SCHW

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 11

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,101,358

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 10

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,101,658

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 9

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,103,958

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 8

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,108,358

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 7

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,114,158

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 6

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,131,458

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 5

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,151,858

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 4

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,165,858

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,171,058

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,191,858

SEC source: 0000923738-04-000053 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by L.L.C.

Disclosed balance after: 45,196,758

SEC source: 0001296455-04-000016 · edgar.xml · nonDerivative · entry 1

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The reporting person has a direct beneficial ownership interest in 284,347 shares and an indirect beneficial ownership interest in 32,500 shares held in trust, 1,361 shares held as custodian for his daughter, 1011 shares held as custodian for his son, 2,246 shares held by an ESOP and 156 shares held in a 401(k).

SEC source: 0001296455-04-000011 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,831

F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

SEC source: 0001296455-04-000012 · edgar.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · EVP - Investor Center Network

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,635

F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 1,984.58 shares held by his spouse and 4,969.405 shares held by ESOP.

SEC source: 0001296455-04-000013 · edgar.xml · nonDerivative · entry 1

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,347

F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 32,500 shares held in trust, 1,358 shares held by his spouse, 1,361 shares held as custodian for his daughter, 1011 shares held as custodian for his son, 2,246 shares held by ESOP and 156 shares held in a 401(k).

SEC source: 0001296455-04-000014 · edgar.xml · nonDerivative · entry 1

Lyons Jeffrey M · CIK 0001296453 · EVP and Enterprise President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,068

F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 417,501 shares held in trust, 22,348.479 shares held by his spouse in ESOP, 234,405.191 shares held by ESOP and 9,531.272 shares held in a 401(k).

SEC source: 0001296455-04-000004 · edgar.xml · nonDerivative · entry 2

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,319

F1 · balance_after: The reporting person also has in indirect beneficial ownership interest in 32,500 shares held in trust, 1,358 shares held by his spouse, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,246 shares held by an ESOP and 156 shares held in a 401(k).

SEC source: 0001296455-04-000004 · edgar.xml · nonDerivative · entry 1

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,319

SEC source: 0000923738-04-000051 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 166,353,984

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 7,920 shares held as custodian and 1,696,179 shares held in an ESOP.

SEC source: 0000923738-04-000043 · edgar.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684.77

Underlying: Common Stock · 3,684.77 shares

Expires not disclosed

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0000923738-04-000044 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900.96

Underlying: Common Stock · 1,900.96 shares

Expires not disclosed

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

SEC source: 0000923738-04-000045 · edgar.xml · derivative · entry 1

SHULTZ GEORGE P · CIK 0001188406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900.96

Underlying: Common Stock · 1,900.96 shares

Expires not disclosed

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0000923738-04-000046 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167.2

Underlying: Common Stock · 2,167.2 shares

Expires not disclosed

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0000923738-04-000047 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,083

Underlying: Common Stock · 6,083 shares

Expires 2014-07-01

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately.

SEC source: 0000923738-04-000048 · edgar.xml · derivative · entry 1

FRANK ANTHONY M · CIK 0000904422 · Director Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2006-05-17

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately.

SEC source: 0000923738-04-000027 · edgar.xml · derivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · derivative.underlying_shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000027 · edgar.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,580

F3 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 215,319.29 shares of Company stock held in trust.

SEC source: 0000923738-04-000028 · edgar.xml · derivative · entry 2

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000028 · edgar.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,525

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 276,608.23 shares held by his spouse and 833,436 shares held in trust.

SEC source: 0000923738-04-000029 · edgar.xml · derivative · entry 2

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000029 · edgar.xml · nonDerivative · entry 1

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,711

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 3,537,375 shares held in trust.

SEC source: 0000923738-04-000030 · edgar.xml · derivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000030 · edgar.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,525

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 50,625 shares held by his spouse, 150 shares held by his spouse as custodian and 44,761 shares held in trust.

SEC source: 0000923738-04-000031 · edgar.xml · derivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-15

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000031 · edgar.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,525

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 140,227.24 shares held in trust.

SEC source: 0000923738-04-000032 · edgar.xml · derivative · entry 2

SHULTZ GEORGE P · CIK 0001188406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000032 · edgar.xml · nonDerivative · entry 1

SHULTZ GEORGE P · CIK 0001188406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,525

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 67,500 shares held in trust.

SEC source: 0000923738-04-000033 · edgar.xml · derivative · entry 2

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000033 · edgar.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,530.56

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000034 · edgar.xml · derivative · entry 2

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000034 · edgar.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,525

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 27,039.69 shares held by his spouse and 182,898.72 shares held in trust.

SEC source: 0000923738-04-000035 · edgar.xml · derivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000035 · edgar.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,041

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 1,300 shares held by his spouse as custodian.

SEC source: 0000923738-04-000036 · edgar.xml · derivative · entry 2

YOFFIE DAVID B · CIK 0001188937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-05-17

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-04-000036 · edgar.xml · nonDerivative · entry 1

YOFFIE DAVID B · CIK 0001188937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,525

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000923738-05-000005 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · as Custodian

Disclosed balance after: 0

F1 · kind: The reporting person no longer has a reportable beneficial interest in 7,920 shares of company stock as he no longer serves as custodian over the shares.

F1 · price: The reporting person no longer has a reportable beneficial interest in 7,920 shares of company stock as he no longer serves as custodian over the shares.

F2 · balance_after: As of the date of this report, the reporting person had a direct beneficial ownership interest in 14,357,495 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 165,765,086 shares held in trust, 44,803,958 shares held in an LLC, 7,977,766 shares held by his spouse and 1,700,280 shares held in an ESOP.

SEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 10

FRANK ANTHONY M · CIK 0000904422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,750 shares

Expires 2008-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 9

FRANK ANTHONY M · CIK 0000904422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,125 shares

Expires 2007-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 8

FRANK ANTHONY M · CIK 0000904422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,875 shares

Expires 2006-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 7

FRANK ANTHONY M · CIK 0000904422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2005-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.