Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2006 Filed Nov 1, 2006 21:44 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000138 · dav570.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661,061 Read SEC document |
| March 14, 2006 Filed Mar 14, 2006 21:29 UTC |
GARNIER JEAN PIERREDirector
|
SaleCommon Stock | 475 | $58.02 | $27,559.50 |
DisclosureSEC source: 0000101829-06-000066 · gar532.xml · nonDerivative · entry 4 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,825 F1 · balance_after: The reporting person also directly owns 6,400 shares of United Technologies Restricted Common Stock. Read SEC document |
| March 14, 2006 Filed Mar 14, 2006 21:29 UTC |
GARNIER JEAN PIERREDirector
|
SaleCommon Stock | 100 | $58.01 | $5,801.00 |
DisclosureSEC source: 0000101829-06-000066 · gar532.xml · nonDerivative · entry 3 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Read SEC document |
| March 14, 2006 Filed Mar 14, 2006 21:29 UTC |
GARNIER JEAN PIERREDirector
|
SaleCommon Stock | 1,600 | $58.00 | $92,800.00 |
DisclosureSEC source: 0000101829-06-000066 · gar532.xml · nonDerivative · entry 2 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Read SEC document |
| March 13, 2006 Filed Mar 14, 2006 21:29 UTC |
GARNIER JEAN PIERREDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.63 | $0.00 |
DisclosureSEC source: 0000101829-06-000066 · gar532.xml · derivative · entry 5 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2007-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2006 Filed Mar 14, 2006 21:29 UTC |
GARNIER JEAN PIERREDirector
|
Exercise / conversionCommon Stock | 8,000 | $18.63 | $149,000.00 |
DisclosureSEC source: 0000101829-06-000066 · gar532.xml · nonDerivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2006 Filed Nov 1, 2006 21:44 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000138 · dav570.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661,486 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:20 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 200,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000048 · bou520.xml · derivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:20 UTC |
Brown William MPresident, UTC Fire & Security
|
GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000049 · bro522.xml · derivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:20 UTC |
CHENEVERT LOUISPresident and COO
|
GrantStock Appreciation Right · Derivative | 400,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000050 · che521.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:20 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
GrantStock Appreciation Right · Derivative | 200,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000051 · dar523.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:21 UTC |
FINGER STEPHEN NPresident, Pratt & Whitney
|
GrantCommon Stock (Restricted) | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000052 · fin529.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · balance_after: The reporting person also directly owns 12,086 shares of United Technologies Common Stock, 5,600 shares of Career Restricted Common Stock, and 20,521.787 shares of Common Stock through the Employee Savings Plan. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC |
GEISLER JAMES EVice President, Finance
|
GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000059 · gei524.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC |
HAYES GREGORYVP, Accounting and Control
|
GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000060 · hay525.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC |
Hess David PPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000061 · hes526.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC |
KALLMAN TODDVP of Corp. Strategy & Dev.
|
GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000062 · kal527.xml · derivative · entry 1 KALLMAN TODD · CIK 0001225308 · VP of Corp. Strategy & Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000063 · pin530.xml · derivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000064 · van528.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| February 28, 2006 Filed Mar 2, 2006 21:32 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 117.9487 | $58.50 | $6,900.00 |
DisclosureSEC source: 0000101829-06-000042 · van519.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,185.278 Underlying: Common Stock · 117.9487 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 14, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 2,300 | $58.16 | $133,768.00 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · nonDerivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,604.063 F1 · balance_after: The reporting person also directly owns 4,224 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 14, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 7,400 | $58.17 | $430,458.00 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · nonDerivative · entry 6 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,904.063 Read SEC document |
| February 14, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 300 | $58.18 | $17,454.00 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,304.063 Read SEC document |
| February 14, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 3,060 | $58.22 | $178,153.20 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,604.063 Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · derivative · entry 9 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 8,104 | $57.34 | $464,683.36 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,664.063 Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 18,836 | $57.34 | $1,080,056.24 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,768.063 Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionCommon Stock | 40,000 | $27.00 | $1,080,000.00 |
DisclosureSEC source: 0000101829-06-000038 · dar518.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,604.063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 22:14 UTC |
GORELICK JAMIE SDirector
|
PurchaseCommon Stock | 6,200 | $57.30 | $355,260.00 |
DisclosureSEC source: 0000101829-06-000039 · gor516.xml · nonDerivative · entry 2 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,700 F1 · balance_after: The reporting person also directly owns 4,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 22:14 UTC |
GORELICK JAMIE SDirector
|
PurchaseCommon Stock | 3,400 | $57.27 | $194,718.00 |
DisclosureSEC source: 0000101829-06-000039 · gor516.xml · nonDerivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 22:14 UTC |
