Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2015 Filed Dec 7, 2015 18:32 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 25,987 | $17.38 | $451,654.06 |
DisclosureSEC source: 0001225208-15-021808 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2015 Filed Dec 4, 2015 16:41 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,327 | $0.00 Strike: $14.26 | $0.00 |
DisclosureSEC source: 0001225208-15-021771 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,327 shares Expires 2016-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2015 Filed Dec 4, 2015 16:41 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 7,327 | $14.26 | $104,502.07 |
DisclosureSEC source: 0001225208-15-021771 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 905,899.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2015 Filed Nov 30, 2015 18:18 UTC |
HERRINGER FRANK CDirector
|
GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-021465 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 101,983 Read SEC document |
| November 19, 2015 Filed Nov 20, 2015 17:08 UTC |
BECHTLE NANCY HDirector
|
GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-021147 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 210,763 Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 17:07 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-020847 · doc4.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,414.3542 Read SEC document |
| November 11, 2015 Filed Nov 13, 2015 17:07 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 2,500 | $33.55 | $83,882.25 |
DisclosureSEC source: 0001225208-15-020847 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,564.3542 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.55 to $33.555. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 17:40 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-15-020624 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,880 Underlying: Common Stock · 50,000 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 17:40 UTC |
MARTINETTO JOSEPH REVP and CFO
|
SaleCommon Stock | 50,000 | $33.65 | $1,682,615.00 |
DisclosureSEC source: 0001225208-15-020624 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,688 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.47 to $33.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 17:40 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-020624 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2015 Filed Nov 6, 2015 22:24 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,810 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001225208-15-020507 · doc4.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,810 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2015 Filed Nov 6, 2015 22:24 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 28,810 | $33.52 | $965,760.18 |
DisclosureSEC source: 0001225208-15-020507 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,278.9507 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.50 to $33.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2015 Filed Nov 6, 2015 22:24 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 28,810 | $19.36 | $557,761.60 |
DisclosureSEC source: 0001225208-15-020507 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,088.9507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2015 Filed Nov 6, 2015 22:24 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 2,973 | $31.56 | $93,827.88 |
DisclosureSEC source: 0001225208-15-020507 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,278.9507 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,900 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · derivative · entry 11 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,989 Underlying: Common Stock · 3,900 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · derivative · entry 10 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Underlying: Common Stock · 4,800 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,200 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · derivative · entry 9 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,362 Underlying: Common Stock · 3,200 shares Expires 2022-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 11,900 | $31.58 | $375,846.03 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · nonDerivative · entry 7 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,662 F2 · price: This transaction was executed in multiple trades at prices ranging from $31.50 to $31.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 3,569 | $31.55 | $112,608.02 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · nonDerivative · entry 6 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,562 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.48 to $31.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 3,200 | $12.10 | $38,720.00 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · nonDerivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 3,900 | $23.12 | $90,168.00 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · nonDerivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 4,800 | $13.64 | $65,472.00 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Tax withholdingCommon Stock | 640 | $31.45 | $20,124.80 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,231 Read SEC document |
| November 03, 2015 Filed Nov 4, 2015 21:40 UTC |
Garfield David REVP and General Counsel
|
Tax withholdingCommon Stock | 1,232 | $31.45 | $38,740.61 |
DisclosureSEC source: 0001225208-15-020386 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,887 Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:39 UTC |
Kallsen Terri REVP - Investor Services
|
Tax withholdingCommon Stock | 1,506 | $30.98 | $46,648.35 |
DisclosureSEC source: 0001225208-15-020379 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,871 Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:39 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 19,640 | $30.98 | $608,349.00 |
DisclosureSEC source: 0001225208-15-020380 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,758.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:39 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 3,778 | $30.98 | $117,023.55 |
DisclosureSEC source: 0001225208-15-020381 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:39 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 2,973 | $30.98 | $92,088.68 |
