FAZZOLARI SALVATORE D

SEC source: 0001193125-26-420621 · ownership.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,278

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2024 Omnibus Equity and Incentive Plan.

SEC source: 0001193125-25-264799 · ownership.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,578

SEC source: 0001193125-25-230370 · ownership.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,953

F1 · kind: Represents a grant of 1,400 shares of Common Stock issued pursuant to the RPM International Inc. 2024 Omnibus Equity and Incentive Plan.

F2 · balance_after: The Reporting Person's total has been revised to reflect a previous timely reported transaction.

SEC source: 0000950170-24-120775 · ownership.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,953

F1 · kind: On October 31, 2024, 1,800 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 396 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0000950170-24-112950 · ownership.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,349

F1 · kind: Represents a grant of 1,400 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-23-054155 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,549

F1 · kind: On October 31, 2023, 1,700 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 374 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-23-052321 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,923

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-22-055342 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,123

F1 · kind: On October 31, 2022, 2,100 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 527 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-22-053115 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,650

F1 · kind: Represents a grant of 1,900 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-062431 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

F1 · kind: On October 29, 2021, 1,800 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 452 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-21-060076 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

SEC source: 0001209191-20-056659 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,402

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 540 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-054509 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,942

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

SEC source: 0001209191-19-054905 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,242

F1 · kind: On October 31, 2019, 2,200 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 552 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-19-052543 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,794

F1 · kind: Represents a grant of 2,100 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

SEC source: 0001209191-18-056925 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,694

F1 · kind: On October 31, 2018, 2,600 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 652 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-18-054413 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

SEC source: 0000914190-18-000234 · edgar.xml · derivative · entry 2

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-05-23

F1 · derivative.exercise_price: The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Fully exercisable.

SEC source: 0000914190-18-000088 · edgar.xml · derivative · entry 9

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,512.5

Underlying: Common Stock · 12,512.5 shares

Expires 2024-12-31

F5 · shares: Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued Units, consisting of Series OH-2 Preferred Stock and Warrants, upon the conversion of outstanding debt, with a conversion price of one Unit per $1,000 of converted debt. The conversion was dated effective as of 12-31-17.

F3 · derivative.exercise_date: Fully exercisable.

SEC source: 0000914190-18-000088 · edgar.xml · derivative · entry 8

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Stock · 25,025 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued Units, consisting of Series OH-2 Preferred Stock and Warrants, upon the conversion of outstanding debt, with a conversion price of one Unit per $1,000 of converted debt. The conversion was dated effective as of 12-31-17.

F2 · derivative.exercise_date: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.

F2 · derivative.expiration_date: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.

SEC source: 0000914190-18-000088 · edgar.xml · derivative · entry 7

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F5 · reported_value: Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued Units, consisting of Series OH-2 Preferred Stock and Warrants, upon the conversion of outstanding debt, with a conversion price of one Unit per $1,000 of converted debt. The conversion was dated effective as of 12-31-17.

F4 · derivative.exercise_date: Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.

F4 · derivative.expiration_date: Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.

F4 · underlyingValue: Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.

F4 · valueOwnedAfter: Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.

SEC source: 0000914190-18-000088 · edgar.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,442

F1 · price: Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued shares of Common Stock in lieu of the payment of $32,580.84 of cash dividends accrued on shares of Series OH-2 Convertible Preferred Stock, at a conversion rate of one share of Common Stock per $5.00 of accrued dividends. The conversion was dated effective as of 12-31-17.

SEC source: 0001209191-17-058850 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,546

F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 702 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-17-056444 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,248

F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

SEC source: 0000914190-18-000088 · edgar.xml · derivative · entry 6

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Common Stock · 7,150 shares

Expires 2024-07-17

F3 · derivative.exercise_date: Fully exercisable.

SEC source: 0000914190-18-000088 · edgar.xml · derivative · entry 3

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 14,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.

F2 · derivative.exercise_date: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.

F2 · derivative.expiration_date: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.

F2 · derivative.underlying_shares: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.

F2 · balance_after: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.

SEC source: 0000914190-17-000165 · edgar.xml · derivative · entry 5

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2018-09-09

F5 · derivative.exercise_price: This warrant was previously reported as covering 3,354.59 shares of Series OH-1 at an exercise price of $0.21 per share, but was adjusted to reflect the Conversion.

F4 · derivative.exercise_date: Fully exercisable.

F5 · derivative.underlying_shares: This warrant was previously reported as covering 3,354.59 shares of Series OH-1 at an exercise price of $0.21 per share, but was adjusted to reflect the Conversion.

