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person · Reporting owner

Brown William M

Disclosed activity across 5 companies

Tapewire entity
13029
SEC CIK
0001350633

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275Chairman & CEOMay 01, 2026May 04, 2026
BECTON DICKINSON & COBDX · Entity 2498DirectorJanuary 27, 2026January 29, 2026
Celanese CorpCE · Entity 3922DirectorMay 12, 2024May 14, 2024
RTX CorpUTX · Entity 2823SVP, Corporate Strategy & DeveMay 02, 2011May 03, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date May 01, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,331 Ending reported balance After 2026-05-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-01 · Exercise / conversion · Acquired 8,578 · Balance 13,243

Row 2 · 2026-05-01 · Tax withholding · Disposed 3,912 · Balance 9,331

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,579 Reported balance After 2026-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-01 · Exercise / conversion · Disposed 8,578 · Balance 8,579

F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

BECTON DICKINSON & CO

Report date January 27, 2026 · Filed January 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,663 Reported balance After 2026-01-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 4,663

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2: Includes units acquired through dividend investment since the last report filed by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2: Includes units acquired through dividend investment since the last report filed by the reporting person.

Celanese Corp

Report date May 12, 2024 · Filed May 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect103 Reported balance After 2024-05-12 transaction · row 1
1 source row

Row 1 · 2024-05-12 · Disposition to issuer · Disposed 1,777 · Balance 103

F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock.

Phantom StockSEC Table II · derivative / convertible securityDirect14,769.315 Reported balance After 2024-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-12 · Grant · Acquired 1,777 · Balance 14,769.315

F2: Each share of phantom stock represents the right to receive one share of Common Stock.

F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

Phantom StockSEC Table II · derivative / convertible securityDirect14,826.072 Reported balance After 2024-05-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-13 · Grant · Acquired 56.757 · Balance 14,826.072

F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock.

F2: Each share of phantom stock represents the right to receive one share of Common Stock.

F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

RTX Corp

Report date May 02, 2011 · Filed May 03, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,869 Ending reported balance After 2011-05-02 transaction · row 10
10 source rows · reconciled sequence

Row 1 · 2011-05-02 · Exercise / conversion · Acquired 33,400 · Balance 60,269

Row 2 · 2011-05-02 · Sale · Disposed 100 · Balance 60,169

Row 3 · 2011-05-02 · Sale · Disposed 500 · Balance 59,669

Row 4 · 2011-05-02 · Sale · Disposed 509 · Balance 59,160

Row 5 · 2011-05-02 · Sale · Disposed 1,200 · Balance 57,960

Row 6 · 2011-05-02 · Sale · Disposed 3,269 · Balance 54,691

Row 7 · 2011-05-02 · Sale · Disposed 5,628 · Balance 49,063

Row 8 · 2011-05-02 · Sale · Disposed 6,528 · Balance 42,535

Row 9 · 2011-05-02 · Sale · Disposed 6,900 · Balance 35,635

Row 10 · 2011-05-02 · Sale · Disposed 8,766 · Balance 26,869

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.17 · Expires 2012-01-01Direct0 Reported balance After 2011-05-02 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2011-05-02 · Exercise / conversion · Disposed 33,400 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan Trustee4,725 Reported balance Holding disclosure · report date 2011-05-02 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 4,725

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date June 29, 2022 · Filed July 01, 2022

Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect257,526.19 Reported balance After 2022-06-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-06-29 · Exercise / conversion · Acquired 48,820 · Balance 257,526.19

F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect238,315.19 Reported balance After 2022-06-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-06-29 · Tax withholding · Disposed 19,211 · Balance 238,315.19

F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect251,275.19 Reported balance After 2022-06-29 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-06-29 · Exercise / conversion · Acquired 12,960 · Balance 251,275.19

F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect246,175.19 Reported balance After 2022-06-29 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-06-29 · Tax withholding · Disposed 5,100 · Balance 246,175.19

