Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP and CIO | June 15, 2007 | June 19, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date June 15, 2007 · Filed June 19, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 176,757 |
Reported balance
After 2007-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-06-15 · Other · Disposed 40,000 · Balance 176,757 F1: The reporting person also has an indirect beneficial ownership interest in 10,000 shares held by trust, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,296 shares held by an ESOP and 160 shares held in a 401(k). |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2007-06-16 | Direct | 0 |
Reported balance
After 2007-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-06-15 · Other · Disposed 400 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also has an indirect beneficial ownership interest in 10,000 shares held by trust, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,296 shares held by an ESOP and 160 shares held in a 401(k).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2007 Filed Jun 19, 2007 21:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCall Option (obligation to sell) · Derivative | 400 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001296455-07-000012 · edgar.xml · derivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2007-06-16 Read SEC document |
| June 15, 2007 Filed Jun 19, 2007 21:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | OtherCommon Stock | 40,000 | $20.00 | $800,000.00 |
DisclosureSEC source: 0001296455-07-000012 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,757 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 10,000 shares held by trust, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,296 shares held by an ESOP and 160 shares held in a 401(k). Read SEC document |
| May 18, 2007 Filed May 21, 2007 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 22,500 | $0.00 Strike: $13.11 | $0.00 |
DisclosureSEC source: 0001296455-07-000010 · edgar.xml · derivative · entry 6 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2007 Filed May 21, 2007 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,400 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001296455-07-000010 · edgar.xml · derivative · entry 5 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,400 shares Expires 2011-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2007 Filed May 21, 2007 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,700 | $20.85 | $139,695.00 |
DisclosureSEC source: 0001296455-07-000010 · edgar.xml · nonDerivative · entry 4 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,757 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 10,000 shares held in trust, 2,296 shares held by an ESOP, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, and 160 shares held in a 401(k). Read SEC document |
| May 18, 2007 Filed May 21, 2007 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 36,200 | $20.84 | $754,408.00 |
DisclosureSEC source: 0001296455-07-000010 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,457 Read SEC document |
| May 18, 2007 Filed May 21, 2007 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 22,500 | $13.11 | $294,975.00 |
DisclosureSEC source: 0001296455-07-000010 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2007 Filed May 21, 2007 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 20,400 | $10.20 | $208,080.00 |
DisclosureSEC source: 0001296455-07-000010 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2007 Filed May 15, 2007 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 32,000 | $0.00 Strike: $15.02 | $0.00 |
DisclosureSEC source: 0001296455-07-000009 · edgar.xml · derivative · entry 5 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2007 Filed May 15, 2007 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 13,300 | $19.76 | $262,808.00 |
DisclosureSEC source: 0001296455-07-000009 · edgar.xml · nonDerivative · entry 4 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,757 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 10,000 shares held in trust, 2,296 shares held by an ESOP, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, and 160 shares held in a 401(k). Read SEC document |
| May 15, 2007 Filed May 15, 2007 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 16,700 | $19.77 | $330,159.00 |
DisclosureSEC source: 0001296455-07-000009 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,057 Read SEC document |
| May 15, 2007 Filed May 15, 2007 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,000 | $19.78 | $39,560.00 |
DisclosureSEC source: 0001296455-07-000009 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,757 Read SEC document |
| May 15, 2007 Filed May 15, 2007 21:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 32,000 | $15.02 | $480,640.00 |
DisclosureSEC source: 0001296455-07-000009 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $15.02 | $0.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · derivative · entry 13 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 70,000 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,400 | $19.39 | $124,096.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 12 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,757 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 10,000 shares held in trust, 2,296 shares held by an ESOP, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, and 160 shares held in a 401(k). Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,800 | $19.38 | $73,644.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 11 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,157 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,700 | $19.37 | $32,929.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 10 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,957 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,300 | $19.36 | $102,608.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 9 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,657 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 13,049 | $19.35 | $252,498.15 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 8 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,957 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,800 | $19.34 | $34,812.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 7 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,006 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 19,327 | $19.33 | $373,590.91 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 6 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,806 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,988 | $19.32 | $57,728.16 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 5 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,133 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,800 | $19.31 | $54,068.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 4 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,121 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,300 | $19.30 | $63,690.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,921 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 9,536 | $19.29 | $183,949.44 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,221 Read SEC document |
