RRGB

SEC source: 0001179110-21-003559 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,173

F1 · shares: In connection with the vesting of 268 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 75 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,091 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-21-003554 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734

F1 · shares: In connection with the vesting of 42 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 14 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 5,405 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-21-003432 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,579

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.75 to $38.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-21-002281 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,007

F1 · shares: In connection with the vesting of 558 time-based restricted stock units which were granted on February 24, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 190 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 19,378 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-21-002278 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,248

F1 · shares: In connection with the vesting of 330 time-based restricted stock units which were granted on February 24, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 112 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,359 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-21-002276 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,624

F1 · shares: In connection with the vesting of 55 time-based restricted stock units which were granted on February 24, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 18 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,678 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-21-002274 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,748

F1 · shares: In connection with the vesting of 60 time-based restricted stock units which were granted on February 24, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 20 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 5,447 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-21-001552 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,360

F1 · shares: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 2,145 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle. On February 9, 2021, the compensation committee determined final achievement, resulting in a total of 405 shares being earned in 2018 and 2019 by the reporting person, as previously reported. In connection with the vesting of 405 performance stock units, the reporting person sold 137 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,689 shares subject to vesting forfeiture restrictions.

SEC source: 0001179110-21-001549 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,197

F1 · shares: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 3,885 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle. On February 9, 2021, the compensation committee determined final achievement, resulting in a total of 734 shares being earned in 2018 and 2019 by the reporting person, as previously reported. In connection with the vesting of 734 performance stock units, the reporting person sold 250 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 19,936 shares subject to vesting forfeiture restrictions.

SEC source: 0001179110-21-001348 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,044

F1 · shares: In connection with the vesting of 2,591 time based restricted stock units which were granted on February 4, 2019, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 885 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 24,792 shares subject to vesting and forfeiture restrictions

SEC source: 0001179110-20-009638 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,642

F1 · shares: In connection with the vesting of 554 time-based restricted stock units which were granted on September 6, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 160 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,733 shares subject to vesting and forfeiture restrictions.

F3 · balance_after: Includes 334 shares acquired under the Employee Stock Purchase Plan on June 30, 2020.

SEC source: 0001567619-20-011971 · doc1.xml · nonDerivative · entry 2

Vintage Capital Management LLC · CIK 0001511498 · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner · See Remarks

KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 640,100

F3 · price: See Exhibit 99.1 - Explanation of Responses.

F1 · ownership.nature: See Exhibit 99.1 - Explanation of Responses.

F3 · ownership.nature: See Exhibit 99.1 - Explanation of Responses.

SEC source: 0001567619-20-011971 · doc1.xml · nonDerivative · entry 1

Vintage Capital Management LLC · CIK 0001511498 · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner · See Remarks

KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 940,792

F2 · price: See Exhibit 99.1 - Explanation of Responses.

F1 · ownership.nature: See Exhibit 99.1 - Explanation of Responses.

F2 · ownership.nature: See Exhibit 99.1 - Explanation of Responses.

SEC source: 0001179110-20-006503 · edgar.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,768

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006508 · edgar.xml · nonDerivative · entry 1

Page Allison A. · CIK 0001803514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. The grant includes a pro-rated amount for services provided from appointment date to the 2020 annual stockholders meeting. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 10,357 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006506 · edgar.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,756

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006498 · edgar.xml · nonDerivative · entry 1

Kaufman Glenn B. · CIK 0001497484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,501

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006495 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,842

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006491 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,579

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006489 · edgar.xml · nonDerivative · entry 1

DUNAWAY CAMBRIA W · CIK 0001379586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,067

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006487 · edgar.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-006485 · edgar.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. The grant includes a pro-rated amount for services provided from appointment date to the 2020 annual stockholders meeting. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 9,063 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004715 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,929

F1 · shares: In connection with the vesting of 1,181 time-based restricted stock units which were granted on April 3, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 342 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 27,383 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004579 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, April 1, 2020, was $7.68.

F2 · balance_after: Includes 5,507 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004159 · edgar.xml · derivative · entry 2

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,363

Underlying: Common Stock · 8,363 shares

Expires 2030-03-25

F3 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

SEC source: 0001179110-20-004159 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,468

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, March 25, 2020, was $12.61

F2 · balance_after: Includes 10,287 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004161 · edgar.xml · derivative · entry 2

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,986

Underlying: Common Stock · 2,986 shares

Expires 2030-03-25

F3 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

SEC source: 0001179110-20-004161 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, March 25, 2020, was $12.61.

F2 · balance_after: Includes 2,252 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004157 · edgar.xml · derivative · entry 2

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,522

Underlying: Common Stock · 17,522 shares

Expires 2030-03-25

F3 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

SEC source: 0001179110-20-004157 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, March 25, 2020, was $12.61

F2 · balance_after: Includes 13,094 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004155 · edgar.xml · derivative · entry 2

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,696

Underlying: Common Stock · 25,696 shares

Expires 2030-03-25

F3 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

SEC source: 0001179110-20-004155 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,447

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, March 25, 2020, was $12.61.

F2 · balance_after: Includes 20,670 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004153 · edgar.xml · derivative · entry 2

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,332

Underlying: Common Stock · 24,332 shares

Expires 2030-03-25

F3 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

SEC source: 0001179110-20-004153 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,271

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, March 25, 2020, was $12.61.

F2 · balance_after: Includes 28,564 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004151 · edgar.xml · derivative · entry 3

MURPHY PAUL J B III · CIK 0001274078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,472

Underlying: Common Stock · 119,472 shares

Expires 2030-03-25

F4 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

SEC source: 0001179110-20-004151 · edgar.xml · nonDerivative · entry 1

MURPHY PAUL J B III · CIK 0001274078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,456

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, March 25, 2020, was $12.61.

F2 · balance_after: Includes 112,456 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004077 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

F1 · shares: In connection with the vesting of 922 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 267 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 4,371 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004080 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,655

F1 · shares: In connection with the vesting of 1,670 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 483 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 7,878 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004075 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,305

F1 · shares: In connection with the vesting of 179 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 61 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 6,124 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-004073 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

F1 · shares: In connection with the vesting of 185 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 63 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder

F2 · balance_after: Includes 766 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-003720 · edgar.xml · nonDerivative · entry 2

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138

F2 · shares: In connection with the vesting of 486 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 140 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 9,548 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-003860 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

F1 · shares: In connection with the vesting of 47 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 16 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 6,303 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-003858 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

F1 · shares: In connection with the vesting of 268 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 77 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 5,293 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-003724 · edgar.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,512

F1 · ownership.nature: These shares are held indirectly through Steven K. Lumpkin Trust U/A.

SEC source: 0001179110-20-003856 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,158

F1 · balance_after: Includes 16,451 shares subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-003720 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.38 to $8.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001179110-20-003242 · edgar.xml · nonDerivative · entry 2

Kaufman Glenn B. · CIK 0001497484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,733

F1 · balance_after: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions.

SEC source: 0001179110-20-003242 · edgar.xml · nonDerivative · entry 1

Kaufman Glenn B. · CIK 0001497484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,733

SEC source: 0001179110-20-002737 · edgar.xml · derivative · entry 5

ORAN STUART I · CIK 0001017974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and was set to expire 3/3/2020.

SEC source: 0001179110-20-002737 · edgar.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,416

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.66 to $27.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions.