Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SLM CorpSLM · Entity 3927 | Director | November 10, 2020 | November 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SLM Corp
Report date November 10, 2020 · Filed November 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,351.8836 |
Last balance in matching sequence
After 2020-11-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-11-10 · Exercise / conversion · Acquired 9,500 · Balance 151,006.8836 F1: Stock options exercised by the reporting person in advance of pending expiration of options. F2: Includes Dividend Equivalent Units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Row 2 · 2020-11-10 · Tax withholding · Disposed 4,655 · Balance 146,351.8836 F3: Represents shares withheld by the Company to satisfy the exercise price of the options. F2: Includes Dividend Equivalent Units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.24 · Expires 2021-01-27 | Direct | 0 |
Reported balance
After 2020-11-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-10 · Exercise / conversion · Disposed 9,500 · Balance 0 F1: Stock options exercised by the reporting person in advance of pending expiration of options. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options exercised by the reporting person in advance of pending expiration of options.
F2: Includes Dividend Equivalent Units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan.
F3: Represents shares withheld by the Company to satisfy the exercise price of the options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2020 Filed Nov 12, 2020 22:39 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,500 | $0.00 Strike: $5.24 | $0.00 |
DisclosureSEC source: 0001628280-20-016348 · wf-form4_160522075458407.xml · derivative · entry 3 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,500 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:39 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 4,655 | $10.70 | $49,808.50 |
DisclosureSEC source: 0001628280-20-016348 · wf-form4_160522075458407.xml · nonDerivative · entry 2 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,351.8836 F3 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. F2 · balance_after: Includes Dividend Equivalent Units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:39 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 9,500 | $5.24 | $49,808.50 |
DisclosureSEC source: 0001628280-20-016348 · wf-form4_160522075458407.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,006.8836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F2 · balance_after: Includes Dividend Equivalent Units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:56 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 13,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009800 · wf-form4_159286299428422.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,457 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2020 Independent Director Restricted Stock Agreement (the "2020 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2020 Agreement. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:56 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,900 | $0.00 Strike: $3.70 | $0.00 |
DisclosureSEC source: 0001628280-20-000717 · wf-form4_158033856797319.xml · derivative · entry 4 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,900 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:56 UTC | SLM Corp SLM · Entity 3927 | SaleCommon Stock | 7,323 | $11.24 | $82,279.76 |
DisclosureSEC source: 0001628280-20-000717 · wf-form4_158033856797319.xml · nonDerivative · entry 3 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,365.3736 F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:56 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 3,577 | $11.27 | $40,312.79 |
DisclosureSEC source: 0001628280-20-000717 · wf-form4_158033856797319.xml · nonDerivative · entry 2 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,688.3736 F3 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:56 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 10,900 | $3.70 | $40,301.66 |
DisclosureSEC source: 0001628280-20-000717 · wf-form4_158033856797319.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,265.3736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F2 · balance_after: Includes Dividend Equivalent units in connection with the restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 20:30 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 10,799 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017937 · doc4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,295 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2019 Independent Director Restricted Stock Agreement (the "2019 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2019 Agreement. F2 · balance_after: Includes Dividend Equivalent units in connection with restricted common stock granted under the SLM Corporation 2012 Omnibus Incentive Plan. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 22:07 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 26,000 | $0.00 Strike: $2.07 | $0.00 |
DisclosureSEC source: 0001127602-19-011599 · form4.xml · derivative · entry 3 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires 2019-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 22:07 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 5,071 | $10.61 | $53,803.31 |
DisclosureSEC source: 0001127602-19-011599 · form4.xml · nonDerivative · entry 2 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,450 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 22:07 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 26,000 | $2.07 | $53,799.20 |
DisclosureSEC source: 0001127602-19-011599 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:46 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 7,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021843 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,521 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2018 Independent Director Restricted Stock Agreement (the "2018 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2018 Agreement. Read SEC document |
| May 02, 2018 Filed May 2, 2018 19:36 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,600 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001127602-18-015939 · form4.xml · derivative · entry 3 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,600 shares Expires 2018-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F1 · derivative.underlying_shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| May 02, 2018 Filed May 2, 2018 19:36 UTC | SLM Corp SLM · Entity 3927 | SaleCommon Stock | 4,617 | $11.61 | $53,580.29 |
DisclosureSEC source: 0001127602-18-015939 · form4.xml · nonDerivative · entry 2 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,849 Read SEC document |
| May 02, 2018 Filed May 2, 2018 19:36 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 6,600 | $7.99 | $52,734.00 |
DisclosureSEC source: 0001127602-18-015939 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 19,572 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · derivative · entry 4 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,572 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC | SLM Corp SLM · Entity 3927 | SaleCommon Stock | 8,640 | $11.50 | $99,360.00 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · nonDerivative · entry 3 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,866 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 10,932 | $11.50 | $125,718.00 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · nonDerivative · entry 2 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,506 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 19,572 | $6.42 | $125,707.04 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 12:41 UTC | SLM Corp SLM · Entity 3927 | GrantCommon Stock | 7,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022120 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,866 F1 · shares: The reporting person received shares of restricted common stock, issued pursuant to the terms of the SLM Corporation 2012 Omnibus Incentive Plan - 2017 Independent Director Restricted Stock Agreement (the "2017 Agreement") in partial payment of the annual retainer to independent directors. The restricted common stock award is subject to vesting upon the terms set forth in the 2017 Agreement. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:09 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,994 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0001127602-16-069423 · form4.xml · derivative · entry 3 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,994 shares Expires 2017-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:09 UTC | SLM Corp SLM · Entity 3927 | Tax withholdingCommon Stock | 7,585 | $10.58 | $80,249.30 |
DisclosureSEC source: 0001127602-16-069423 · form4.xml · nonDerivative · entry 2 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,493 F2 · shares: Represents shares withheld by the Company to satisfy the option price upon the exercise of the option. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:09 UTC | SLM Corp SLM · Entity 3927 | Exercise / conversionCommon Stock | 13,994 | $5.73 | $80,245.79 |
DisclosureSEC source: 0001127602-16-069423 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:11 UTC | SLM Corp SLM · Entity 3927 | PurchaseCommon Stock | 10,000 | $7.03 | $70,300.00 |
DisclosureSEC source: 0001127602-16-066238 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,084 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.