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RPM

RPM INTERNATIONAL INC/DE/

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3418
SEC CIK
0000110621
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446

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202601
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2020 Filed Oct 14, 2020 21:14 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $33.80 $0.00
Disclosure

SEC source: 0001209191-20-054799 · doc4.xml · derivative · entry 9

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,000

Underlying: Common Stock · 200,000 shares

Expires 2023-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 18, 2014, 2015, 2016 and 2017.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2020 and expire 10 years from the date of grant.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:14 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 54,681 $88.13 $4,819,036.53
Disclosure

SEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,506

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:14 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Disposition to issuerCommon Stock, $0.01 par value 76,705 $88.13 $6,760,011.65
Disclosure

SEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,187

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:14 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 200,000 $33.80 $6,760,000.00
Disclosure

SEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:16 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054522 · doc4.xml · nonDerivative · entry 1

SUMMERS WILLIAM B JR · CIK 0001216772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,667

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:15 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054520 · doc4.xml · nonDerivative · entry 1

Nance Frederick R. · CIK 0001388816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,797

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:13 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054516 · doc4.xml · nonDerivative · entry 1

Livingston Robert · CIK 0001302675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,750

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:11 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054514 · doc4.xml · nonDerivative · entry 1

Lagacy Julie A. · CIK 0001712567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:09 UTC
GROSS THOMASDirector
GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054511 · doc4.xml · nonDerivative · entry 1

GROSS THOMAS · CIK 0001205244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,368

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:08 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054509 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,942

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:06 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054506 · doc4.xml · nonDerivative · entry 1

Deckard Jenniffer D. · CIK 0001621011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,324

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:02 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054500 · doc4.xml · nonDerivative · entry 1

CARBONARI BRUCE A · CIK 0001224021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,494

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:04 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054502 · doc4.xml · nonDerivative · entry 1

Daberko David A. · CIK 0001181653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:00 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054495 · doc4.xml · nonDerivative · entry 1

BALLBACH JOHN M · CIK 0001242950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:59 UTC GrantCommon Stock, $0.01 par value 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054491 · doc4.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:29 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 1,345 $84.55 $113,719.75
Disclosure

SEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 4

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006

Disclosed balance after: 0

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:29 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 24,874 $84.55 $2,103,096.70
Disclosure

SEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,892

F1 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:29 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 655 $84.98 $55,661.90
Disclosure

SEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006

Disclosed balance after: 1,345

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:29 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 12,126 $84.98 $1,030,467.48
Disclosure

SEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,766

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:42 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $25.87 $0.00
Disclosure

SEC source: 0001209191-20-044708 · doc4.xml · derivative · entry 9

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,000

Underlying: Common Stock · 200,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 16, 2013, 2014, 2015 and 2016.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2020 and expire 10 years from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:42 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 60,575 $81.59 $4,942,314.25
Disclosure

SEC source: 0001209191-20-044708 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,892

F1 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:42 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Disposition to issuerCommon Stock, $0.01 par value 63,415 $81.59 $5,174,029.85
Disclosure

SEC source: 0001209191-20-044708 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,467

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:42 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 200,000 $25.87 $5,174,000.00
Disclosure

SEC source: 0001209191-20-044708 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
SaleCommon Stock, $0.01 par value 6,618 $81.11 $536,808.48
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · nonDerivative · entry 7

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,686

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $80.57 - $81.31. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 6,826 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 10,740 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 5,000 $0.00 Strike: $62.17 $0.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · derivative · entry 11

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 5,000 shares

Expires 2029-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2017 and 2020 and expire 10 years from the date of grant.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 15,000 $0.00 Strike: $60.01 $0.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · derivative · entry 10

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 15,000 shares

Expires 2028-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 16, 2019 and 2020.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $55.19 $0.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · derivative · entry 9

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 7,500 shares

Expires 2027-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $50.99 $0.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · derivative · entry 8

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 7,500 shares

Expires 2026-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 4,049 $82.50 $334,042.50
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · nonDerivative · entry 6

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,304

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Disposition to issuerCommon Stock, $0.01 par value 24,333 $82.50 $2,007,472.50
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · nonDerivative · entry 5

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,353

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 5,000 $62.17 $310,850.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · nonDerivative · entry 4

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 15,000 $60.01 $900,150.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · nonDerivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 7,500 $55.19 $413,925.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:29 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 7,500 $50.99 $382,425.00
Disclosure

SEC source: 0001209191-20-044274 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:26 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
Exercise / conversionStock Appreciation Rights · Derivative 30,000 $0.00 Strike: $44.60 $0.00
Disclosure

SEC source: 0001209191-20-044267 · doc4.xml · derivative · entry 5

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 30,000 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 21, 2015, 2016, 2017 and 2018.