MCGRAW HAROLD IIIDirector
|
PurchaseCommon Stock | 1,000 | $57.06 | $57,060.00 |
DisclosureSEC source: 0000101829-06-000040 · mcg517.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 22:04 UTC |
LEE CHARLES RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000101829-06-000034 · lee515.xml · derivative · entry 2 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2006-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 22:04 UTC |
LEE CHARLES RDirector
|
Exercise / conversionCommon Stock | 8,000 | $14.20 | $113,624.80 |
DisclosureSEC source: 0000101829-06-000034 · lee515.xml · nonDerivative · entry 1 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person also directly owns 8,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| January 13, 2006 Filed Nov 1, 2006 21:44 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000138 · dav570.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661,736 Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:17 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 101,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000017 · bou500.xml · derivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 Underlying: Common Stock · 101,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 31,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:17 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
GrantStock Appreciation Right · Derivative | 64,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000018 · buc505.xml · derivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:17 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 101,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000019 · che502.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 Underlying: Common Stock · 101,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 31,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:17 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
GrantStock Appreciation Right · Derivative | 101,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000020 · dar501.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 Underlying: Common Stock · 101,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 31,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:18 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GrantStock Appreciation Right · Derivative | 390,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000021 · dav513.xml · derivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Underlying: Common Stock · 390,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 120,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:18 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 64,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000022 · fin503.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:18 UTC |
GEISLER JAMES EVice President, Finance
|
GrantStock Appreciation Right · Derivative | 46,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000023 · gei509.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,500 Underlying: Common Stock · 46,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 14,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:18 UTC |
HAYES GREGORYVP, Accounting and Control
|
GrantStock Appreciation Right · Derivative | 46,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000024 · hay508.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,500 Underlying: Common Stock · 46,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 14,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:19 UTC |
Hess David PPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 52,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000025 · hes506.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 16,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:19 UTC |
KALLMAN TODDVP of Corp. Strategy & Dev.
|
GrantStock Appreciation Right · Derivative | 40,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000026 · kal510.xml · derivative · entry 1 KALLMAN TODD · CIK 0001225308 · VP of Corp. Strategy & Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 Underlying: Common Stock · 40,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 12,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:19 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
GrantStock Appreciation Right · Derivative | 52,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000027 · rob507.xml · derivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 16,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:19 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 13,800 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000028 · rog512.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 Underlying: Common Stock · 13,800 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 4,230 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:20 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
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GrantStock Appreciation Right · Derivative | 64,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000029 · tra504.xml · derivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:20 UTC |
DOKKUM JAN VANPresident, UTC Power
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GrantStock Appreciation Right · Derivative | 35,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000030 · van511.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 10,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 31, 2005 Filed Jan 3, 2006 22:07 UTC |
DOKKUM JAN VANPresident, UTC Power
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GrantPhantom Stock Unit · Derivative | 34.2813 | $55.91 | $1,916.67 |
DisclosureSEC source: 0000101829-06-000002 · van499.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,067.3293 Underlying: Common Stock · 34.2813 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| December 27, 2005 Filed Dec 28, 2005 17:01 UTC |
WAGNER HAROLD ADirector
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SaleCommon Stock | 100 | $56.70 | $5,670.00 |
DisclosureSEC source: 0000101829-05-000219 · wag498.xml · nonDerivative · entry 3 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,034 Read SEC document |
| December 27, 2005 Filed Dec 28, 2005 17:01 UTC |
WAGNER HAROLD ADirector
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SaleCommon Stock | 700 | $56.69 | $39,683.00 |
DisclosureSEC source: 0000101829-05-000219 · wag498.xml · nonDerivative · entry 2 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,134 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.