Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | April 16, 2024 | April 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date April 16, 2024 · Filed April 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 20,317 |
Reported balance
After 2024-04-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-16 · Sale · Disposed 6,700 · Balance 20,317 F1: The transaction was executed in multiple trades at prices ranging from $70.39 to $71.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 19,917 |
Reported balance
After 2024-04-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-04-16 · Sale · Disposed 400 · Balance 19,917 F2: The transaction was executed in multiple trades at prices ranging from $71.46 to $71.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Direct | 7,395 |
Reported balance
Holding disclosure · report date 2024-04-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,395 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was executed in multiple trades at prices ranging from $70.39 to $71.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
F2: The transaction was executed in multiple trades at prices ranging from $71.46 to $71.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2024 Filed Apr 19, 2024 01:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $71.48 | $28,593.00 |
DisclosureSEC source: 0001562215-24-000003 · wk-form4_1713491041.xml · nonDerivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 19,917 F2 · price: The transaction was executed in multiple trades at prices ranging from $71.46 to $71.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. Read SEC document |
| April 16, 2024 Filed Apr 19, 2024 01:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,700 | $70.82 | $474,487.97 |
DisclosureSEC source: 0001562215-24-000003 · wk-form4_1713491041.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 20,317 F1 · price: The transaction was executed in multiple trades at prices ranging from $70.39 to $71.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2023 Filed May 25, 2023 00:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,464 | $0.00 Strike: $51.97 | $0.00 |
DisclosureSEC source: 0001062993-23-012114 · form4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,464 Underlying: Common Stock · 5,464 shares Expires 2033-05-22 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 22, 2023 Filed May 25, 2023 00:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012114 · form4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,395 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 23:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 4,000 | $58.37 | $233,467.60 |
DisclosureSEC source: 0001062993-23-007094 · form4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,017 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.30 to $58.44. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007291 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007291 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 20:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014035 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,865 Read SEC document |
| May 25, 2021 Filed May 25, 2021 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 9,667 | $73.06 | $706,246.85 |
DisclosureSEC source: 0001225208-21-008523 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 21,417 F1 · price: This transaction was executed in multiple trades at prices ranging from $73.00 to $73.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,390 | $0.00 Strike: $73.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008336 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390 Underlying: Common Stock · 4,390 shares Expires 2031-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008336 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,866 | $0.00 Strike: $28.96 | $0.00 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · derivative · entry 8 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,866 shares Expires 2026-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The date first exercisable is 5/19/2017. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · derivative · entry 7 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date first exercisable is 5/19/2015. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,548 | $0.00 Strike: $31.21 | $0.00 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · derivative · entry 6 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,548 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/15/2016. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 26,925 | $55.76 | $1,501,232.99 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 4 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,099 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.61 to $55.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,866 | $28.96 | $227,799.36 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,548 | $31.21 | $266,783.08 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 10,511 | $25.01 | $262,880.11 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 6,655 | $0.00 Strike: $33.40 | $0.00 |
DisclosureSEC source: 0001225208-20-007933 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 Underlying: Common Stock · 6,655 shares Expires 2030-05-14 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007933 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 16:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 5,530 | $36.18 | $200,047.75 |
DisclosureSEC source: 0001225208-20-006598 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,385 Read SEC document |
| August 05, 2019 Filed Aug 5, 2019 20:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 2,595 | $38.68 | $100,366.56 |
DisclosureSEC source: 0001225208-19-010853 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 21,855 Read SEC document |
| May 17, 2019 Filed May 21, 2019 22:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 8,584 | $0.00 Strike: $43.21 | $0.00 |
DisclosureSEC source: 0001225208-19-008343 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,584 Underlying: Common Stock · 8,584 shares Expires 2029-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 22:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008343 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,772 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 22:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,174 | $56.67 | $123,209.28 |
DisclosureSEC source: 0001225208-18-010050 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,145 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $56.455 to $56.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,139 | $0.00 Strike: $59.32 | $0.00 |
DisclosureSEC source: 0001225208-18-009632 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,139 Underlying: Common Stock · 5,139 shares Expires 2028-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009632 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 22:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-019077 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,013 Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 7,165 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0001225208-17-010176 · doc4.xml · derivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,165 Underlying: Common Stock · 7,165 shares Expires 2027-05-18 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010176 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,978 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseDepositary Shares | 1,850 | $26.97 | $49,887.84 |
DisclosureSEC source: 0001225208-17-008609 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 F1 · security: Depositary shares each representing a 1/40th ownership interest in a share of 5.95% Non-Cumulative Perpetual Series D Preferred Stock, par value $0.01 per share. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,343 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001225208-17-003104 · doc4.xml · derivative · entry 5 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,343 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date first exercisable is 12/12/13. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001225208-17-003104 · doc4.xml · derivative · entry 4 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/20/14. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 15,688 | $40.94 | $642,227.50 |
DisclosureSEC source: 0001225208-17-003104 · doc4.xml · nonDerivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 F1 · price: This transaction was executed in multiple trades at prices ranging from $40.86 to $40.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,343 | $13.67 | $18,358.81 |
DisclosureSEC source: 0001225208-17-003104 · doc4.xml · nonDerivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,345 | $19.21 | $275,567.45 |
DisclosureSEC source: 0001225208-17-003104 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2016 Filed May 23, 2016 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 7,866 | $0.00 Strike: $28.96 | $0.00 |
DisclosureSEC source: 0001225208-16-033807 · doc4.xml · derivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,866 Underlying: Common Stock · 7,866 shares Expires 2026-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2016 Filed May 23, 2016 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-033807 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 16, 2015 Filed Oct 19, 2015 17:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 7,100 | $28.57 | $202,842.03 |
DisclosureSEC source: 0001225208-15-019716 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,735 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.37 to $28.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2015 Filed May 19, 2015 17:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 8,548 | $0.00 Strike: $31.21 | $0.00 |
DisclosureSEC source: 0001225208-15-012386 · doc4.xml · derivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,548 Underlying: Common Stock · 8,548 shares Expires 2025-05-15 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 15, 2015 Filed May 19, 2015 17:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-012386 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,635 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| February 10, 2015 Filed Feb 11, 2015 23:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 2,567 | $29.21 | $74,992.34 |
DisclosureSEC source: 0001225208-15-003609 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,408 Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013443 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013443 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,841 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 20, 2013 Filed May 22, 2013 17:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001225208-13-012940 · doc4.xml · derivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,345 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 20, 2013 Filed May 22, 2013 17:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-012940 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,022 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 20:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,343 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001225208-12-025282 · doc4.xml · derivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343 Underlying: Common Stock · 1,343 shares Expires 2022-12-12 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 20:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025282 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.