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STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2016 Filed Dec 20, 2016 21:26 UTC
Minnick David MGeneral Counsel & Senior VP
OtherCommon Stock 318 $50.62 $16,098.62
Disclosure

SEC source: 0000720672-16-000191 · edgardoc.xml · nonDerivative · entry 2

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:26 UTC
Minnick David MGeneral Counsel & Senior VP
SaleCommon Stock 2,400 $51.17 $122,808.00
Disclosure

SEC source: 0000720672-16-000191 · edgardoc.xml · nonDerivative · entry 1

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

Read SEC document
December 13, 2016 Filed Dec 15, 2016 19:33 UTC
MULROY THOMAS PDirector · Director
GiftCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0000720672-16-000190 · edgardoc.xml · nonDerivative · entry 1

MULROY THOMAS P · CIK 0001206666 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,524

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:59 UTC
HIMELFARB RICHARD JDirector · Director
OtherCommon Stock 8,836 $51.02 $450,808.30
Disclosure

SEC source: 0000720672-16-000189 · edgardoc.xml · nonDerivative · entry 1

HIMELFARB RICHARD J · CIK 0001206663 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,166

Read SEC document
December 08, 2016 Filed Dec 9, 2016 20:07 UTC
BEDA BRUCE ADirector
SaleCommon Stock 8,500 $51.62 $438,770.00
Disclosure

SEC source: 0000720672-16-000188 · edgardoc.xml · nonDerivative · entry 1

BEDA BRUCE A · CIK 0001203738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,463

Read SEC document
December 05, 2016 Filed Dec 5, 2016 21:30 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000720672-16-000187 · edgardoc.xml · nonDerivative · entry 2

OATES JAMES M · CIK 0001180238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,004

Read SEC document
December 05, 2016 Filed Dec 5, 2016 21:30 UTC SaleCommon Stock 5,000 $50.42 $252,100.00
Disclosure

SEC source: 0000720672-16-000187 · edgardoc.xml · nonDerivative · entry 1

OATES JAMES M · CIK 0001180238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,004

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:13 UTC GiftCommon Stock 2,600 $49.85 $129,610.00
Disclosure

SEC source: 0000720672-16-000186 · edgardoc.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,929

Read SEC document
November 29, 2016 Filed Dec 1, 2016 22:13 UTC SaleCommon Stock 30,000 $49.32 $1,479,600.00
Disclosure

SEC source: 0000720672-16-000186 · edgardoc.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,529

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.12 to $49.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:08 UTC
SLINEY DAVID DDir Strategic Planning & Tech
SaleCommon Stock 15,000 $50.20 $753,000.00
Disclosure

SEC source: 0000720672-16-000179 · edgardoc.xml · nonDerivative · entry 1

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,146

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:10 UTC
BEDA BRUCE ADirector
SaleCommon Stock 5,000 $50.20 $251,000.00
Disclosure

SEC source: 0000720672-16-000185 · edgardoc.xml · nonDerivative · entry 1

BEDA BRUCE A · CIK 0001203738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,963

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:10 UTC SaleCommon Stock 5,000 $50.20 $251,000.00
Disclosure

SEC source: 0000720672-16-000184 · edgardoc.xml · nonDerivative · entry 1

DUBINSKY JOHN P · CIK 0001181348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,818

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:09 UTC SaleCommon Stock 5,000 $50.20 $251,000.00
Disclosure

SEC source: 0000720672-16-000183 · edgardoc.xml · nonDerivative · entry 1

OATES JAMES M · CIK 0001180238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,004

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:09 UTC SaleCommon Stock 5,000 $50.20 $251,000.00
Disclosure

SEC source: 0000720672-16-000182 · edgardoc.xml · nonDerivative · entry 1

HANSER FREDERICK O · CIK 0001188881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,190

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:09 UTC
Brautigam AllenDirector, Branch Offices
SaleCommon Stock 2,200 $50.20 $110,440.00
Disclosure

SEC source: 0000720672-16-000181 · edgardoc.xml · nonDerivative · entry 1

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,068

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:08 UTC
Minnick David MGeneral Counsel & Senior VP
SaleCommon Stock 10,000 $50.20 $502,000.00
Disclosure

SEC source: 0000720672-16-000180 · edgardoc.xml · nonDerivative · entry 1

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:07 UTC SaleCommon Stock 12,571 $50.20 $631,064.20
Disclosure

SEC source: 0000720672-16-000178 · edgardoc.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,982

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:07 UTC Disposition to issuerCommon Stock 1,964 $47.57 $93,427.48
Disclosure

SEC source: 0000720672-16-000178 · edgardoc.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,553

F1 · kind: Constitutes a portion of shares which vested on November 22, 2016 that were withheld from reporting person on November 22, 2016 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:07 UTC SaleCommon Stock 20,000 $50.20 $1,004,000.00
Disclosure

SEC source: 0000720672-16-000177 · edgardoc.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,529

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:05 UTC
Plotkin Ben ADirector · Vice Chairman
SaleCommon Stock 15,000 $50.20 $753,000.00
Disclosure

SEC source: 0000720672-16-000176 · edgardoc.xml · nonDerivative · entry 1

Plotkin Ben A · CIK 0001392580 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,309

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:05 UTC
HIMELFARB RICHARD JDirector · Director
SaleCommon Stock 20,000 $50.20 $1,004,000.00
Disclosure