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect261,293.19 Reported balance After 2022-06-29 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2022-06-29 · Exercise / conversion · Acquired 15,118 · Balance 261,293.19

F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect255,344.19 Reported balance After 2022-06-29 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2022-06-29 · Tax withholding · Disposed 5,949 · Balance 255,344.19

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect261,501.19 Reported balance After 2022-06-29 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2022-06-29 · Exercise / conversion · Acquired 6,157 · Balance 261,501.19

F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect259,078.19 Reported balance After 2022-06-29 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2022-06-29 · Tax withholding · Disposed 2,423 · Balance 259,078.19

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-06-29 · Exercise / conversion · Disposed 48,820 · Balance 0

F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-06-29 · Exercise / conversion · Disposed 12,960 · Balance 0

F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-06-29 · Exercise / conversion · Disposed 15,118 · Balance 0

F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-06-29 · Exercise / conversion · Disposed 6,157 · Balance 0

F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.

F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 4, 2026 20:06 UTC 3M CO MMM · Entity 1275 Exercise / conversionRestricted Stock Units · Derivative 8,578 $0.00 $0.00
Disclosure

SEC source: 0000066740-26-000182 · form4.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,579

Underlying: Common Stock · 8,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:06 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 3,912 $142.50 $557,460.00
Disclosure

SEC source: 0000066740-26-000182 · form4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,331

Read SEC document
May 01, 2026 Filed May 4, 2026 20:06 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 8,578 $142.50 $1,222,365.00
Disclosure

SEC source: 0000066740-26-000182 · form4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 20:58 UTC 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 188,055 $0.00 Strike: $172.65 $0.00
Disclosure

SEC source: 0000066740-26-000088 · form4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,055

Underlying: Common Stock · 188,055 shares

Expires 2036-02-05

F1 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 14:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 1,098 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-004010 · wk-form4_1769698358.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,663

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend investment since the last report filed by the reporting person.

Read SEC document
May 02, 2025 Filed May 5, 2025 12:24 UTC 3M CO MMM · Entity 1275 Exercise / conversionRestricted Stock Units · Derivative 8,577 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-013291 · form4.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,157

Underlying: Common Stock · 8,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

Read SEC document
May 02, 2025 Filed May 5, 2025 12:24 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 3,912 $142.08 $555,816.96
Disclosure

SEC source: 0001127602-25-013291 · form4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,665

Read SEC document
May 02, 2025 Filed May 5, 2025 12:24 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 8,577 $142.08 $1,218,620.16
Disclosure

SEC source: 0001127602-25-013291 · form4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 22:49 UTC 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 211,902 $0.00 Strike: $148.87 $0.00
Disclosure

SEC source: 0001127602-25-004699 · form4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,902

Underlying: Common Stock · 211,902 shares

Expires 2035-02-11

F1 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 00:06 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 930 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-001206 · dp224172_4-brown.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,486

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
May 13, 2024 Filed May 14, 2024 21:18 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 56.757 $160.24 $9,094.74
Disclosure

SEC source: 0001306830-24-000108 · wk-form4_1715721474.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,826.072

Underlying: Common Stock · 56.757 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F5 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F5 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
May 12, 2024 Filed May 14, 2024 21:18 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 1,777 $0.00 $0.00
Disclosure

SEC source: 0001306830-24-000108 · wk-form4_1715721474.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,769.315

Underlying: Common Stock · 1,777 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock.

F3 · derivative.exercise_date: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

F3 · derivative.expiration_date: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

Read SEC document
May 12, 2024 Filed May 14, 2024 21:18 UTC Celanese Corp CE · Entity 3922 Disposition to issuerCommon Stock 1,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001306830-24-000108 · wk-form4_1715721474.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103

F1 · price: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock.

