Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SLM CorpSLM · Entity 3927 | EVP & Chief Marketing Officer | May 01, 2017 | May 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SLM Corp
Report date May 01, 2017 · Filed May 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 255,265 |
Reported balance
After 2017-05-01 transaction · row 1
1 source rowRow 1 · 2017-05-01 · Tax withholding · Disposed 2,393 · Balance 255,265 F1: On May 1, 2014, the reporting person was granted restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to vesting conditions, to vest in one-third increments on May 1, 2015, 2016 and 2017. On May 1, 2017, 4,927 shares vested in connection with these RSUs, of which 2,393 shares were withheld by the Company to satisfy the Reporting Person's tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2014, the reporting person was granted restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to vesting conditions, to vest in one-third increments on May 1, 2015, 2016 and 2017. On May 1, 2017, 4,927 shares vested in connection with these RSUs, of which 2,393 shares were withheld by the Company to satisfy the Reporting Person's tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 3, 2017 20:33 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 2,393 | $12.75 | $30,510.75 |
DisclosureSEC source: 0001127602-17-016628 · form4.xml · nonDerivative · entry 1 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,265 F1 · shares: On May 1, 2014, the reporting person was granted restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to vesting conditions, to vest in one-third increments on May 1, 2015, 2016 and 2017. On May 1, 2017, 4,927 shares vested in connection with these RSUs, of which 2,393 shares were withheld by the Company to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 22:36 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 8,404 | $11.96 | $100,511.84 |
DisclosureSEC source: 0001127602-17-008962 · form4.xml · nonDerivative · entry 2 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,658 F3 · shares: On February 26, 2016, a portion of Mr. Rocha's 2015 Management Incentive Plan was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on February 26, 2017, 2018 and 2019, regardless of continued employment. On February 26, 2017, the restrictions lapsed on 18,190 RSUs, and 8,404 shares of the Company common stock were withheld to satisfy Mr. Rocha's tax withholding obligations. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 22:36 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 9,601 | $11.96 | $114,827.96 |
DisclosureSEC source: 0001127602-17-008962 · form4.xml · nonDerivative · entry 1 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,062 F1 · shares: On February 26, 2016, Mr. Rocha was granted restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to vesting conditions, to vest in one-third increments on February 26, 2017, 2018 and 2019. On February 26, 2017, 21,288 shares vested in connection with these RSUs, of which 9,601 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. F2 · balance_after: The total number of shares of Common Stock is adjusted to correct for a prior administrative error with respect to the number of shares of Common Stock reported to be held by the Reporting Person. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:49 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 2,143 | $12.43 | $26,637.49 |
DisclosureSEC source: 0001127602-17-006152 · form4.xml · nonDerivative · entry 2 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,610.1028 F2 · shares: On February 10, 2015, a portion of Mr. Rocha's 2014 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on February 10, 2016, 2017 and 2018, regardless of continued employment. On February 10, 2017, the restrictions lapsed on 6,779 RSUs, and 2,143 shares of the Company common stock were withheld to satisfy Mr. Rocha's tax obligations in connection with the lapsing of such restrictions. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:49 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 4,491 | $12.43 | $55,823.13 |
DisclosureSEC source: 0001127602-17-006152 · form4.xml · nonDerivative · entry 1 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,753.1028 F1 · shares: On February 10, 2015, Mr. Rocha was granted 39,682 restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to continued employment, to vest in one-third increments on February 10, 2016, 2017 and 2018. On February 10, 2017, 13,228 shares vested in connection with these RSUs, of which 4,491 shares were withheld by the Company to satisfy Mr. Rocha's tax withholding obligations. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 23:06 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 3,865 | $12.04 | $46,534.60 |
DisclosureSEC source: 0001127602-17-004414 · form4.xml · nonDerivative · entry 1 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,244.1028 F1 · shares: On February 4, 2014, Mr. Rocha was awarded 12,171 Restricted Stock Units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company") that were subsequently adjusted in the spin-off of Navient to reflect 34,139 RSUs outstanding and an additional 71 RSUs attributable to dividends. On February 4, 2017, 11,381 shares of such RSUs vested, of which 3,865 shares of the Company common stock were withheld to satisfy Mr. Rocha 's tax withholding obligations. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 22:51 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 368 | $11.79 | $4,338.72 |
DisclosureSEC source: 0001127602-17-003188 · form4.xml · nonDerivative · entry 3 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,109.1028 F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy Mr. Rocha's tax withholding obligations upon the grant of RSUs. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 22:51 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 15,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003188 · form4.xml · nonDerivative · entry 2 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,477.1028 F2 · shares: A portion of Mr. Rocha's 2016 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020, regardless of continued employment. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 22:51 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 40,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003188 · form4.xml · nonDerivative · entry 1 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,813.1028 F1 · shares: A long-term incentive award of Restricted Stock Units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 27, 2018, 2019 and 2020. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:09 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 32,727 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0001127602-16-067252 · form4.xml · derivative · entry 3 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,727 shares Expires 2017-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:09 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 24,398 | $9.33 | $227,633.34 |
DisclosureSEC source: 0001127602-16-067252 · form4.xml · nonDerivative · entry 2 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,101.1028 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the option, and to satisfy the reporting person's tax withholding obligations upon the exercise of the option. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:09 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 32,727 | $5.73 | $187,666.44 |
DisclosureSEC source: 0001127602-16-067252 · form4.xml · nonDerivative · entry 1 Rocha Charles P · CIK 0001611857 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,499.1028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.