SEC source: 0000720672-16-000175 · edgardoc.xml · nonDerivative · entry 1

HIMELFARB RICHARD J · CIK 0001206663 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,497

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:04 UTC
MULROY THOMAS PDirector · Director
SaleCommon Stock 25,000 $50.20 $1,255,000.00
Disclosure

SEC source: 0000720672-16-000173 · edgardoc.xml · nonDerivative · entry 1

MULROY THOMAS P · CIK 0001206666 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,189

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:04 UTC
Nesi VictorDirector · Director
SaleCommon Stock 25,000 $50.20 $1,255,000.00
Disclosure

SEC source: 0000720672-16-000174 · edgardoc.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,373

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:04 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
GiftCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0000720672-16-000172 · edgardoc.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,183

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:04 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
SaleCommon Stock 15,000 $50.20 $753,000.00
Disclosure

SEC source: 0000720672-16-000172 · edgardoc.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,733

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:03 UTC
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 8,675 $0.00 $0.00
Disclosure

SEC source: 0000720672-16-000171 · edgardoc.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,862

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:03 UTC
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 100,000 $50.20 $5,020,000.00
Disclosure

SEC source: 0000720672-16-000171 · edgardoc.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,537

Read SEC document
November 07, 2016 Filed Feb 14, 2017 19:08 UTC GiftCommon Stock 1,310 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000033 · edgardoc.xml · nonDerivative · entry 1

HANSER FREDERICK O · CIK 0001188881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,880

Read SEC document
October 12, 2016 Filed Feb 14, 2017 19:08 UTC GiftCommon Stock 316 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000034 · edgardoc.xml · nonDerivative · entry 5

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,388

Read SEC document
October 11, 2016 Filed Feb 14, 2017 19:08 UTC GiftCommon Stock 249 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000034 · edgardoc.xml · nonDerivative · entry 4

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,704

Read SEC document
October 05, 2016 Filed Feb 14, 2017 19:08 UTC GiftCommon Stock 5,903 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000034 · edgardoc.xml · nonDerivative · entry 3

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,953

Read SEC document
September 22, 2016 Filed Feb 14, 2017 19:08 UTC GiftCommon Stock 2,033 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000034 · edgardoc.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,856

Read SEC document
August 31, 2016 Filed Feb 14, 2017 19:08 UTC GiftCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000034 · edgardoc.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,889

Read SEC document
June 15, 2016 Filed Dec 9, 2016 20:07 UTC
BEDA BRUCE ADirector
GrantPhantom Stock Units · Derivative 1,275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-16-000188 · edgardoc.xml · derivative · entry 2

BEDA BRUCE A · CIK 0001203738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

Underlying: Common Stock · 1,275 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
April 04, 2016 Filed Jan 6, 2017 20:55 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000023 · edgardoc.xml · nonDerivative · entry 5

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,993

Read SEC document
January 07, 2016 Filed Jan 6, 2017 20:55 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000023 · edgardoc.xml · nonDerivative · entry 4

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,776

Read SEC document
January 07, 2016 Filed Jan 6, 2017 20:55 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000023 · edgardoc.xml · nonDerivative · entry 3

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,126

Read SEC document
January 07, 2016 Filed Jan 6, 2017 20:55 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000023 · edgardoc.xml · nonDerivative · entry 2

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,476

Read SEC document
January 07, 2016 Filed Jan 6, 2017 20:55 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000023 · edgardoc.xml · nonDerivative · entry 1

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,826

Read SEC document
January 06, 2016 Filed Feb 14, 2017 19:08 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
GiftCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000032 · edgardoc.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Indirect · by Son

Disclosed balance after: 4,602

Read SEC document
January 06, 2016 Filed Feb 14, 2017 19:08 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
GiftCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000032 · edgardoc.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,737

Read SEC document
December 31, 2015 Filed Jan 4, 2017 22:14 UTC
MULROY THOMAS PDirector · Director
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 3

MULROY THOMAS P · CIK 0001206666 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,585

Read SEC document
November 10, 2015 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 3,225 $46.26 $149,188.50
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 10

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,963

Read SEC document
March 24, 2015 Filed Nov 15, 2016 23:20 UTC SaleCommon Stock 35,148 $56.94 $2,001,327.12
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 9

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,188

Read SEC document
March 24, 2015 Filed Nov 15, 2016 23:20 UTC Amendment SaleCommon Stock 3,031 $56.90 $172,463.90
Disclosure

SEC source: 0000720672-16-000168 · edgardoc.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,995

F1 · balance_after: The original reporting of the sale incorrectly reported the shares were owned by Trust. The 3,031 sharees that were sold on 3/24/2015 were owned Direct.

Read SEC document
February 09, 2015 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 7,023 $50.36 $353,678.28
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 8

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,367

Read SEC document
January 26, 2015 Filed Jan 6, 2017 20:55 UTC Amendment
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000022 · edgardoc.xml · nonDerivative · entry 1

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,176

F1 · kind: On the December 31, 2015 Form 5, gifts totaling 1,250 shares were erroneously repoted. These gifts had previously been reported on a Form 4 dated January 22, 2015.

Read SEC document
December 19, 2014 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 1,365 $51.47 $70,256.55
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 7

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,503

Read SEC document
December 11, 2014 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 5,112 $49.25 $251,766.00
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 6

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,868

Read SEC document
September 22, 2014 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 500 $48.43 $24,215.00
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 5

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,980

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.