Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCH · Entity 1218 | Executive Vice President | December 16, 2004 | December 17, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date December 16, 2004 · Filed December 17, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 369,501 |
Reported balance
After 2004-12-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2004-12-16 · Sale · Disposed 25,000 · Balance 369,501 F2: The sale reported in this Form 4 was effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on November 29, 2004. F1: The reporting person also has a direct beneficial ownership interest in 138,068 shares and an indirect beneficial ownership interest in 236,249 shares held in an ESOP, 9,577 shares held in a 401(k), and 22,524 shares held by his spouse in an ESOP. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also has a direct beneficial ownership interest in 138,068 shares and an indirect beneficial ownership interest in 236,249 shares held in an ESOP, 9,577 shares held in a 401(k), and 22,524 shares held by his spouse in an ESOP.
F2: The sale reported in this Form 4 was effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on November 29, 2004.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2004 Filed Dec 17, 2004 20:29 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 25,000 | $11.90 | $297,500.00 |
DisclosureSEC source: 0001296453-04-000013 · edgar.xml · nonDerivative · entry 1 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 369,501 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on November 29, 2004. F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 138,068 shares and an indirect beneficial ownership interest in 236,249 shares held in an ESOP, 9,577 shares held in a 401(k), and 22,524 shares held by his spouse in an ESOP. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 27,000 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · derivative · entry 8 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,000 shares Expires 2007-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 25,314 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · derivative · entry 7 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,314 shares Expires 2005-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 9,014 | $10.74 | $96,810.36 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · nonDerivative · entry 6 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 394,501 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 138,068 shares and an indirect beneficial ownership interest in 236,249 shares held in an ESOP, 9,577 shares held in a 401(k), and 22,524 shares held by his spouse in an ESOP. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,700 | $10.75 | $115,025.00 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · nonDerivative · entry 5 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 403,515 Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 500 | $10.76 | $5,380.00 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · nonDerivative · entry 4 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 414,215 Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 5,100 | $10.85 | $55,335.00 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · nonDerivative · entry 3 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 414,715 Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 27,000 | $5.80 | $156,600.00 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · nonDerivative · entry 2 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 419,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 00:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 25,314 | $3.35 | $84,801.90 |
DisclosureSEC source: 0001296453-04-000011 · edgar.xml · nonDerivative · entry 1 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 392,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2004 Filed Nov 30, 2004 22:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 14,500 | $10.96 | $158,920.00 |
DisclosureSEC source: 0001296453-04-000010 · edgar.xml · nonDerivative · entry 2 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 367,501 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 138,068 shares and an indirect beneficial ownership interest in 236,249 shares held in an ESOP, 9,577 shares held in a 401(k), and 22,524 shares held by his spouse in an ESOP. Read SEC document |
| November 29, 2004 Filed Nov 30, 2004 22:28 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,500 | $10.95 | $114,975.00 |
DisclosureSEC source: 0001296453-04-000010 · edgar.xml · nonDerivative · entry 1 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 382,001 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 600 | $10.53 | $6,318.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 15 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 392,501 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 138,068 shares and an indirect beneficial ownership interest in 236,249 shares held in an ESOP, 9,577 shares held in a 401(k), and 22,524 shares held by his spouse in an ESOP. Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,700 | $10.52 | $17,884.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 14 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 393,101 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,100 | $10.50 | $11,550.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 13 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 394,801 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 900 | $10.49 | $9,441.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 12 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 395,901 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,600 | $10.48 | $16,768.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 11 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 396,801 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 500 | $10.47 | $5,235.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 10 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 398,401 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,600 | $10.46 | $27,196.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 9 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 398,901 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,000 | $10.45 | $31,350.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 8 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 401,501 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,200 | $10.44 | $22,968.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 7 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 404,501 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,800 | $10.43 | $29,204.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 6 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 406,701 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,300 | $10.42 | $34,386.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 5 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 409,501 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 800 | $10.41 | $8,328.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 4 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 412,801 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,400 | $10.40 | $24,960.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 3 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 413,601 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 400 | $10.39 | $4,156.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 2 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 416,001 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 16:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,100 | $10.37 | $11,407.00 |
DisclosureSEC source: 0001296453-04-000007 · edgar.xml · nonDerivative · entry 1 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 416,401 Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 17:54 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 228,103 | $0.00 Strike: $9.19 | $0.00 |
DisclosureSEC source: 0001296453-04-000005 · edgar.xml · derivative · entry 1 Lyons Jeffrey M · CIK 0001296453 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,103 Underlying: Common Stock · 228,103 shares Expires 2011-09-30 F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 40% on December 15, 2004, and 20% on each of December 15, 2005, 2006 and 2007. Read SEC document |
| July 26, 2004 Filed Jul 28, 2004 18:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 117,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001296455-04-000014 · edgar.xml · nonDerivative · entry 1 Lyons Jeffrey M · CIK 0001296453 · EVP and Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,068 F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 417,501 shares held in trust, 22,348.479 shares held by his spouse in ESOP, 234,405.191 shares held by ESOP and 9,531.272 shares held in a 401(k). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.