Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | President, Pratt & Whitney | September 08, 2008 | September 10, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date September 08, 2008 · Filed September 10, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,031 |
Reported balance
After 2008-09-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-09-08 · Tax withholding · Disposed 16,604 · Balance 69,031 F1: Shares surrendered to Company for taxes on vesting of 40,000 shares of restricted stock previously granted on March 8, 2006. F2: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 21,825.61 |
Reported balance
Holding disclosure · report date 2008-09-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,825.61 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares surrendered to Company for taxes on vesting of 40,000 shares of restricted stock previously granted on March 8, 2006.
F2: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2008 Filed Sep 10, 2008 20:05 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-014635 · doc4.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,031 F1 · shares: Shares surrendered to Company for taxes on vesting of 40,000 shares of restricted stock previously granted on March 8, 2006. F2 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| August 05, 2008 Filed Aug 7, 2008 21:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001225208-08-013259 · doc4.xml · derivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2008 Filed Aug 7, 2008 21:04 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,479 | $65.54 | $1,080,033.66 |
DisclosureSEC source: 0001225208-08-013259 · doc4.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,635 F1 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 40,000 shares of Restricted Common Stock. Read SEC document |
| August 05, 2008 Filed Aug 7, 2008 21:04 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,778 | $65.54 | $640,850.12 |
DisclosureSEC source: 0001225208-08-013259 · doc4.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,114 Read SEC document |
| August 05, 2008 Filed Aug 7, 2008 21:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 40,000 | $27.00 | $1,080,000.00 |
DisclosureSEC source: 0001225208-08-013259 · doc4.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 70,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000663 · doc4.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500 Underlying: Common Stock · 70,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 17,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| July 25, 2007 Filed Jul 25, 2007 20:55 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 17,780 | $75.08 | $1,334,922.40 |
DisclosureSEC source: 0000101829-07-000098 · fin623.xml · nonDerivative · entry 4 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,892 F1 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 40,000 shares of Restricted Common Stock. Read SEC document |
| July 23, 2007 Filed Jul 25, 2007 20:55 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-07-000098 · fin623.xml · derivative · entry 6 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2007 Filed Jul 25, 2007 20:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 12,625 | $76.22 | $962,277.50 |
DisclosureSEC source: 0000101829-07-000098 · fin623.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,672 Read SEC document |
| July 23, 2007 Filed Jul 25, 2007 20:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,595 | $76.22 | $731,330.90 |
DisclosureSEC source: 0000101829-07-000098 · fin623.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,297 Read SEC document |
| July 23, 2007 Filed Jul 25, 2007 20:55 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 40,000 | $18.28 | $731,248.00 |
DisclosureSEC source: 0000101829-07-000098 · fin623.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2007 Filed Jul 3, 2007 20:44 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,155 | $72.46 | $301,071.30 |
DisclosureSEC source: 0000101829-07-000093 · fin620.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,892 F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on July 1, 2003. F2 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 40,000 shares of Restricted Common Stock. Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 21:55 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 75,500 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0000101829-07-000022 · fin588.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Underlying: Common Stock · 75,500 shares Expires 2017-01-02 F1 · balance_after: The reporting person was also awarded 20,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| August 10, 2006 Filed Aug 14, 2006 20:35 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0000101829-06-000120 · fin560.xml · derivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2006 Filed Aug 14, 2006 20:35 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,907 | $60.45 | $538,428.15 |
DisclosureSEC source: 0000101829-06-000120 · fin560.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,047 F1 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 50,000 shares of Restricted Common Stock. Read SEC document |
| August 10, 2006 Filed Aug 14, 2006 20:35 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,132 | $60.45 | $552,029.40 |
DisclosureSEC source: 0000101829-06-000120 · fin560.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,954 Read SEC document |
| August 10, 2006 Filed Aug 14, 2006 20:35 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 32,000 | $17.25 | $552,000.00 |
DisclosureSEC source: 0000101829-06-000120 · fin560.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:21 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock (Restricted) | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000052 · fin529.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · balance_after: The reporting person also directly owns 12,086 shares of United Technologies Common Stock, 5,600 shares of Career Restricted Common Stock, and 20,521.787 shares of Common Stock through the Employee Savings Plan. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:18 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 64,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000022 · fin503.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| October 26, 2005 Filed Oct 27, 2005 20:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 14,226 | $51.20 | $728,371.20 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,086 F1 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 20:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · derivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 20:32 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,774 | $51.23 | $449,492.02 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,312 Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 20:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 28,000 | $12.50 | $350,000.00 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2005 Filed Jul 6, 2005 21:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,146 | $51.38 | $161,641.48 |
DisclosureSEC source: 0000101829-05-000151 · fin456.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,086 F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on July 1, 2003. F2 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:01 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,079.8871 | $102.77 | $213,750.00 |
DisclosureSEC source: 0000101829-05-000085 · fin409.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909.4146 Underlying: Common Stock · 2,079.8871 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:43 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 47,000 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000044 · fin386.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Common Stock · 47,000 shares Expires 2015-01-02 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,100 | $93.00 | $474,300.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 12 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $93.02 | $9,302.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 11 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,216 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $93.03 | $37,212.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 10 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,316 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 800 | $93.04 | $74,432.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 9 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,716 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,900 | $93.06 | $176,814.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 8 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,516 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $93.11 | $27,933.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 7 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,416 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $93.13 | $46,565.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 6 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,716 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 900 | $93.15 | $83,835.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,216 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $93.16 | $27,948.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 4 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,116 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 60 | $93.07 | $5,584.20 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,416 Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · derivative · entry 14 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2005-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,640 | $93.98 | $342,087.20 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,476 F1 · balance_after: The reporting person also directly owns 2,800 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 14,000 | $16.28 | $227,938.20 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:31 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000064 · fin225.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:35 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 1,089.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000340 · fin167.xml · derivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 4,359.88 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:35 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 4,359.88 | $87.33 | $380,748.32 |
DisclosureSEC source: 0000101829-03-000340 · fin167.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 9,584.344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,754 | $79.75 | $299,381.50 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 F1 · balance_after: The reporting person also directly owns 2,800 shares of United Technologies Career Restricted common stock and 10,000 shares of Restricted common stock. Read SEC document |
| August 29, 2003 Filed Sep 3, 2003 20:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.66 | $0.00 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · derivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2004-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Sep 3, 2003 20:06 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,246 | $80.25 | $99,991.50 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Read SEC document |
| August 29, 2003 Filed Sep 3, 2003 20:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,000 | $16.66 | $83,281.50 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2003 Filed Jul 9, 2003 19:00 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock (Restricted) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000234 · fin118.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| Date not disclosed Filed Jul 9, 2003 18:54 UTC | RTX Corp UTX · Entity 2823 | OtherCommon Stock (Career Restricted) | 2,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101829-03-000232 · fin114.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Read SEC document |
| Date not disclosed Filed Jul 9, 2003 18:54 UTC | RTX Corp UTX · Entity 2823 | OtherCommon Stock | 5,224.464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101829-03-000232 · fin114.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: Not disclosed Read SEC document |
| Date not disclosed Filed Jul 9, 2003 18:54 UTC | RTX Corp UTX · Entity 2823 | OtherCommon Stock | 116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101829-03-000232 · fin114.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.