DisclosureSEC source: 0001225208-15-020382 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,251.9507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:39 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 3,928 | $30.98 | $121,669.80 |
DisclosureSEC source: 0001225208-15-020383 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:40 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Tax withholdingCommon Stock | 989 | $30.98 | $30,634.28 |
DisclosureSEC source: 0001225208-15-020384 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,064.3542 Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:40 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 9,065 | $30.98 | $280,788.38 |
DisclosureSEC source: 0001225208-15-020385 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,699,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 23, 2015 Filed Oct 26, 2015 16:40 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 84,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-019869 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,690,396 Read SEC document |
| October 20, 2015 Filed Oct 21, 2015 16:04 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $29.08 | $7,270,850.00 |
DisclosureSEC source: 0001225208-15-019809 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,774,661 F2 · price: This transaction was executed in multiple trades at prices ranging from $28.5000 to $29.3800. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 19, 2015 Filed Oct 21, 2015 16:04 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 100,000 | $28.50 | $2,850,480.00 |
DisclosureSEC source: 0001225208-15-019809 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,024,661 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.4400 to $28.5750. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2015 Filed Oct 19, 2015 17:56 UTC |
Goldfarb Mark ADirector
|
PurchaseCommon Stock | 7,100 | $28.57 | $202,842.03 |
DisclosureSEC source: 0001225208-15-019716 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,735 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.37 to $28.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 16:38 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,210 | $0.00 Strike: $28.55 | $0.00 |
DisclosureSEC source: 0001225208-15-019178 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,210 Underlying: Common Stock · 4,210 shares Expires 2025-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 16:38 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-019179 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,148.1 Underlying: Common Stock · 1,051 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 16:38 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,210 | $0.00 Strike: $28.55 | $0.00 |
DisclosureSEC source: 0001225208-15-019180 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,210 Underlying: Common Stock · 4,210 shares Expires 2025-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 16:38 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,105 | $0.00 Strike: $28.55 | $0.00 |
DisclosureSEC source: 0001225208-15-019181 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,105 Underlying: Common Stock · 2,105 shares Expires 2025-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| September 10, 2015 Filed Sep 14, 2015 18:41 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,594 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-15-018201 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,594 shares Expires 2015-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2015 Filed Sep 14, 2015 18:41 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,594 | $13.77 | $77,011.48 |
DisclosureSEC source: 0001225208-15-018201 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 898,551.227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2015 Filed Aug 26, 2015 16:28 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 45,000 | $30.08 | $1,353,447.00 |
DisclosureSEC source: 0001225208-15-017574 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,278.9507 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 24, 2015 Filed Aug 25, 2015 16:12 UTC |
ADAMS JOHN K JRDirector
|
PurchaseCommon Stock | 3,500 | $29.67 | $103,841.50 |
DisclosureSEC source: 0001225208-15-017530 · doc4.xml · nonDerivative · entry 1 ADAMS JOHN K JR · CIK 0001625471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,709 Read SEC document |
| August 12, 2015 Filed Aug 12, 2015 20:22 UTC |
Haraf William SDirector
|
PurchaseCommon Stock | 3,000 | $33.12 | $99,360.00 |
DisclosureSEC source: 0001225208-15-016753 · doc4.xml · nonDerivative · entry 1 Haraf William S · CIK 0001632346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,209 Read SEC document |
| August 05, 2015 Filed Aug 6, 2015 17:09 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $15.17 | $0.00 |
DisclosureSEC source: 0001225208-15-016549 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2016-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2015 Filed Aug 6, 2015 17:09 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 5,244 | $15.17 | $79,542.57 |
DisclosureSEC source: 0001225208-15-016549 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 214,799.7377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2015 Filed Aug 5, 2015 16:40 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $35.14 | $8,784,025.00 |
DisclosureSEC source: 0001225208-15-016478 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,842,087 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.005 to $35.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2015 Filed Jul 31, 2015 16:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 200,000 | $34.94 | $6,987,360.00 |
DisclosureSEC source: 0001225208-15-016153 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,092,087 F2 · price: This transaction was executed in multiple trades at prices ranging from $34.74 to $35.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 29, 2015 Filed Jul 31, 2015 16:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 400,000 | $34.82 | $13,926,640.00 |
DisclosureSEC source: 0001225208-15-016153 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,292,087 F1 · price: This transaction was executed in multiple trades at prices ranging from $34.66 to $34.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 29, 2015 Filed Jul 31, 2015 16:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-016153 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,692,087 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.