Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2018 Filed Feb 12, 2018 21:34 UTC |
Michaud Thomas B.Senior Vice President
|
GrantPhantom Stock Units · Derivative | 6,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000023 · edgardoc.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,330 Underlying: Common Stock · 6,667 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:33 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
GrantPhantom Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000022 · edgardoc.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,787 Underlying: Common Stock · 2,500 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:33 UTC |
Brautigam AllenDirector, Branch Offices
|
GrantPhantom Stock Units · Derivative | 3,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000020 · edgardoc.xml · derivative · entry 3 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,793 Underlying: Common Stock · 3,333 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:33 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 3,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000021 · edgardoc.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,696 Underlying: Common Stock · 3,333 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 08, 2018 Filed Apr 5, 2022 21:10 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 344 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023141 · doc4.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,728 Underlying: Common Stock · 344 shares Expires not disclosed F1 · shares: Total adjusted for stock split. F2 · derivative.exercise_date: These Units vest 100% five years from the grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 05, 2018 Filed Feb 14, 2019 21:36 UTC |
WEISEL THOMAS WDirector
|
GiftCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010199 · doc5.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,920 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:17 UTC |
Nesi VictorDirector · Director
|
Tax withholdingCommon Stock | 47,872 | $60.13 | $2,878,543.36 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,583 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:17 UTC |
Nesi VictorDirector · Director
|
GrantCommon Stock | 83,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,455 F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:16 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
Tax withholdingCommon Stock | 63,796 | $60.13 | $3,836,053.48 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,106 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:16 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 133,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,902 F2 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:15 UTC |
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
|
Tax withholdingCommon Stock | 39,872 | $60.13 | $2,397,503.36 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,622 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:15 UTC |
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
|
GrantCommon Stock | 83,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000107 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,494 F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:19 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionPhantom Stock Units · Derivative | 102,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000018 · edgardoc.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,155 Underlying: Common Stock · 102,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:19 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
Tax withholdingCommon Stock | 21,631 | $59.56 | $1,288,342.36 |
DisclosureSEC source: 0000720672-18-000018 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,950 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:19 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 102,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000018 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:15 UTC |
Grady Robert EdwardDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 4,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000017 · edgardoc.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,346 Underlying: Common Stock · 4,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:15 UTC |
Grady Robert EdwardDirector
|
Exercise / conversionCommon Stock | 4,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000017 · edgardoc.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:15 UTC |
BROWN MICHAEL WDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000016 · edgardoc.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,901 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:15 UTC |
BROWN MICHAEL WDirector
|
Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000016 · edgardoc.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
ZIMMERMAN MICHAEL JDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000015 · edgardoc.xml · derivative · entry 2 ZIMMERMAN MICHAEL J · CIK 0001239734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
ZIMMERMAN MICHAEL JDirector
|
Exercise / conversionCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000015 · edgardoc.xml · nonDerivative · entry 1 ZIMMERMAN MICHAEL J · CIK 0001239734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
WESTBROOK KELVIN RDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000014 · edgardoc.xml · derivative · entry 2 WESTBROOK KELVIN R · CIK 0001190588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,901 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
WESTBROOK KELVIN RDirector
|
Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000014 · edgardoc.xml · nonDerivative · entry 1 WESTBROOK KELVIN R · CIK 0001190588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
DUBINSKY JOHN PDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000013 · edgardoc.xml · derivative · entry 2 DUBINSKY JOHN P · CIK 0001181348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,907 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
DUBINSKY JOHN PDirector
|
Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000013 · edgardoc.xml · nonDerivative · entry 1 DUBINSKY JOHN P · CIK 0001181348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
HANSER FREDERICK ODirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000012 · edgardoc.xml · derivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,907 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:14 UTC |
