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SF

STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 21:42 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 9,829 $75.00 $737,175.00
Disclosure

SEC source: 0000950170-24-026114 · ownership.xml · nonDerivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,476

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:42 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 13,547 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026114 · ownership.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:42 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 2,476 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026114 · ownership.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment
Fisher Mark PSenior VP & General Counsel
Exercise / conversionPhantom Stock Units · Derivative 4,198 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002210 · ownership.xml · derivative · entry 4

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,731

Underlying: Common Stock · 4,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment
Fisher Mark PSenior VP & General Counsel
GrantPhantom Stock Units · Derivative 5,977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002210 · ownership.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,929

Underlying: Common Stock · 5,977 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment
Fisher Mark PSenior VP & General Counsel
Tax withholdingCommon Stock 2,258 $75.00 $169,350.00
Disclosure

SEC source: 0000950170-25-002210 · ownership.xml · nonDerivative · entry 2

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,132

Read SEC document
March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment
Fisher Mark PSenior VP & General Counsel
Exercise / conversionCommon Stock 4,198 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002210 · ownership.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:03 UTC
Nesi VictorCo-President
SaleCommon Stock 36,000 $75.37 $2,713,320.00
Disclosure

SEC source: 0000950170-24-019473 · ownership.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Plan reported

Ownership: Indirect · Children's Trust

Disclosed balance after: 54,732

F1 · kind: Open market sale pursuant to trading plans entered into by the Reporting Person on October 30, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 21:44 UTC GiftCommon Stock 3,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002305 · doc4.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,178

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:46 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 18,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002070 · doc4.xml · derivative · entry 4

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,726

Underlying: Common Stock · 18,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:46 UTC
ZEMLYAK JAMES MCo-President
Tax withholdingCommon Stock 6,214 $69.15 $429,698.10
Disclosure

SEC source: 0001209191-24-002070 · doc4.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,162

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:46 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 18,724 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002070 · doc4.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:43 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionPhantom Stock Units · Derivative 9,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002068 · doc4.xml · derivative · entry 3

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,286

Underlying: Common Stock · 9,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:43 UTC
SLINEY DAVID DChief Operating Officer
Tax withholdingCommon Stock 2,997 $69.15 $207,242.55
Disclosure

SEC source: 0001209191-24-002068 · doc4.xml · nonDerivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,279

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:43 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionCommon Stock 9,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002068 · doc4.xml · nonDerivative · entry 1

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:40 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionPhantom Stock Units · Derivative 8,129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002066 · doc4.xml · derivative · entry 3

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,190

Underlying: Common Stock · 8,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:40 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Tax withholdingCommon Stock 2,467 $69.15 $170,593.05
Disclosure

SEC source: 0001209191-24-002066 · doc4.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 47,887

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:40 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionCommon Stock 8,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002066 · doc4.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 50,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:38 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 23,271 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002064 · doc4.xml · derivative · entry 6

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,250

Underlying: Common Stock · 23,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:38 UTC
Nesi VictorCo-President
Tax withholdingCommon Stock 10,048 $69.15 $694,819.20
Disclosure

SEC source: 0001209191-24-002064 · doc4.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,159

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:38 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 23,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002064 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:36 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 17,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002062 · doc4.xml · derivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,498

Underlying: Common Stock · 17,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:36 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 8,026 $69.15 $554,997.90
Disclosure

SEC source: 0001209191-24-002062 · doc4.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,282

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:36 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 17,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002062 · doc4.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:33 UTC
Marischen James MChief Financial Officer
Exercise / conversionPhantom Stock Units · Derivative 9,901 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002054 · doc4.xml · derivative · entry 3

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,395

Underlying: Common Stock · 9,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:33 UTC
Marischen James MChief Financial Officer
Tax withholdingCommon Stock 4,488 $69.15 $310,345.20
Disclosure

SEC source: 0001209191-24-002054 · doc4.xml · nonDerivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,322

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:33 UTC
Marischen James MChief Financial Officer
Exercise / conversionCommon Stock 9,901 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002054 · doc4.xml · nonDerivative · entry 1

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:30 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionPhantom Stock Units · Derivative 37,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002051 · doc4.xml · derivative · entry 3

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,292

Underlying: Common Stock · 37,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:30 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,838 $69.15 $1,026,047.70
Disclosure

SEC source: 0001209191-24-002051 · doc4.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,407,549

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:30 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002051 · doc4.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:23 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Exercise / conversionPhantom Stock Units · Derivative 13,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002042 · doc4.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,952

Underlying: Common Stock · 13,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:23 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Tax withholdingCommon Stock 7,147 $69.15 $494,215.05
Disclosure

SEC source: 0001209191-24-002042 · doc4.xml · nonDerivative · entry 2

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,192

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:23 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Exercise / conversionCommon Stock 13,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002042 · doc4.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 21:54 UTC GiftCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059193 · doc4.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,870

Read SEC document
December 15, 2023 Filed Dec 15, 2023 21:24 UTC GiftCommon Stock 4,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058777 · doc4.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,948

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:50 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
SaleCommon Stock 8,100 $64.75 $524,434.50
Disclosure

SEC source: 0001209191-23-058509 · doc4.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,175

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:52 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
SaleCommon Stock 15,377 $62.40 $959,524.80
Disclosure

SEC source: 0001209191-23-046723 · doc4.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 42,225

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:52 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
SaleCommon Stock 9,623 $62.38 $600,282.74
Disclosure

SEC source: 0001209191-23-046723 · doc4.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:49 UTC Exercise / conversionPhantom Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037392 · doc4.xml · derivative · entry 2

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:49 UTC Exercise / conversionCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037392 · doc4.xml · nonDerivative · entry 1

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:45 UTC Exercise / conversionPhantom Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037385 · doc4.xml · derivative · entry 2

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:45 UTC Exercise / conversionCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037385 · doc4.xml · nonDerivative · entry 1

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 31,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:43 UTC Exercise / conversionPhantom Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037381 · doc4.xml · derivative · entry 2

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:43 UTC Exercise / conversionCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037381 · doc4.xml · nonDerivative · entry 1

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:39 UTC Exercise / conversionPhantom Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037369 · doc4.xml · derivative · entry 2

Ludeman Daniel J. · CIK 0001785311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:39 UTC Exercise / conversionCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037369 · doc4.xml · nonDerivative · entry 1

Ludeman Daniel J. · CIK 0001785311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 13, 2023 Filed Jun 15, 2023 20:35 UTC Exercise / conversionPhantom Stock Units · Derivative 2,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037365 · doc4.xml · derivative · entry 2

Kavanaugh James P. · CIK 0001940969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

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June 13, 2023 Filed Jun 15, 2023 20:35 UTC Exercise / conversionCommon Stock 2,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037365 · doc4.xml · nonDerivative · entry 1

Kavanaugh James P. · CIK 0001940969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 13, 2023 Filed Jun 15, 2023 20:30 UTC Exercise / conversionPhantom Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037359 · doc4.xml · derivative · entry 2

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

Underlying: Common Stock · 2,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

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June 13, 2023 Filed Jun 15, 2023 20:30 UTC Exercise / conversionCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037359 · doc4.xml · nonDerivative · entry 1

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.