Read SEC document
May 03, 2024 Filed May 6, 2024 22:32 UTC 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 211,096 $97.10 Strike: $97.15 $20,497,421.60
Disclosure

SEC source: 0001127602-24-014329 · form4.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,096

Underlying: Common Stock · 211,096 shares

Expires 2034-05-02

F3 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
May 03, 2024 Filed May 6, 2024 22:32 UTC 3M CO MMM · Entity 1275 GrantRestricted Stock Units · Derivative 25,734 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014329 · form4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,734

Underlying: Common Stock · 25,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:39 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 59.712 $151.61 $9,052.94
Disclosure

SEC source: 0001306830-24-000056 · wk-form4_1709847578.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,992.315

Underlying: Common Stock · 59.712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:12 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-001297 · form4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,512

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 21:16 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 68.833 $145.28 $10,000.06
Disclosure

SEC source: 0001306830-24-000002 · wk-form4_1706044579.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,932.603

Underlying: Common Stock · 68.833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:10 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 75.957 $117.85 $8,951.53
Disclosure

SEC source: 0001306830-23-000167 · wk-form4_1700082595.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,863.77

Underlying: Common Stock · 75.957 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
October 19, 2023 Filed Oct 20, 2023 20:24 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 85.726 $116.65 $9,999.94
Disclosure

SEC source: 0001306830-23-000148 · wk-form4_1697833388.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,787.813

Underlying: Common Stock · 85.726 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 20:35 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 71.132 $124.30 $8,841.71
Disclosure

SEC source: 0001306830-23-000133 · wf-form4_169213171508843.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,702.087

Underlying: Common Stock · 71.132 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 20:24 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 82.007 $121.94 $9,999.93
Disclosure

SEC source: 0001306830-23-000120 · wf-form4_168997105468995.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,630.955

Underlying: Common Stock · 82.007 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:31 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 75.676 $105.22 $7,962.63
Disclosure

SEC source: 0001306830-23-000103 · wf-form4_168426907677140.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,548.948

Underlying: Common Stock · 75.676 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F3 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F3 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:31 UTC Celanese Corp CE · Entity 3922 GrantCommon Stock 1,777 $98.46 $174,963.42
Disclosure

SEC source: 0001306830-23-000103 · wf-form4_168426907677140.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,880

F1 · shares: Annual grant of restricted stock units pursuant to the Company's Amended and Restated 2018 Global Incentive Plan. The restricted stock units vest in full on the one-year anniversary of the date of the grant. The reporting person has elected that upon vesting of the restricted stock units, receipt of the shares of Common Stock be deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"); accordingly, upon vesting, the reporting person will instead receive an equal number of shares of phantom stock. As provided in the Plan, the phantom stock becomes payable in shares of Common Stock upon the earlier of the date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:31 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 1,098 $0.00 $0.00
Disclosure

SEC source: 0001306830-23-000068 · wf-form4_168331869056788.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,406.591

Underlying: Common Stock · 1,098 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock.

F3 · derivative.exercise_date: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

F3 · derivative.expiration_date: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:31 UTC Celanese Corp CE · Entity 3922 Disposition to issuerCommon Stock 1,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001306830-23-000068 · wf-form4_168331869056788.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103

F1 · price: Upon vesting of 1,098 Restricted Stock Units granted to the reporting person on May 3, 2022, the reporting person deferred the receipt of 1,098 shares of Common Stock and received instead 1,098 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,098 shares of Common Stock in exchange for an equal number of shares of phantom stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:10 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 99.492 $100.51 $9,999.94
Disclosure

SEC source: 0001306830-23-000066 · wf-form4_168263703796873.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,308.591

Underlying: Common Stock · 99.492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
March 07, 2023 Filed May 16, 2023 20:31 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 66.681 $117.67 $7,846.35
Disclosure

SEC source: 0001306830-23-000103 · wf-form4_168426907677140.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,473.272

Underlying: Common Stock · 66.681 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F3 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F3 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 21:43 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 74.313 $121.95 $9,062.47
Disclosure

