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RPM

RPM INTERNATIONAL INC/DE/

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3418
SEC CIK
0000110621
Parsed reports
446

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2020 Filed Jul 24, 2020 21:49 UTC
Moore Edward W.SVP, GC & CCO
GrantCommon Stock, $0.01 par value 396 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043646 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,186

F1 · kind: The reporting person was granted 396 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:46 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043644 · doc4.xml · derivative · entry 4

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 20,000 shares

Expires 2030-07-22

F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 22, 2021.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2020 and expire 10 years from the date of grant.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:46 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
GrantCommon Stock, $0.01 par value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043644 · doc4.xml · nonDerivative · entry 2

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,413

F2 · kind: The reporting person was granted 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes an aggregate of 26,009 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:46 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
GrantCommon Stock, $0.01 par value 2,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043644 · doc4.xml · nonDerivative · entry 1

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,901

F1 · kind: The reporting person was granted 2,551 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:45 UTC GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043642 · doc4.xml · derivative · entry 3

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 20,000 shares

Expires 2030-07-22

F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 22, 2021.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2020 and expire 10 years from the date of grant.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:45 UTC GrantCommon Stock, $0.01 par value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043642 · doc4.xml · nonDerivative · entry 2

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,402

F2 · kind: The reporting person was granted 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes an aggregate of 43,595 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:45 UTC GrantCommon Stock, $0.01 par value 3,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043642 · doc4.xml · nonDerivative · entry 1

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,855

F1 · kind: The reporting person was granted 3,098 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
June 11, 2020 Filed Jul 13, 2021 21:08 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046568 · doc5.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,642

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:16 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 3,743 $74.78 $279,901.54
Disclosure

SEC source: 0001209191-20-033637 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,070

F1 · kind: On May 29, 2020, 8,438 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 3,743 shares back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 10,757 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:14 UTC
SMILEY KEITH RVP-Finance & Controller
Tax withholdingCommon Stock, $01 par value 435 $74.78 $32,529.30
Disclosure

SEC source: 0001209191-20-033634 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,431

F1 · kind: On May 29, 2020, 1,468 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 435 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 4,489 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 15,577 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 7,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:11 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 708 $74.78 $52,944.24
Disclosure

SEC source: 0001209191-20-033632 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,790

F1 · kind: On May 29, 2020, 2,409 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 708 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 6,430 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 10,740 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:47 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
SaleCommon Stock, $0.01 par value 696 $74.77 $52,039.92
Disclosure

SEC source: 0001209191-20-011581 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,596

F1 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 21,964 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 6,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:59 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 58,000 $74.27 $4,307,660.00
Disclosure

SEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 4

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,813

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $73.9901 - $74.82. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:59 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $22.16 $0.00
Disclosure

SEC source: 0001209191-20-004327 · doc4.xml · derivative · entry 10

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,000

Underlying: Common Stock · 200,000 shares

Expires 2021-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 18, 2012, 2013, 2014 and 2015.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2019 and expire 10 years from the date of grant.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:59 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 60,480 $74.69 $4,517,251.20
Disclosure

SEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980,813

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:59 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Disposition to issuerCommon Stock, $0.01 par value 59,339 $74.69 $4,432,029.91
Disclosure

SEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,293

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:59 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 200,000 $22.16 $4,432,000.00
Disclosure

SEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Jul 14, 2020 20:29 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 14,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042362 · doc5.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,770

F1 · balance_after: Includes an aggregate of 10,757 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:27 UTC Tax withholdingCommon Stock, $0.01 par value 484 $72.43 $35,056.12
Disclosure

SEC source: 0001209191-19-054896 · doc4.xml · nonDerivative · entry 1

Daberko David A. · CIK 0001181653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,181

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 484 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:25 UTC Tax withholdingCommon Stock, $0.01 par value 484 $72.43 $35,056.12
Disclosure

SEC source: 0001209191-19-054892 · doc4.xml · nonDerivative · entry 1

CARBONARI BRUCE A · CIK 0001224021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,794

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 484 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:43 UTC Tax withholdingCommon Stock, $0.01 par value 584 $72.43 $42,299.12
Disclosure

SEC source: 0001209191-19-054922 · doc4.xml · nonDerivative · entry 1

Nance Frederick R. · CIK 0001388816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,097

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 584 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:38 UTC Tax withholdingCommon Stock, $0.01 par value 562 $72.43 $40,705.66
Disclosure

SEC source: 0001209191-19-054914 · doc4.xml · nonDerivative · entry 1

SUMMERS WILLIAM B JR · CIK 0001216772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,967

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 562 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:33 UTC
GROSS THOMASDirector
Tax withholdingCommon Stock, $0.01 par value 578 $72.43 $41,864.54
Disclosure