| May 08, 2007 Filed May 8, 2007 21:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 70,000 | $15.02 | $1,051,400.00 |
DisclosureSEC source: 0001296455-07-000008 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2007 Filed May 3, 2007 22:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,000 | $19.43 | $38,860.00 |
DisclosureSEC source: 0001296455-07-000007 · edgar.xml · nonDerivative · entry 4 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,757 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 10,000 shares held in trust, 2,296 shares held by an ESOP, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, and 160 shares held in a 401(k). Read SEC document |
| May 03, 2007 Filed May 3, 2007 22:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 9,400 | $19.42 | $182,548.00 |
DisclosureSEC source: 0001296455-07-000007 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,757 Read SEC document |
| May 03, 2007 Filed May 3, 2007 22:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,941 | $19.41 | $115,314.81 |
DisclosureSEC source: 0001296455-07-000007 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,157 Read SEC document |
| May 03, 2007 Filed May 3, 2007 22:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 30,659 | $19.40 | $594,784.60 |
DisclosureSEC source: 0001296455-07-000007 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,098 Read SEC document |
| April 26, 2007 Filed Apr 27, 2007 17:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCall Options (obligation to sell) · Derivative | 400 | $35.00 Strike: $22.50 | $14,000.00 |
DisclosureSEC source: 0001296455-07-000006 · edgar.xml · derivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 40,000 shares Expires 2007-09-22 Read SEC document |
| April 20, 2007 Filed Apr 20, 2007 22:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,788 | $19.34 | $73,259.92 |
DisclosureSEC source: 0001296455-07-000005 · edgar.xml · nonDerivative · entry 6 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,757 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 10,000 shares held in trust, 2,296 shares held by an ESOP, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, and 160 shares held in a 401(k). Read SEC document |
| April 20, 2007 Filed Apr 20, 2007 22:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,000 | $19.35 | $193,500.00 |
DisclosureSEC source: 0001296455-07-000005 · edgar.xml · nonDerivative · entry 5 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,545 Read SEC document |
| April 20, 2007 Filed Apr 20, 2007 22:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,000 | $19.36 | $96,800.00 |
DisclosureSEC source: 0001296455-07-000005 · edgar.xml · nonDerivative · entry 4 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,545 Read SEC document |
| April 20, 2007 Filed Apr 20, 2007 22:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,114 | $19.37 | $157,168.18 |
DisclosureSEC source: 0001296455-07-000005 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,545 Read SEC document |
| April 20, 2007 Filed Apr 20, 2007 22:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 898 | $19.38 | $17,403.24 |
DisclosureSEC source: 0001296455-07-000005 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,659 Read SEC document |
| April 20, 2007 Filed Apr 20, 2007 22:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,200 | $19.39 | $42,658.00 |
DisclosureSEC source: 0001296455-07-000005 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,557 Read SEC document |
| April 18, 2007 Filed Apr 19, 2007 19:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $13.11 | $0.00 |
DisclosureSEC source: 0001296455-07-000004 · edgar.xml · derivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2007 Filed Apr 19, 2007 19:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 5,110 | $19.24 | $98,316.40 |
DisclosureSEC source: 0001296455-07-000004 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,757 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 10,000 shares held in trust, 2,296 shares held by an ESOP, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, and 160 shares held in a 401(k). Read SEC document |
| April 18, 2007 Filed Apr 19, 2007 19:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,500 | $13.11 | $98,325.00 |
DisclosureSEC source: 0001296455-07-000004 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 22:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCall Options (obligation to sell) · Derivative | 400 | $90.00 Strike: $20.00 | $36,000.00 |
DisclosureSEC source: 0001296455-07-000002 · edgar.xml · derivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 40,000 shares Expires 2007-06-16 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCall Options (obligation to sell) · Derivative | 200 | $50.00 Strike: $20.00 | $10,000.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · derivative · entry 15 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 20,000 shares Expires 2007-01-20 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 7,000 | $18.91 | $132,384.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 14 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,367 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500 | $18.88 | $9,440.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 13 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,367 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800 | $18.87 | $15,096.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 12 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,867 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,200 | $18.86 | $22,632.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 11 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,667 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,400 | $18.85 | $26,390.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 10 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,867 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,600 | $18.84 | $30,144.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 9 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,267 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,500 | $18.84 | $65,936.85 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 8 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,867 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800 | $18.83 | $15,064.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 7 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,367 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.