SEC source: 0001306830-23-000002 · wf-form4_167641100193220.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,209.099

Underlying: Common Stock · 74.313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:59 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 848 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001425 · form4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 02:23 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 73.74 $105.00 $7,742.70
Disclosure

SEC source: 0001306830-22-000189 · wf-form4_166865177096137.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134.786

Underlying: Common Stock · 73.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 21:16 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 94.381 $96.02 $9,062.46
Disclosure

SEC source: 0001306830-22-000173 · wf-form4_166690537690446.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,061.046

Underlying: Common Stock · 94.381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 20:28 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 66.78 $110.99 $7,411.91
Disclosure

SEC source: 0001306830-22-000149 · wf-form4_166007690282665.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,966.665

Underlying: Common Stock · 66.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
July 18, 2022 Filed Jul 19, 2022 20:15 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 82.664 $109.63 $9,062.45
Disclosure

SEC source: 0001306830-22-000137 · wf-form4_165826170241942.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,899.885

Underlying: Common Stock · 82.664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 6,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · derivative · entry 12

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 6,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F6 · price: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F6 · derivative.expiration_date: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 15,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · derivative · entry 11

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F5 · price: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 12,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · derivative · entry 10

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 12,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · shares: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · price: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPerformance Stock Units · Derivative 48,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · derivative · entry 9

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 48,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

F1 · derivative.exercise_date: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 2,423 $237.81 $576,213.63
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,078.19

F4 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

F7 · balance_after: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 6,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,501.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F6 · price: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 5,949 $237.81 $1,414,731.69
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,344.19

F4 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 15,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,293.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F5 · price: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 5,100 $237.81 $1,212,831.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,175.19

F4 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 12,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,275.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 19,211 $237.81 $4,568,567.91
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,315.19

F2 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.

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June 29, 2022 Filed Jul 1, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 48,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040261 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,526.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

F1 · price: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

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May 12, 2022 Filed May 16, 2022 21:11 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 47.908 $139.02 $6,660.17
Disclosure

SEC source: 0001306830-22-000122 · wf-form4_165273544400155.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,817.221

Underlying: Common Stock · 47.908 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

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May 03, 2022 Filed May 5, 2022 20:38 UTC Celanese Corp CE · Entity 3922 GrantCommon Stock 1,098 $145.68 $159,956.64
Disclosure

SEC source: 0001306830-22-000102 · wf-form4_165178309874737.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201

F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2018 Global Incentive Plan. The restricted stock units vest in full on the one-year anniversary of the date of the grant. The reporting person has elected that upon vesting of the restricted stock units, receipt of the shares of Common Stock be deferred under the Company's 2008 Deferred Compensation Plan; accordingly, upon vesting, the reporting person will instead receive an equal number of shares of phantom stock. As provided in the Company's 2008 Deferred Compensation Plan, the phantom stock becomes payable in shares of Common Stock upon the earlier of the date previously elected by the reporting person to receive payment or the termination of the reporting person's service as a director of the Company.

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April 27, 2022 Filed Apr 27, 2022 20:05 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 975 $0.00 $0.00
Disclosure

SEC source: 0001306830-22-000086 · wf-form4_165108989587963.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,769.313

Underlying: Common Stock · 975 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock.

F6 · derivative.exercise_date: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

F6 · derivative.expiration_date: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

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April 27, 2022 Filed Apr 27, 2022 20:05 UTC Celanese Corp CE · Entity 3922 Disposition to issuerCommon Stock 975 Not disclosed Not disclosed
Disclosure

SEC source: 0001306830-22-000086 · wf-form4_165108989587963.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

F1 · price: Upon vesting of 975 Restricted Stock Units granted to the reporting person on April 27, 2021, the reporting person deferred the receipt of 975 shares of Common Stock and received instead 975 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 975 shares of Common Stock in exchange for an equal number of shares of phantom stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.