Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director | April 15, 2021 | April 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RPM INTERNATIONAL INC/DE/
Report date April 15, 2021 · Filed April 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 5,016 |
Reported balance
After 2021-04-15 transaction · row 1
1 source rowRow 1 · 2021-04-15 · Sale · Disposed 1,887 · Balance 5,016 F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $90.45 - $90.705. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $90.45 - $90.705. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WABCO Holdings Inc.
Report date May 29, 2020 · Filed May 29, 2020
Section 16 reporting ended · disclosed 2020-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-29 · Disposition to issuer · Disposed 3,449 · Balance 0 F1: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration"). At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-05-29 · Disposition to issuer · Disposed 882 · Balance 0 F2: Represents deferred stock units granted on May 30, 2019 as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. F3: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration"). At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration.
F2: Represents deferred stock units granted on May 30, 2019 as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration.
F3: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2021 Filed Apr 16, 2021 21:18 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 1,887 | $90.59 | $170,950.88 |
DisclosureSEC source: 0001209191-21-027007 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,016 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $90.45 - $90.705. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:27 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 10,900 | $91.92 | $1,001,928.00 |
DisclosureSEC source: 0001209191-21-026650 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,903 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $91.73 - $92.0823. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:52 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 565 | $84.67 | $47,838.55 |
DisclosureSEC source: 0001209191-20-056662 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,803 F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 565 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 21:09 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054511 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,368 F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| May 29, 2020 Filed May 29, 2020 15:47 UTC | WABCO Holdings Inc. WBC · Entity 148887 | Disposition to issuerCommon Stock | 882 | $136.50 | $120,393.00 |
DisclosureSEC source: 0001104659-20-067718 · tm2021234d3_4.xml · nonDerivative · entry 2 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · security: Represents deferred stock units granted on May 30, 2019 as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. F3 · security: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| May 29, 2020 Filed May 29, 2020 15:47 UTC | WABCO Holdings Inc. WBC · Entity 148887 | Disposition to issuerCommon Stock | 3,449 | $136.50 | $470,788.50 |
DisclosureSEC source: 0001104659-20-067718 · tm2021234d3_4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration"). At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:33 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 578 | $72.43 | $41,864.54 |
DisclosureSEC source: 0001209191-19-054910 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 578 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:13 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052545 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,246 F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| May 30, 2019 Filed May 31, 2019 13:35 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GrantCommon Stock | 882 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-029161 · tv522767_4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,331 F1 · security: The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:17 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 683 | $61.17 | $41,779.11 |
DisclosureSEC source: 0001209191-18-056926 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,810 F1 · kind: On October 31, 2018, 2,600 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 683 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 21:06 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054415 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,493 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| May 24, 2018 Filed May 25, 2018 14:24 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GrantCommon Stock | 901 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-031065 · tv495137_4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,449 F1 · security: The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; (iv) 13 months after the grant date; or (v) if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:24 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 749 | $53.33 | $39,944.17 |
DisclosureSEC source: 0001209191-17-058855 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,367 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 749 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:30 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056445 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| May 24, 2017 Filed Jun 6, 2017 15:25 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GrantCommon Stock | 969 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-031250 · v468521_4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,548 F1 · security: The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; (iv) 13 months after the grant date; or (v) if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 15:24 UTC | WABCO Holdings Inc. WBC · Entity 148887 | PurchaseCommon Stock | 15 | $116.73 | $1,750.95 |
DisclosureSEC source: 0001144204-17-016788 · v462627_4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,579 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:20 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 719 | $47.54 | $34,181.26 |
DisclosureSEC source: 0001209191-16-147637 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,325 F1 · kind: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 719 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes 7,300 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 21:02 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145261 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,044 F1 · kind: Represents a grant of 2,200 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. F2 · balance_after: The total number of shares of Common Stock represent grants under the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.