Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SLM CorpSLM · Entity 3927 | Director | March 24, 2022 | March 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SLM Corp
Report date March 24, 2022 · Filed March 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 164,540 |
Reported balance
After 2022-03-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-24 · Grant · Acquired 963 · Balance 164,540 F1: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date. F2: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date.
F2: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2022 Filed Mar 28, 2022 20:59 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-007470 · wf-form4_164850114354137.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,540 F1 · shares: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date. F2 · balance_after: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:43 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025606 · wf-form4_164064140523729.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,546 F1 · shares: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date. F2 · balance_after: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 20:49 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-019196 · wf-form4_163277575221556.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,603 F1 · shares: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer. The per share value of the Shares was equal to the closing sales price per share as of the grant date. F2 · balance_after: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:11 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 4,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012011 · wf-form4_162335584837766.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,598 F1 · shares: The reporting person received shares of Restricted Common Stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2021 Independent Director Restricted Stock Agreement (the "2021 Agreement") in partial payment of the annual retainer to independent directors. The Restricted Common Stock award is subject to vesting upon the terms set forth in the 2021 Agreement. F2 · balance_after: Includes Dividend Equivalent Units in connection with the Restricted Common Stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:53 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,500 | $0.00 Strike: $5.24 | $0.00 |
DisclosureSEC source: 0001628280-20-015379 · wf-form4_160444036987704.xml · derivative · entry 3 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,500 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:53 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 5,504 | $9.05 | $49,811.20 |
DisclosureSEC source: 0001628280-20-015379 · wf-form4_160444036987704.xml · nonDerivative · entry 2 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,624.8836 F3 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. F2 · balance_after: Includes Dividend Equivalent Units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:53 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 9,500 | $5.24 | $49,808.50 |
DisclosureSEC source: 0001628280-20-015379 · wf-form4_160444036987704.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,128.8836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F2 · balance_after: Includes Dividend Equivalent Units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:58 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 13,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009804 · wf-form4_159286308047974.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,579 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2020 Independent Director Restricted Stock Agreement (the "2020 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2020 Agreement. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:00 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,900 | $0.00 Strike: $3.70 | $0.00 |
DisclosureSEC source: 0001628280-20-000725 · wf-form4_158033882356136.xml · derivative · entry 3 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,900 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:00 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 3,564 | $11.31 | $40,308.84 |
DisclosureSEC source: 0001628280-20-000725 · wf-form4_158033882356136.xml · nonDerivative · entry 2 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,487.3736 F3 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:00 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 10,900 | $3.70 | $40,301.66 |
DisclosureSEC source: 0001628280-20-000725 · wf-form4_158033882356136.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,051.3736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 20:30 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 10,799 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017936 · doc4.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,081 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2019 Independent Director Restricted Stock Agreement (the "2019 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2019 Agreement. F2 · balance_after: Includes Dividend Equivalent units in connection with restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:02 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 26,000 | $0.00 Strike: $2.07 | $0.00 |
DisclosureSEC source: 0001127602-19-010317 · form4.xml · derivative · entry 3 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires 2019-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:02 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 4,800 | $11.21 | $53,808.00 |
DisclosureSEC source: 0001127602-19-010317 · form4.xml · nonDerivative · entry 2 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,236 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:02 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 26,000 | $2.07 | $53,799.20 |
DisclosureSEC source: 0001127602-19-010317 · form4.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:59 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 7,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021848 · form4.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,036 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2018 Independent Director Restricted Stock Agreement (the "2018 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2018 Agreement. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:38 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,600 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001127602-18-015940 · form4.xml · derivative · entry 3 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,600 shares Expires 2018-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:38 UTC | SLM Corp SLM · Entity 3927 | SaleCommon Stock | 4,585 | $11.68 | $53,557.39 |
DisclosureSEC source: 0001127602-18-015940 · form4.xml · nonDerivative · entry 2 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,364 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $11.68 to $11.685. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of units sold at each price within the range. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:38 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 6,600 | $7.99 | $52,734.00 |
DisclosureSEC source: 0001127602-18-015940 · form4.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:13 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 19,572 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001127602-17-034055 · form4.xml · derivative · entry 3 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,572 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:13 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 10,708 | $11.74 | $125,711.92 |
DisclosureSEC source: 0001127602-17-034055 · form4.xml · nonDerivative · entry 2 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,349 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:13 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 19,572 | $6.42 | $125,707.04 |
DisclosureSEC source: 0001127602-17-034055 · form4.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 12:47 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 7,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022124 · form4.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,485 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2017 Independent Director Restricted Stock Agreement (the "2017 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2017 Agreement. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:32 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,994 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0001127602-17-002353 · form4.xml · derivative · entry 3 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,994 shares Expires 2017-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:32 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 6,966 | $11.52 | $80,248.32 |
DisclosureSEC source: 0001127602-17-002353 · form4.xml · nonDerivative · entry 2 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,112 F2 · shares: Represents shares withheld by the Company to satisfy the option price upon the exercise of the option. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:32 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 13,994 | $5.73 | $80,245.79 |
DisclosureSEC source: 0001127602-17-002353 · form4.xml · nonDerivative · entry 1 Puleo Frank C · CIK 0001426775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.