SEC source: 0000914190-17-000165 · edgar.xml · nonDerivative · entry 2

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,925

SEC source: 0000914190-17-000165 · edgar.xml · derivative · entry 3

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 12-1-16, OrangeHook, Inc., a Florida corporation formerly named Nuvel Holdings, Inc. (the "Company"), acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger (the "Transaction"). On 12-27-2016, the Company amended its articles of incorporation to, among other administrative revisions, effect a one-for-1,200,000 reverse stock split of the Company's common stock (the "Reverse Stock Split"). The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance.

F2 · derivative.exercise_price: Upon completion of the Reverse Stock Split, all shares and other securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock (the "Conversion").

F1 · derivative.exercise_date: On 12-1-16, OrangeHook, Inc., a Florida corporation formerly named Nuvel Holdings, Inc. (the "Company"), acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger (the "Transaction"). On 12-27-2016, the Company amended its articles of incorporation to, among other administrative revisions, effect a one-for-1,200,000 reverse stock split of the Company's common stock (the "Reverse Stock Split"). The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance.

F2 · derivative.exercise_date: Upon completion of the Reverse Stock Split, all shares and other securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock (the "Conversion").

F1 · derivative.expiration_date: On 12-1-16, OrangeHook, Inc., a Florida corporation formerly named Nuvel Holdings, Inc. (the "Company"), acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger (the "Transaction"). On 12-27-2016, the Company amended its articles of incorporation to, among other administrative revisions, effect a one-for-1,200,000 reverse stock split of the Company's common stock (the "Reverse Stock Split"). The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance.

F2 · derivative.expiration_date: Upon completion of the Reverse Stock Split, all shares and other securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock (the "Conversion").

F1 · derivative.underlying_shares: On 12-1-16, OrangeHook, Inc., a Florida corporation formerly named Nuvel Holdings, Inc. (the "Company"), acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger (the "Transaction"). On 12-27-2016, the Company amended its articles of incorporation to, among other administrative revisions, effect a one-for-1,200,000 reverse stock split of the Company's common stock (the "Reverse Stock Split"). The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance.

F2 · derivative.underlying_shares: Upon completion of the Reverse Stock Split, all shares and other securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock (the "Conversion").

SEC source: 0000914190-17-000165 · edgar.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On 12-1-16, OrangeHook, Inc., a Florida corporation formerly named Nuvel Holdings, Inc. (the "Company"), acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger (the "Transaction"). On 12-27-2016, the Company amended its articles of incorporation to, among other administrative revisions, effect a one-for-1,200,000 reverse stock split of the Company's common stock (the "Reverse Stock Split"). The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance.

F2 · balance_after: Upon completion of the Reverse Stock Split, all shares and other securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock (the "Conversion").

SEC source: 0000914190-16-000982 · edgar.xml · derivative · entry 6

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Series OH-1 Convertible Preferred Stock · Not disclosed shares

Expires not disclosed

F7 · derivative.exercise_price: Convertible into shares of Series OH-1 Convertible Preferred Stock at a price of $149.20 per share prior to the Reverse Stock Split and into shares of common stock at a price of $7.00 per share after the Reverse Stock Split.

F8 · reported_value: Note amount does not reflect accured interest, is convertible at any time at the election of the holder and is due on demand.

F8 · derivative.exercise_date: Note amount does not reflect accured interest, is convertible at any time at the election of the holder and is due on demand.

F8 · derivative.expiration_date: Note amount does not reflect accured interest, is convertible at any time at the election of the holder and is due on demand.

SEC source: 0000914190-16-000982 · edgar.xml · derivative · entry 5

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335.46

Underlying: Series OH-1 Convertible Preferred Stock · 335.46 shares

Expires 2021-12-02

F1 · derivative.exercise_price: On 12-1-16, Nuvel Holdings, Inc. acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger dated 7-1-16, as amended by Amendment No. 1 to Agreement and Plan of Merger dated 10-14-16 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, outstanding shares of OrangeHook common stock, par value $.01 per share, and other outstanding securities convertible into OrangeHook common stock, were exchanged for a pro rata portion of 500,000 shares of a new series of preferred stock of Nuvel, par value $0.001 per share, titled "Series OH-1 Convertible Preferred Stock." The approximate exchange ratio was 4.6917384726 shares of Series OH-1 Convertible Preferred Stock for 100 shares of OrangeHook common stock.

F2 · derivative.exercise_price: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_price: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · shares: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · shares: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · derivative.exercise_date: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_date: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F6 · derivative.exercise_date: Fully exercisable.

