONALD F · CIK 0001065135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925

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November 28, 2016 Filed Nov 30, 2016 16:06 UTC Purchase6.97% Cumulative Redeemable Preferred Stock, Series A 600 $50.00 $29,999.40
Disclosure

SEC source: 0001127602-16-068656 · form4.xml · nonDerivative · entry 1

HUNT RONALD F · CIK 0001065135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,925

F1 · balance_after: The amount in this column reflects the Reporting Person's earlier acquisition of shares of this class of security. The Reporting Person has not had any disposition of shares of this class of security.

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November 16, 2016 Filed Nov 18, 2016 21:13 UTC
Lutz Laurent CharlesEVP, GC and Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 107,775 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001127602-16-067743 · form4.xml · derivative · entry 5

Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,775 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.