Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Director | April 11, 2007 | April 13, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date April 11, 2007 · Filed April 13, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 38,360.9845 |
Reported balance
After 2007-04-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-04-11 · Grant · Acquired 4,057.4282 · Balance 38,360.9845 F1: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2007 Filed Apr 13, 2007 18:27 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 4,057.4282 | $64.08 | $260,000.00 |
DisclosureSEC source: 0000101829-07-000065 · wag608.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,360.9845 Underlying: Common Stock · 4,057.4282 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| March 21, 2007 Filed Mar 23, 2007 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.63 | $0.00 |
DisclosureSEC source: 0000101829-07-000038 · wag595.xml · derivative · entry 3 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2007-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2007 Filed Mar 23, 2007 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,000 | $66.00 | $528,000.00 |
DisclosureSEC source: 0000101829-07-000038 · wag595.xml · nonDerivative · entry 2 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,034 Read SEC document |
| March 21, 2007 Filed Mar 23, 2007 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 8,000 | $18.63 | $149,000.00 |
DisclosureSEC source: 0000101829-07-000038 · wag595.xml · nonDerivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2006 Filed Apr 17, 2006 19:05 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 4,526.4624 | $57.44 | $260,000.00 |
DisclosureSEC source: 0000101829-06-000095 · wag544.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,731.8475 Underlying: Common Stock · 4,526.4624 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| December 27, 2005 Filed Dec 28, 2005 17:01 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $56.70 | $5,670.00 |
DisclosureSEC source: 0000101829-05-000219 · wag498.xml · nonDerivative · entry 3 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,034 Read SEC document |
| December 27, 2005 Filed Dec 28, 2005 17:01 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 700 | $56.69 | $39,683.00 |
DisclosureSEC source: 0000101829-05-000219 · wag498.xml · nonDerivative · entry 2 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,134 Read SEC document |
| December 27, 2005 Filed Dec 28, 2005 17:01 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,025 | $56.68 | $114,777.00 |
DisclosureSEC source: 0000101829-05-000219 · wag498.xml · nonDerivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,834 Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 17:49 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000101829-05-000217 · wag497.xml · derivative · entry 3 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2006-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 17:49 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,965 | $57.85 | $113,675.25 |
DisclosureSEC source: 0000101829-05-000217 · wag497.xml · nonDerivative · entry 2 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,859 Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 17:49 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 8,000 | $14.20 | $113,624.80 |
DisclosureSEC source: 0000101829-05-000217 · wag497.xml · nonDerivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000127 · wag438.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:53 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,310.6796 | $103.00 | $135,000.00 |
DisclosureSEC source: 0000101829-05-000023 · wag376.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,306.0643 Underlying: Common Stock · 1,310.6796 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000150 · wag273.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 20:19 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,430.691 | $94.36 Strike: $0.00 | $135,000.00 |
DisclosureSEC source: 0000101829-04-000029 · wag213.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800.2912 Underlying: Common Stock · 1,430.691 shares Expires not disclosed F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.