SEC source: 0000914190-16-000982 · edgar.xml · derivative · entry 4

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172.93

Underlying: Series OH-1 Convertible Preferred Stock · 1,172.93 shares

Expires 2021-09-08

F1 · derivative.exercise_price: On 12-1-16, Nuvel Holdings, Inc. acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger dated 7-1-16, as amended by Amendment No. 1 to Agreement and Plan of Merger dated 10-14-16 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, outstanding shares of OrangeHook common stock, par value $.01 per share, and other outstanding securities convertible into OrangeHook common stock, were exchanged for a pro rata portion of 500,000 shares of a new series of preferred stock of Nuvel, par value $0.001 per share, titled "Series OH-1 Convertible Preferred Stock." The approximate exchange ratio was 4.6917384726 shares of Series OH-1 Convertible Preferred Stock for 100 shares of OrangeHook common stock.

F2 · derivative.exercise_price: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_price: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · shares: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · shares: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · derivative.exercise_date: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_date: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F6 · derivative.exercise_date: Fully exercisable.

SEC source: 0000914190-16-000982 · edgar.xml · derivative · entry 3

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354.59

Underlying: Series OH-1 Convertible Preferred Stock · 3,354.59 shares

Expires 2018-09-09

F1 · derivative.exercise_price: On 12-1-16, Nuvel Holdings, Inc. acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger dated 7-1-16, as amended by Amendment No. 1 to Agreement and Plan of Merger dated 10-14-16 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, outstanding shares of OrangeHook common stock, par value $.01 per share, and other outstanding securities convertible into OrangeHook common stock, were exchanged for a pro rata portion of 500,000 shares of a new series of preferred stock of Nuvel, par value $0.001 per share, titled "Series OH-1 Convertible Preferred Stock." The approximate exchange ratio was 4.6917384726 shares of Series OH-1 Convertible Preferred Stock for 100 shares of OrangeHook common stock.

F2 · derivative.exercise_price: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_price: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · shares: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · shares: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · derivative.exercise_date: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_date: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F6 · derivative.exercise_date: Fully exercisable.

SEC source: 0000914190-16-000982 · edgar.xml · derivative · entry 2

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 14,300 shares

Expires not disclosed

F4 · derivative.exercise_price: In accordance with the terms of the Merger Agreement, each share of OrangeHook preferred stock was exchanged for one share of a new series of preferred stock of Nuvel, par value $0.001 per share, titled "Series OH-2 Convertible Preferred Stock." Each share of Series OH-2 Convertible Preferred Stock is convertible at any time into 143 shares of common stock at the election of the holder.

F2 · shares: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · shares: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F5 · derivative.exercise_date: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Nuvel common stock and does not have an expiration date.

F5 · derivative.expiration_date: Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Nuvel common stock and does not have an expiration date.

SEC source: 0000914190-16-000982 · edgar.xml · derivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,758.6

Underlying: Common Stock · 101,425 shares

Expires not disclosed

F1 · derivative.exercise_price: On 12-1-16, Nuvel Holdings, Inc. acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger dated 7-1-16, as amended by Amendment No. 1 to Agreement and Plan of Merger dated 10-14-16 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, outstanding shares of OrangeHook common stock, par value $.01 per share, and other outstanding securities convertible into OrangeHook common stock, were exchanged for a pro rata portion of 500,000 shares of a new series of preferred stock of Nuvel, par value $0.001 per share, titled "Series OH-1 Convertible Preferred Stock." The approximate exchange ratio was 4.6917384726 shares of Series OH-1 Convertible Preferred Stock for 100 shares of OrangeHook common stock.

F2 · derivative.exercise_price: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_price: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · shares: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · shares: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · derivative.exercise_date: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.exercise_date: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

F2 · derivative.expiration_date: The company expects to seek shareholder approval to effect a recapitalization in which it would complete a One-for-One Million Two Hundred Thousand (1-for-1,200,000) reverse split of the common stock of Nuvel (the "Reverse Stock Split"). Assuming the requisite shareholder approval is obtained, upon consummation of the Reverse Stock Split and without any action by the holders of Series OH-1 Convertible Preferred Stock, all outstanding shares of Series OH-1 Convertible Preferred Stock and other securities convertible into Series OH-1 Convertible Preferred Stock would convert into shares of fully paid and non-assessable Nuvel common stock (or other securities convertible into Nuvel common stock) at a conversion ratio equal to the quotient derived by dividing the number of outstanding shares of OrangeHook common stock and other outstanding securities convertible into OrangeHook common stock, in each case immediately prior to the merger, by 500,000 (continued)

F3 · derivative.expiration_date: (continuation) (or approximately 21.314061 shares of Nuvel common stock for each share of Series OH-1 Convertible Preferred Stock). The Reverse Stock Split would not impact the number of outstanding shares of Series OH-2 Convertible Preferred Stock or the conversion ratio applicable thereto.

SEC source: 0001209191-16-147635 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,098

F1 · kind: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 702 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes 7,300 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

SEC source: 0001209191-16-145275 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

F1 · kind: Represents a grant of 2,200 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

F2 · balance_after: Includes 9,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.