Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Director · Chairman & CEO | June 09, 2014 | June 10, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date June 09, 2014 · Filed June 10, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 565,675 |
Ending reported balance
After 2014-06-09 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2014-06-09 · Exercise / conversion · Acquired 100,000 · Balance 641,164 Row 2 · 2014-06-09 · Exercise / conversion · Acquired 80,000 · Balance 721,164 Row 3 · 2014-06-09 · Tax withholding · Disposed 22,141 · Balance 699,023 Row 4 · 2014-06-09 · Sale · Disposed 24,979 · Balance 674,044 F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05. Row 5 · 2014-06-09 · Tax withholding · Disposed 25,073 · Balance 648,971 Row 6 · 2014-06-09 · Tax withholding · Disposed 34,651 · Balance 614,320 Row 7 · 2014-06-09 · Tax withholding · Disposed 48,645 · Balance 565,675 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.50 · Expires 2015-01-02 | Direct | 0 |
Reported balance
After 2014-06-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2014-06-09 · Exercise / conversion · Disposed 80,000 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $57.84 · Expires 2016-03-07 | Direct | 200,000 |
Reported balance
After 2014-06-09 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2014-06-09 · Exercise / conversion · Disposed 100,000 · Balance 200,000 |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 2,400 |
Reported balance
Holding disclosure · report date 2014-06-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,405 |
Reported balance
Holding disclosure · report date 2014-06-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,405 |
Filing footnotes · ownership attribution and instrument terms
F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 100,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · derivative · entry 11 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2016-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · derivative · entry 10 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 48,645 | $118.90 | $5,783,890.50 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,675 Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 34,651 | $118.90 | $4,120,003.90 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,320 Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 25,073 | $118.90 | $2,981,179.70 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,971 Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 24,979 | $119.00 | $2,972,473.52 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,044 F1 · price: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05. Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 22,141 | $118.90 | $2,632,564.90 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,023 Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 80,000 | $51.50 | $4,120,000.00 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 100,000 | $57.84 | $5,784,000.00 |
DisclosureSEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 23:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 60,027 | $111.60 | $6,699,013.20 |
DisclosureSEC source: 0001225208-14-004384 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,164 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 23:00 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 123,080 | $111.60 | $13,735,728.00 |
DisclosureSEC source: 0001225208-14-004384 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,191 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 71,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 71,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 31,885 | $114.68 | $3,656,571.80 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,111 Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 17,839 | $114.68 | $2,045,776.52 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,996 Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 71,000 | $51.50 | $3,656,500.00 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:19 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 217,500 | $112.49 Strike: $112.49 | $24,466,575.00 |
DisclosureSEC source: 0001225208-14-001030 · doc4.xml · derivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,500 Underlying: Common Stock · 217,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 56,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-024748 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,835 Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 100,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 100,000 shares Expires 2016-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 77,022 | $104.97 | $8,084,999.34 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,835 Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,192 | $104.60 | $961,483.20 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,857 Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 100,000 | $57.84 | $5,784,000.00 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 4,786 | $92.07 | $440,647.02 |
DisclosureSEC source: 0001225208-13-007271 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,049 Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 36,057 | $90.78 | $3,273,254.46 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,835 Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,574 | $90.78 | $1,504,587.72 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,892 Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 70,000 | $46.76 | $3,273,200.00 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 41,179 | $89.61 | $3,690,050.19 |
DisclosureSEC source: 0001225208-13-003979 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,466 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 84,390 | $89.61 | $7,562,187.90 |
DisclosureSEC source: 0001225208-13-003979 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,645 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · derivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 37,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,255 Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 14,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,421 Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,830 | $88.52 | $870,178.14 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,882 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.50 to $88.88.565. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 70,000 | $46.76 | $3,273,200.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 284,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000882 · doc4.xml · derivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,000 Underlying: Common Stock · 284,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 69,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 07, 2012 Filed Dec 7, 2012 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 13,990 | $81.01 | $1,133,303.32 |
DisclosureSEC source: 0001225208-12-024897 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,712 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.96 to $81.065. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · derivative · entry 9 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,500 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 22,337 | $80.30 | $1,793,710.24 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,702 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.30 to $80.32. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,563 | $80.30 | $446,708.90 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,039 Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 42,500 | $31.71 | $1,347,462.50 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · derivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 42,500 | $80.00 | $3,400,000.00 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,102 Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 42,500 | $31.71 | $1,347,462.50 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · derivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 32,686 | $82.45 | $2,694,960.70 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,102 Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 22,666 | $82.45 | $1,868,811.70 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,788 Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 14,000 | $81.77 | $1,144,826.20 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,454 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.73 to $81.775. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 85,000 | $31.71 | $2,694,925.00 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2012 Filed Sep 18, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 10,334 | $83.96 | $867,642.64 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,454 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 21,154 | $80.57 | $1,704,377.78 |
DisclosureSEC source: 0001225208-12-003369 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,788 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 51,510 | $80.57 | $4,150,160.70 |
DisclosureSEC source: 0001225208-12-003369 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,942 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.