F4 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2020 and expire 10 years from the date of grant.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:26 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
Tax withholdingCommon Stock, $0.01 par value 4,483 $82.50 $369,847.50
Disclosure

SEC source: 0001209191-20-044267 · doc4.xml · nonDerivative · entry 3

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,711

F1 · balance_after: Includes an aggregate of 26,009 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:26 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
Disposition to issuerCommon Stock, $0.01 par value 16,219 $82.50 $1,338,067.50
Disclosure

SEC source: 0001209191-20-044267 · doc4.xml · nonDerivative · entry 2

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,194

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:26 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
Exercise / conversionCommon Stock, $0.01 par value 30,000 $44.60 $1,338,000.00
Disclosure

SEC source: 0001209191-20-044267 · doc4.xml · nonDerivative · entry 1

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:56 UTC
Sullivan Michael HobartVP, Operations and CRO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043654 · doc4.xml · derivative · entry 3

Sullivan Michael Hobart · CIK 0001790476 · VP, Operations and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-07-22

F3 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 22, 2021.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:56 UTC
Sullivan Michael HobartVP, Operations and CRO
GrantCommon Stock, $0.01 par value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043654 · doc4.xml · nonDerivative · entry 2

Sullivan Michael Hobart · CIK 0001790476 · VP, Operations and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457

F2 · kind: The reporting person was granted 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:56 UTC
Sullivan Michael HobartVP, Operations and CRO
GrantCommon Stock, $0.01 par value 957 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043654 · doc4.xml · nonDerivative · entry 1

Sullivan Michael Hobart · CIK 0001790476 · VP, Operations and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

F1 · kind: The reporting person was granted 957 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 22, 2020 Filed Jul 24, 2020 21:54 UTC
SMILEY KEITH RVP-Finance & Controller
GrantCommon Stock, $0.01 par value 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043652 · doc4.xml · nonDerivative · entry 2

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,629

F2 · kind: The reporting person was granted 3,750 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes an aggregate of 4,924 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 15,577 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 9,750 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 22, 2020 Filed Jul 24, 2020 21:54 UTC
SMILEY KEITH RVP-Finance & Controller
GrantCommon Stock, $0.01 par value 435 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043652 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,866

F1 · kind: The reporting person was granted 435 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 22, 2020 Filed Jul 24, 2020 21:50 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043648 · doc4.xml · derivative · entry 8

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810,000

Underlying: Common Stock · 200,000 shares

Expires 2030-07-22

F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 22, 2021.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2020 and expire 10 years from the date of grant.

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July 22, 2020 Filed Jul 24, 2020 21:50 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantCommon Stock, $0.01 par value 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043648 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,882

F2 · kind: The reporting person was granted 18,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 22, 2020 Filed Jul 24, 2020 21:50 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantCommon Stock, $0.01 par value 112 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043648 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,882

F1 · kind: The reporting person was granted 112 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 22, 2020 Filed Jul 24, 2020 21:52 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
GrantCommon Stock, $0.01 par value 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043650 · doc4.xml · nonDerivative · entry 2

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,505

F2 · kind: The reporting person was granted 3,750 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 23,123 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 9,750 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 22, 2020 Filed Jul 24, 2020 21:52 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
GrantCommon Stock, $0.01 par value 1,159 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043650 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,755

F1 · kind: The reporting person was granted 1,159 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 22, 2020 Filed Jul 24, 2020 21:49 UTC
Moore Edward W.SVP, GC & CCO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043646 · doc4.xml · derivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 20,000 shares

Expires 2030-07-22

F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 22, 2021.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2020 and expire 10 years from the date of grant.

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July 22, 2020 Filed Jul 24, 2020 21:49 UTC
Moore Edward W.SVP, GC & CCO
GrantCommon Stock, $0.01 par value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043646 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,686

F2 · kind: The reporting person was granted 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes an aggregate of 6,826 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 10,740 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.