HANSER FREDERICK ODirector
|
Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000012 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:11 UTC |
OATES JAMES MDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 4,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000011 · edgardoc.xml · derivative · entry 2 OATES JAMES M · CIK 0001180238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,851 Underlying: Common Stock · 4,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:11 UTC |
OATES JAMES MDirector
|
Exercise / conversionCommon Stock | 4,246 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000011 · edgardoc.xml · nonDerivative · entry 1 OATES JAMES M · CIK 0001180238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:09 UTC |
WEISEL THOMAS WDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 11,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000009 · edgardoc.xml · derivative · entry 3 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,929 Underlying: Common Stock · 11,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:09 UTC |
WEISEL THOMAS WDirector
|
Tax withholdingCommon Stock | 5,862 | $59.56 | $349,140.72 |
DisclosureSEC source: 0000720672-18-000009 · edgardoc.xml · nonDerivative · entry 2 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,788 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:09 UTC |
WEISEL THOMAS WDirector
|
Exercise / conversionCommon Stock | 11,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000009 · edgardoc.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:10 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 14,022 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000010 · edgardoc.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,397 Underlying: Common Stock · 14,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:10 UTC |
Michaud Thomas B.Senior Vice President
|
Tax withholdingCommon Stock | 7,232 | $59.56 | $430,737.92 |
DisclosureSEC source: 0000720672-18-000010 · edgardoc.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,123 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:10 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionCommon Stock | 14,022 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000010 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:08 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionPhantom Stock Units · Derivative | 9,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000008 · edgardoc.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,194 Underlying: Common Stock · 9,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:08 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Tax withholdingCommon Stock | 5,036 | $59.56 | $299,944.16 |
DisclosureSEC source: 0000720672-18-000008 · edgardoc.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,920 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:08 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 9,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000008 · edgardoc.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC |
Nesi VictorCo-President
|
Exercise / conversionPhantom Stock Units · Derivative | 52,545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000007 · edgardoc.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,139 Underlying: Common Stock · 52,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC |
Nesi VictorCo-President
|
Tax withholdingCommon Stock | 27,098 | $59.56 | $1,613,956.88 |
DisclosureSEC source: 0000720672-18-000007 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,030 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC |
Nesi VictorCo-President
|
Exercise / conversionCommon Stock | 52,545 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000007 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC |
Plotkin Ben AVice Chairman and SVP
|
Exercise / conversionPhantom Stock Units · Derivative | 12,453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000006 · edgardoc.xml · derivative · entry 3 Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 Underlying: Common Stock · 12,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC |
Plotkin Ben AVice Chairman and SVP
|
Tax withholdingCommon Stock | 3,441 | $59.56 | $204,945.96 |
DisclosureSEC source: 0000720672-18-000006 · edgardoc.xml · nonDerivative · entry 2 Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,740 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC |
Plotkin Ben AVice Chairman and SVP
|
Exercise / conversionCommon Stock | 12,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000006 · edgardoc.xml · nonDerivative · entry 1 Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
Exercise / conversionPhantom Stock Units · Derivative | 5,955 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000005 · edgardoc.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,157 Underlying: Common Stock · 5,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
Tax withholdingCommon Stock | 2,009 | $59.56 | $119,656.04 |
DisclosureSEC source: 0000720672-18-000005 · edgardoc.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,988 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
Exercise / conversionCommon Stock | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000005 · edgardoc.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:03 UTC |
HIMELFARB RICHARD JSenior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 6,189 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000004 · edgardoc.xml · derivative · entry 3 HIMELFARB RICHARD J · CIK 0001206663 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505 Underlying: Common Stock · 6,189 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:03 UTC |
HIMELFARB RICHARD JSenior Vice President
|
Tax withholdingCommon Stock | 2,320 | $59.56 | $138,179.20 |
DisclosureSEC source: 0000720672-18-000004 · edgardoc.xml · nonDerivative · entry 2 HIMELFARB RICHARD J · CIK 0001206663 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,163 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:03 UTC |
HIMELFARB RICHARD JSenior Vice President
|
Exercise / conversionCommon Stock | 6,189 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000004 · edgardoc.xml · nonDerivative · entry 1 HIMELFARB RICHARD J · CIK 0001206663 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.