Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director | October 31, 2023 | November 02, 2023 |
| WATERS CORP /DE/WAT · Entity 3080 | Director | January 03, 2022 | January 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RPM INTERNATIONAL INC/DE/
Report date October 31, 2023 · Filed November 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 19,474 |
Reported balance
After 2023-10-31 transaction · row 1
1 source rowRow 1 · 2023-10-31 · Tax withholding · Disposed 427 · Balance 19,474 F1: On October 31, 2023, 1,700 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 427 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 31, 2023, 1,700 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 427 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
WATERS CORP /DE/
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 379 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 301 · Balance 379 F1: Grant of shares of common stock subject to restrictions that lapse January 3, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $364.59 · Expires 2032-01-03 | Direct | 983 |
Reported balance
After 2022-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-03 · Grant · Acquired 983 · Balance 983 F2: Options fully vest on January 3, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of shares of common stock subject to restrictions that lapse January 3, 2023.
F2: Options fully vest on January 3, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VALSPAR CORP
Report date May 22, 2017 · Filed June 05, 2017
Section 16 reporting ended · disclosed 2017-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-22 · Gift · Disposed 3,736 · Balance 8,985 Row 2 · 2017-06-01 · Disposition to issuer · Disposed 8,985 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectDaughter | 0 |
Reported balance
After 2017-06-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-06-01 · Disposition to issuer · Disposed 25 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectDaughter | 0 |
Reported balance
After 2017-06-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-06-01 · Disposition to issuer · Disposed 25 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectCust. for Son | 0 |
Reported balance
After 2017-06-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-06-01 · Disposition to issuer · Disposed 25 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2023 Filed Nov 2, 2023 20:31 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 427 | $91.27 | $38,972.29 |
DisclosureSEC source: 0001209191-23-054143 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,474 F1 · kind: On October 31, 2023, 1,700 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 427 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 20:35 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052315 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,901 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:48 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 527 | $94.57 | $49,838.39 |
DisclosureSEC source: 0001209191-22-055331 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,101 F1 · kind: On October 31, 2022, 2,100 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 527 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 20:30 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053109 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,628 F1 · kind: Represents a grant of 1,900 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 16:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 983 | $0.00 Strike: $364.59 | $0.00 |
DisclosureSEC source: 0001127602-22-000759 · form4.xml · derivative · entry 2 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983 Underlying: Common Stock · 983 shares Expires 2032-01-03 F2 · shares: Options fully vest on January 3, 2023. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 16:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000759 · form4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379 F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 3, 2023. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:37 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 452 | $87.20 | $39,414.40 |
DisclosureSEC source: 0001209191-21-062420 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,728 F1 · kind: On October 29, 2021, 1,800 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 452 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 20:33 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060048 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,180 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 17:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 249 | $349.32 Strike: $349.32 | $86,980.68 |
DisclosureSEC source: 0001127602-21-026756 · form4.xml · derivative · entry 2 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249 Underlying: Common Stock · 249 shares Expires 2031-10-05 F2 · shares: Options fully vest on October 5, 2022. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 17:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 78 | $349.32 | $27,246.96 |
DisclosureSEC source: 0001127602-21-026756 · form4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78 F1 · shares: Grant of shares of common stock subject to restrictions that lapse October 5, 2022 Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 21:00 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054495 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,380 F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:37 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052559 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,680 F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:36 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | PurchaseCommon Stock, $0.01 par value | 3,360 | $59.53 | $200,018.11 |
DisclosureSEC source: 0001209191-18-055314 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,260 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $59.51 - $59.5370. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 15, 2018 Filed Oct 18, 2018 20:27 UTC Amendment | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | PurchaseCommon Stock, $.01 par value | 1,680 | $59.54 | $100,022.16 |
DisclosureSEC source: 0001209191-18-055538 · doc4a.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,580 F1 · shares: This amendment is being filed to correct a clerical error on the reporting persons' original Form 4 filed October 17, 2018 ("Original Form 4"). The number of shares purchased by the reporting person in the Original Form 4 was overstated by 1,680 shares and has been corrected in this amended Form 4. In addition, the average weighted purchase price per share has been corrected, as well as the total number of shares beneficially owned in Column 5 of the Original Form 4 to accurately reflect the correct number of shares held by the reporting person after the transaction. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $59.51 - $59.54. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 21:16 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054426 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 20:59 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | PurchaseCommon Stock, $0.01 par value | 8,100 | $62.12 | $503,163.09 |
DisclosureSEC source: 0001209191-18-043754 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:38 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 25 | $113.00 | $2,825.00 |
DisclosureSEC source: 0000899243-17-015323 · doc4.xml · nonDerivative · entry 5 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cust. for Son Disclosed balance after: 0 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:38 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 25 | $113.00 | $2,825.00 |
DisclosureSEC source: 0000899243-17-015323 · doc4.xml · nonDerivative · entry 4 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Daughter Disclosed balance after: 0 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:38 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 25 | $113.00 | $2,825.00 |
DisclosureSEC source: 0000899243-17-015323 · doc4.xml · nonDerivative · entry 3 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Daughter Disclosed balance after: 0 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:38 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 8,985 | $113.00 | $1,015,305.00 |
DisclosureSEC source: 0000899243-17-015323 · doc4.xml · nonDerivative · entry 2 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 22, 2017 Filed Jun 5, 2017 16:38 UTC | VALSPAR CORP VAL · Entity 175520 | GiftCommon Stock | 3,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015323 · doc4.xml · nonDerivative · entry 1 BALLBACH JOHN M · CIK 0001242950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,985 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.