Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Pres., UTC Fire & Security | January 03, 2006 | January 05, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date January 03, 2006 · Filed January 05, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.53 · Expires 2016-01-02 | Direct | 52,000 |
Reported balance
After 2006-01-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-01-03 · Grant · Acquired 52,000 · Balance 52,000 F1: The reporting person was also awarded 16,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was also awarded 16,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2006 Filed Jan 5, 2006 21:19 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 52,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000027 · rob507.xml · derivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 16,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · derivative · entry 5 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,826 | $58.03 | $338,082.78 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · nonDerivative · entry 3 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,464 F1 · balance_after: The reporting person also directly owns 4,680 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,946 | $58.03 | $345,046.38 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · nonDerivative · entry 2 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,290 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 20,000 | $17.25 | $345,000.00 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,146 | $51.35 | $212,897.10 |
DisclosureSEC source: 0000101829-05-000157 · rob458.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,236 F1 · balance_after: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on July 28, 2003. F2 · balance_after: The reporting person also directly owns 4,680 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| July 28, 2005 Filed Aug 5, 2005 20:48 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,146 | $51.35 | $212,897.10 |
DisclosureSEC source: 0000101829-05-000159 · rob460.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,236 F1 · balance_after: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on July 28, 2003. F2 · balance_after: The reporting person also directly owns 4,680 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. F3 · balance_after: The original Form 4 dated July 28, 2005 reporting the vesting of Restricted Common Stock inadvertently did not include in this balance the 5,854 shares retained after taxes. Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $107.57 | $215,140.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 9 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,191 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,900 | $107.50 | $204,250.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 8 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,191 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $107.51 | $10,751.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 7 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,091 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,235 | $107.50 | $455,262.50 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 6 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,191 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $107.55 | $215,100.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 5 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,426 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $107.60 | $215,200.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 4 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,426 Read SEC document |
| May 26, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · derivative · entry 11 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,578 | $107.62 | $277,444.36 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 3 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,426 Read SEC document |
| May 26, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,323 | $107.62 | $250,001.26 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 2 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,004 Read SEC document |
| May 26, 2005 Filed May 31, 2005 21:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:51 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000054 · rob393.xml · derivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2015-01-02 Read SEC document |
| November 10, 2004 Filed Nov 10, 2004 21:45 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 465 | $97.70 | $45,430.50 |
DisclosureSEC source: 0000101829-04-000251 · rob337.xml · nonDerivative · entry 5 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,327 F1 · balance_after: The reporting person also directly owns 2,340 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| November 10, 2004 Filed Nov 10, 2004 21:45 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,300 | $97.69 | $126,997.00 |
DisclosureSEC source: 0000101829-04-000251 · rob337.xml · nonDerivative · entry 4 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,792 Read SEC document |
| November 09, 2004 Filed Nov 10, 2004 21:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000251 · rob337.xml · derivative · entry 7 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2004 Filed Nov 10, 2004 21:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,336 | $97.21 | $227,082.56 |
DisclosureSEC source: 0000101829-04-000251 · rob337.xml · nonDerivative · entry 3 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,092 Read SEC document |
| November 09, 2004 Filed Nov 10, 2004 21:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,572 | $97.21 | $250,024.12 |
DisclosureSEC source: 0000101829-04-000251 · rob337.xml · nonDerivative · entry 2 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,428 Read SEC document |
| November 09, 2004 Filed Nov 10, 2004 21:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0000101829-04-000251 · rob337.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:31 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 37,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000071 · rob232.xml · derivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 54.379 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000355 · rob174.xml · derivative · entry 2 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 0 Underlying: Common Stock · 217.516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 217.516 | $87.33 | $18,995.67 |
DisclosureSEC source: 0000101829-03-000355 · rob174.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 217.516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person also directly owns 2,340 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 15:02 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock (Restricted) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000261 · rob125.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · balance_after: The reporting person also directly owns 2,340 shares of United Technologies Career Restricted common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.