Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXTIER OILFIELD SOLUTIONS INC.[FRAC] · Entity 109993 | Director | January 20, 2017 | January 20, 2017 |
| RTX CorpUTX · Entity 2823 | VP, Corp. Strategy & Planning | June 17, 2009 | June 19, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXTIER OILFIELD SOLUTIONS INC.
Report date January 20, 2017 · Filed January 20, 2017
This filing explicitly reported no securities owned.
RTX Corp
Report date June 17, 2009 · Filed June 19, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,090 |
Ending reported balance
After 2009-06-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2009-06-17 · Exercise / conversion · Acquired 16,400 · Balance 35,358 Row 2 · 2009-06-17 · Sale · Disposed 12,268 · Balance 23,090 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.25 · Expires 2010-01-02 | Direct | 0 |
Reported balance
After 2009-06-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2009-06-17 · Exercise / conversion · Disposed 16,400 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 3,417.7 |
Reported balance
Holding disclosure · report date 2009-06-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,417.7 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KORE Group Holdings, Inc.
Report date July 21, 2026 · Filed July 23, 2026
Section 16 reporting ended · disclosed 2026-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Disposition to issuer · Disposed 139,705 · Balance 0 F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.
Your Community Bankshares, Inc.
Report date September 09, 2016 · Filed September 13, 2016 · Amendment
Section 16 reporting ended · disclosed 2016-09-13. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2016-09-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-09-09 · Exercise / conversion · Acquired 1,750 · Balance 12,000 Row 2 · 2016-09-09 · Disposition to issuer · Disposed 12,000 · Balance 0 F1: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share. |
| RSUsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-09 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2016-09-09 · Exercise / conversion · Disposed 1,750 · Balance 0 F2: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock. F3: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share.
F2: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock.
F3: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2026 Filed Jul 23, 2026 20:54 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Disposition to issuerCommon Stock | 139,705 | $9.25 | $1,292,271.25 |
DisclosureSEC source: 0001628280-26-049438 · wk-form4_1784840038.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share. F1 · price: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share. Read SEC document |
| June 10, 2026 Filed Jul 17, 2026 21:23 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-048708 · wk-form4_1784323434.xml · derivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_price: The reported RSUs vested in full on June 10, 2026. F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: The reported RSUs vested in full on June 10, 2026. F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 10, 2026 Filed Jul 17, 2026 21:23 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-048708 · wk-form4_1784323434.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon vesting of restricted stock units ("RSUs"). Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 20:59 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031077 · wk-form4_1749761968.xml · derivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,139 Underlying: Common Stock · 58,139 shares Expires not disclosed F4 · security: Each RSU represents a right to receive one share of the issuer's common stock. F6 · derivative.exercise_price: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2026 annual meeting and (ii) June 10, 2026, in each case assuming continued director service. F4 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F6 · derivative.exercise_date: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2026 annual meeting and (ii) June 10, 2026, in each case assuming continued director service. F4 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 20:59 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 44,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031077 · wk-form4_1749761968.xml · derivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a right to receive one share of the issuer's common stock. F5 · derivative.exercise_price: The reported RSUs vested in full on June 10, 2025. F3 · shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F4 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: The reported RSUs vested in full on June 10, 2025. F4 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.underlying_shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F3 · balance_after: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 20:59 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 44,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031077 · wk-form4_1749761968.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2025. F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2025. F2 · balance_after: Includes shares issued upon vesting of RSUs on February 16, 2025. F3 · balance_after: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:03 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 223,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028283 · wk-form4_1718395423.xml · derivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,880 Underlying: Common Stock · 223,880 shares Expires not disclosed F3 · security: Each RSU represents a right to receive one share of the issuer's common stock. F4 · derivative.exercise_price: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2025 annual meeting and (ii) June 12, 2025, in each case assuming continued director service. F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2025 annual meeting and (ii) June 12, 2025, in each case assuming continued director service. F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:03 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 115,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028283 · wk-form4_1718395423.xml · derivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:03 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 115,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-028283 · wk-form4_1718395423.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on June 12, 2024. F2 · balance_after: Includes shares issued upon vesting of RSUs on February 16, 2024. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:50 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 115,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022724 · wf-form4_168729421907072.xml · derivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,384 Underlying: Common Stock · 115,384 shares Expires not disclosed F2 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2024 annual meeting or (ii) June 15, 2024, in each case assuming continued director service. F3 · derivative.expiration_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2024 annual meeting or (ii) June 15, 2024, in each case assuming continued director service. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:27 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 41,436 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023086 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,436 Underlying: Common Stock · 41,436 shares Expires not disclosed F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service. F2 · derivative.exercise_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service. F2 · derivative.expiration_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 20:39 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 27,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014585 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,124 Underlying: Common Stock · 27,124 shares Expires not disclosed F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: The reported RSUs will vest in four 25% installments on each of the first four anniversaries of February 16, 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 16:32 UTC Amendment | Your Community Bankshares, Inc. YCB · Entity 182264 | Exercise / conversionRSUs · Derivative | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000933590-16-000142 · edgar.xml · derivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock. F2 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 16:32 UTC Amendment | Your Community Bankshares, Inc. YCB · Entity 182264 | Disposition to issuerCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000933590-16-000142 · edgar.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 16:32 UTC Amendment | Your Community Bankshares, Inc. YCB · Entity 182264 | Exercise / conversionCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000933590-16-000142 · edgar.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 15:14 UTC | Your Community Bankshares, Inc. YCB · Entity 182264 | Exercise / conversionRSUs · Derivative | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000933590-16-000136 · edgar.xml · derivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 0 shares Expires 2016-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 15:14 UTC | Your Community Bankshares, Inc. YCB · Entity 182264 | Disposition to issuerCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000933590-16-000136 · edgar.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 15:14 UTC | Your Community Bankshares, Inc. YCB · Entity 182264 | Exercise / conversionCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000933590-16-000136 · edgar.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2009 Filed Jun 19, 2009 21:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,400 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-014367 · doc4.xml · derivative · entry 4 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,400 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2009 Filed Jun 19, 2009 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,268 | $55.00 | $674,740.00 |
DisclosureSEC source: 0001225208-09-014367 · doc4.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,090 Read SEC document |
| June 17, 2009 Filed Jun 19, 2009 21:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 16,400 | $31.25 | $512,500.00 |
DisclosureSEC source: 0001225208-09-014367 · doc4.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,855 | $49.62 | $489,005.10 |
DisclosureSEC source: 0001225208-09-003415 · doc4.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,958 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 28,171 | $49.62 | $1,397,845.02 |
DisclosureSEC source: 0001225208-09-003415 · doc4.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,813 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 83,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000823 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,500 Underlying: Common Stock · 83,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 19,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,358 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · derivative · entry 8 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,358 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 642 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · derivative · entry 7 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Underlying: Common Stock · 642 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 758 | $51.62 | $39,130.99 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 5 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $51.64 | $25,821.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 4 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $51.63 | $5,163.40 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 3 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 642 | $27.00 | $17,334.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 1,358 | $27.00 | $36,666.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:59 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006552 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 54,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000664 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,500 Underlying: Common Stock · 54,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 13,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · derivative · entry 7 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 21,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,000 | $75.05 | $450,321.60 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 5 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $75.08 | $375,400.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 4 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $75.19 | $375,944.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $75.20 | $376,006.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 21,000 | $38.50 | $808,500.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 21:55 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 55,500 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0000101829-07-000023 · gei582.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 Underlying: Common Stock · 55,500 shares Expires 2017-01-02 F1 · balance_after: The reporting person was also awarded 15,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 20:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000134 · gei567.xml · derivative · entry 8 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 12,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 20:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.18 | $130,366.00 |
DisclosureSEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 6 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 20:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.18 | $130,355.00 |
DisclosureSEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 5 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 20:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.20 | $260,800.00 |
DisclosureSEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 4 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 20:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.15 | $130,290.00 |
DisclosureSEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 20:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.22 | $130,440.00 |
DisclosureSEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 20:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 12,000 | $27.00 | $324,000.00 |
DisclosureSEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000059 · gei524.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:18 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 46,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000023 · gei509.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,500 Underlying: Common Stock · 46,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 14,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-05-000198 · gei489.xml · derivative · entry 6 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.