Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2020 Filed May 18, 2020 20:32 UTC |
Haraf William SDirector
|
GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007932 · doc4.xml · nonDerivative · entry 1 Haraf William S · CIK 0001632346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,972 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC |
Goldfarb Mark ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 6,655 | $0.00 Strike: $33.40 | $0.00 |
DisclosureSEC source: 0001225208-20-007933 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 Underlying: Common Stock · 6,655 shares Expires 2030-05-14 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC |
Goldfarb Mark ADirector
|
GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007933 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 6,655 | $0.00 Strike: $33.40 | $0.00 |
DisclosureSEC source: 0001225208-20-007934 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 Underlying: Common Stock · 6,655 shares Expires 2030-05-14 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC |
Ellis Stephen ADirector
|
GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007934 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:33 UTC |
DODDS CHRISTOPHER VDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 6,655 | $0.00 Strike: $33.40 | $0.00 |
DisclosureSEC source: 0001225208-20-007935 · doc4.xml · derivative · entry 3 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 Underlying: Common Stock · 6,655 shares Expires 2030-05-14 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:33 UTC |
DODDS CHRISTOPHER VDirector
|
GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007935 · doc4.xml · nonDerivative · entry 1 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,693 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 22:33 UTC |
Ruffel Charles A.Director
|
PurchaseCommon Stock | 2,460 | $36.74 | $90,368.10 |
DisclosureSEC source: 0001225208-20-006852 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 2,460 Read SEC document |
| April 21, 2020 Filed Apr 21, 2020 19:24 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,082 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-20-006623 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,082 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/17/2011. Read SEC document |
| April 21, 2020 Filed Apr 21, 2020 19:24 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 11,082 | $35.61 | $394,576.83 |
DisclosureSEC source: 0001225208-20-006623 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 157,109 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.54 to $35.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2020 Filed Apr 21, 2020 19:24 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 11,082 | $17.38 | $192,605.16 |
DisclosureSEC source: 0001225208-20-006623 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 168,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 16:46 UTC |
Goldfarb Mark ADirector
|
PurchaseCommon Stock | 5,530 | $36.18 | $200,047.75 |
DisclosureSEC source: 0001225208-20-006598 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,385 Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 20:48 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 231,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006471 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,425,313 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:15 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 10,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005853 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,656,398 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:48 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,024 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-005996 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,430.64 Underlying: Common Stock · 1,024 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:48 UTC |
Ellis Stephen ADirector
|
GrantRestricted Stock Units · Derivative | 475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-005997 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,443.61 Underlying: Common Stock · 475 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:48 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,770 | Not disclosed Strike: $32.96 | Not disclosed |
DisclosureSEC source: 0001225208-20-005998 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,770 Underlying: Common Stock · 2,770 shares Expires 2030-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:48 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,385 | Not disclosed Strike: $32.96 | Not disclosed |
DisclosureSEC source: 0001225208-20-005999 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385 Underlying: Common Stock · 1,385 shares Expires 2030-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · derivative · entry 6 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 05/20/2014. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,344 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · derivative · entry 5 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,344 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 05/19/2012. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 11,344 | $17.62 | $199,881.28 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · nonDerivative · entry 2 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 311,564.2536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 14,345 | $19.21 | $275,567.45 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 300,220.2536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:13 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 12,629 | $32.94 | $416,000.52 |
DisclosureSEC source: 0001225208-20-004661 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.65 to $33.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:45 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 361,758 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004387 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,758 Underlying: Common Stock · 361,758 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:45 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 61,388 | $40.81 | $2,505,244.28 |
DisclosureSEC source: 0001225208-20-004387 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,770.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 60,293 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004388 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,293 Underlying: Common Stock · 60,293 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 12,629 | $40.81 | $515,389.49 |
DisclosureSEC source: 0001225208-20-004388 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,897.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Craig Jonathan M.Senior EVP
|
GrantNonqualified Stock Option (right to buy) · Derivative | 82,688 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004389 · doc4.xml · derivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,688 Underlying: Common Stock · 82,688 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 7,772 | $40.81 | $317,175.32 |
DisclosureSEC source: 0001225208-20-004389 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 111,973 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004390 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,973 Underlying: Common Stock · 111,973 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Exercise / conversionCommon Stock | 15,529 | $40.81 | $633,738.49 |
DisclosureSEC source: 0001225208-20-004390 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 208,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
GrantNonqualified Stock Option (right to buy) · Derivative | 49,096 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004391 · doc4.xml · derivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,096 Underlying: Common Stock · 49,096 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 9,284 | $40.81 | $378,880.04 |
DisclosureSEC source: 0001225208-20-004391 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,404.9625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Crawford Peter B.EVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 51,680 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004392 · doc4.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,680 Underlying: Common Stock · 51,680 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:46 UTC |
Crawford Peter B.EVP and CFO
|
Exercise / conversionCommon Stock | 5,774 | $40.81 | $235,636.94 |
DisclosureSEC source: 0001225208-20-004392 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:47 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 29,286 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004393 · doc4.xml · derivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,286 Underlying: Common Stock · 29,286 shares Expires 2030-03-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:57 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 134,367 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001225208-20-004395 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,367 Underlying: Common Stock · 134,367 shares Expires 2030-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:57 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 19,767 | $40.81 | $806,691.27 |
DisclosureSEC source: 0001225208-20-004395 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,666,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 23:57 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,364 | $0.00 Strike: $18.62 | $0.00 |
DisclosureSEC source: 0001225208-20-002241 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,364 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 23:57 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 5,364 | $47.29 | $253,640.49 |
DisclosureSEC source: 0001225208-20-002241 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 157,109 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.285 to $47.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 23:57 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 5,364 | $18.62 | $99,877.68 |
DisclosureSEC source: 0001225208-20-002241 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 162,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:21 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 4,250 | $47.76 | $202,961.73 |
DisclosureSEC source: 0001225208-20-001938 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,343,271 F2 · price: This transaction was executed in multiple trades at prices ranging from $47.755 to $47.765. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:21 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 4,250 | $47.76 | $202,972.35 |
DisclosureSEC source: 0001225208-20-001938 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,347,521 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.745 to $47.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 23:57 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 19,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002240 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,323,816 Read SEC document |
| February 03, 2020 Filed Feb 3, 2020 23:55 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 220,000 | $45.73 | $10,061,150.00 |
DisclosureSEC source: 0001225208-20-001521 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,351,771 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.635 to $45.935. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,429 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · derivative · entry 11 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,429 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 6,552 | $0.00 Strike: $31.37 | $0.00 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · derivative · entry 10 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,552 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 6,757 | $0.00 Strike: $31.65 | $0.00 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · derivative · entry 9 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,379 Underlying: Common Stock · 6,757 shares Expires 2026-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
SaleCommon Stock | 6,757 | $46.11 | $311,559.19 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · nonDerivative · entry 6 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,556 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.07 to $46.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
SaleCommon Stock | 6,552 | $46.11 | $302,106.82 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · nonDerivative · entry 5 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,313 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.07 to $46.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.