SEC source: 0001209191-19-054910 · doc4.xml · nonDerivative · entry 1

GROSS THOMAS · CIK 0001205244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 578 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:31 UTC Tax withholdingCommon Stock, $0.01 par value 552 $72.43 $39,981.36
Disclosure

SEC source: 0001209191-19-054905 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,242

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 552 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:29 UTC Tax withholdingCommon Stock, $0.01 par value 562 $72.43 $40,705.66
Disclosure

SEC source: 0001209191-19-054899 · doc4.xml · nonDerivative · entry 1

Deckard Jenniffer D. · CIK 0001621011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,624

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 562 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 20:49 UTC SaleCommon Stock, $0.01 par value 12,000 $69.51 $834,060.00
Disclosure

SEC source: 0001209191-19-053793 · doc4.xml · nonDerivative · entry 1

Daberko David A. · CIK 0001181653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,665

Read SEC document
October 07, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
SaleCommon Stock, $0.01 par value 6,127 $68.47 $419,489.34
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · nonDerivative · entry 6

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,498

F1 · balance_after: Includes an aggregate of 8,839 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 9,039 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 15,000 $0.00 Strike: $55.19 $0.00
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · derivative · entry 9

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

Underlying: Common Stock · 15,000 shares

Expires 2027-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 17, 2018 and 2019.

F4 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2019 and expire 10 years from the date of grant.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 22,500 $0.00 Strike: $50.99 $0.00
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · derivative · entry 8

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 22,500 shares

Expires 2026-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights vested on July 25, 2017, 2018 and 2019.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $47.14 $0.00
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · derivative · entry 7

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 7,500 shares

Expires 2025-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 4,881 $68.51 $334,397.31
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · nonDerivative · entry 5

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,625

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Disposition to issuerCommon Stock, $0.01 par value 33,992 $68.51 $2,328,791.92
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · nonDerivative · entry 4

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,506

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 15,000 $55.19 $827,850.00
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · nonDerivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 22,500 $50.99 $1,147,275.00
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:33 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 7,500 $47.14 $353,550.00
Disclosure

SEC source: 0001209191-19-052764 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 02, 2019 Filed Oct 4, 2019 20:15 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052550 · doc4.xml · nonDerivative · entry 1

Nance Frederick R. · CIK 0001388816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,681

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:37 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052559 · doc4.xml · nonDerivative · entry 1

BALLBACH JOHN M · CIK 0001242950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:15 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052552 · doc4.xml · nonDerivative · entry 1

SUMMERS WILLIAM B JR · CIK 0001216772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,529

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:14 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052549 · doc4.xml · nonDerivative · entry 1

Livingston Robert · CIK 0001302675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,050

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:13 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052546 · doc4.xml · nonDerivative · entry 1

Lagacy Julie A. · CIK 0001712567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:13 UTC
GROSS THOMASDirector
GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052545 · doc4.xml · nonDerivative · entry 1

GROSS THOMAS · CIK 0001205244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,246

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:12 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052543 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,794

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:11 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052542 · doc4.xml · nonDerivative · entry 1

Deckard Jenniffer D. · CIK 0001621011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,186

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:11 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052540 · doc4.xml · nonDerivative · entry 1

Daberko David A. · CIK 0001181653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,665

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:08 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052537 · doc4.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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October 02, 2019 Filed Oct 4, 2019 20:10 UTC GrantCommon Stock, $0.01 par value 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052539 · doc4.xml · nonDerivative · entry 1

CARBONARI BRUCE A · CIK 0001224021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,278

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

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July 25, 2019 Filed Jul 26, 2019 21:34 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 21,439 $66.45 $1,424,621.55
Disclosure

SEC source: 0001209191-19-043408 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,632

F1 · kind: On July 25, 2019, 50,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 21,439 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 25, 2019 Filed Jul 26, 2019 21:31 UTC
SMILEY KEITH RVP-Finance & Controller
Tax withholdingCommon Stock, $0.01 par value 2,090 $66.45 $138,880.50
Disclosure

SEC source: 0001209191-19-043402 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,866

F1 · kind: On July 25, 2019, 7,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,090 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 5,957 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 14,544 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 6,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 25, 2019 Filed Jul 26, 2019 21:29 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
Tax withholdingCommon Stock, $0.01 par value 1,940 $66.45 $128,913.00
Disclosure

SEC source: 0001209191-19-043400 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,292

F1 · kind: On July 25, 2019, 6,500 shares of Common Stock issued to the reporting person as Peformance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,940 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 21,964 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 6,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 25, 2019 Filed Jul 26, 2019 21:27 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 3,689 $66.45 $245,134.05
Disclosure

SEC source: 0001209191-19-043396 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,498

F1 · kind: On July 25, 2019, 12,500 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 3,689 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 8,839 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 9,039 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.