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ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2021 Filed Aug 11, 2021 00:51 UTC
Chand SujeetSr VP, Technology
OtherCommon Stock 5,567.4 $314.33 $1,750,000.84
Disclosure

SEC source: 0001024478-21-000041 · wf-form4_162864306363193.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 1,089.66

F1 · balance_after: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 8/6/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 14:14 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $136.40 Strike: $136.40 $341,000.00
Disclosure

SEC source: 0001024478-21-000039 · wf-form4_162825923238113.xml · derivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 14:14 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 2,500 $311.28 $778,208.00
Disclosure

SEC source: 0001024478-21-000039 · wf-form4_162825923238113.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $311.24 to $311.41. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 14:14 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 2,500 $136.40 $341,000.00
Disclosure

SEC source: 0001024478-21-000039 · wf-form4_162825923238113.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 00:24 UTC SaleCommon Stock 319 $304.81 $97,232.95
Disclosure

SEC source: 0001024478-21-000037 · wf-form4_162795024143790.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,598

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $304.7700 to $304.9450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 00:24 UTC SaleCommon Stock 2,445 $304.12 $743,584.65
Disclosure

SEC source: 0001024478-21-000037 · wf-form4_162795024143790.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,917

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $303.6100 to $304.3400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,200 $0.00 Strike: $195.16 $0.00
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · derivative · entry 6

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2027-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,729 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 3,729 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 8,929 $295.03 $2,634,282.69
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.00 to $295.22. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 6,500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 5,200 $195.16 $1,014,832.00
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 3,729 $192.86 $719,174.94
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:53 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,171 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001024478-21-000027 · wf-form4_162673156957081.xml · derivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,229

Underlying: Common Stock · 2,171 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:53 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 2,171 $295.44 $641,406.32
Disclosure

SEC source: 0001024478-21-000027 · wf-form4_162673156957081.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.00 to $295.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 6,500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:53 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 2,171 $192.86 $418,699.06
Disclosure

SEC source: 0001024478-21-000027 · wf-form4_162673156957081.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

Read SEC document
July 07, 2021 Filed Jul 7, 2021 21:16 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,300 $0.00 Strike: $136.40 $0.00
Disclosure

SEC source: 0001024478-21-000025 · wf-form4_162569258392960.xml · derivative · entry 5

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 07, 2021 Filed Jul 7, 2021 21:16 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 2,300 $290.00 $667,000.00
Disclosure

SEC source: 0001024478-21-000025 · wf-form4_162569258392960.xml · nonDerivative · entry 4

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024.5

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F3 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 07, 2021 Filed Jul 7, 2021 21:16 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 2,300 $136.40 $313,720.00
Disclosure

SEC source: 0001024478-21-000025 · wf-form4_162569258392960.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,324.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:23 UTC SaleCommon Stock 116 $284.34 $32,983.15
Disclosure

SEC source: 0001024478-21-000023 · wf-form4_162568938349120.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847

F3 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/19/2021 to cover taxes due on restricted stock that vested on 7/2/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $284.2701 to $284.4500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 1,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:32 UTC GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000021 · wf-form4_162524353683945.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,672

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:56 UTC GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000812 · form.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 22:14 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 1,800 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-21-000806 · form.xml · derivative · entry 5

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 22:14 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 1,800 $283.08 $509,540.58
Disclosure

SEC source: 0001246360-21-000806 · form.xml · nonDerivative · entry 4

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024.5

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.0000 to $283.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 22:14 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 1,800 $104.08 $187,344.00
Disclosure

SEC source: 0001246360-21-000806 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,824.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:56 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 319 $276.29 $88,137.59
Disclosure

SEC source: 0001246360-21-000803 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024.5

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock that vested on 6/7/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $276.2900 to $276.3801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
June 04, 2021 Filed Jun 4, 2021 21:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 95 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-21-000798 · form.xml · derivative · entry 8

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 4, 2021 21:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 95 $275.72 $26,193.40
Disclosure

SEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 6

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,343.5

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F4 · ownership.direct: Includes 3,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
June 04, 2021 Filed Jun 4, 2021 21:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 95 $115.69 $10,990.55
Disclosure

SEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 5

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 239 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-21-000798 · form.xml · derivative · entry 7

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95

Underlying: Common Stock · 239 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 239 $275.00 $65,726.00
Disclosure

SEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 4

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,343.5

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $275.00 to $275.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 239 $115.69 $27,649.91
Disclosure

SEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:14 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,400 $0.00 Strike: $136.40 $0.00
Disclosure

SEC source: 0001246360-21-000776 · form.xml · derivative · entry 5

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,400 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:14 UTC SaleCommon Stock 1,600 $267.82 $428,505.12
Disclosure

SEC source: 0001246360-21-000776 · form.xml · nonDerivative · entry 4

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

F3 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/19/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $267.70 to $267.93. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · ownership.direct: Includes 2,080 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:14 UTC SaleCommon Stock 1,800 $267.27 $481,078.08
Disclosure

SEC source: 0001246360-21-000776 · form.xml · nonDerivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563

F3 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/19/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $266.70 to $267.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:14 UTC Exercise / conversionCommon Stock 3,400 $136.40 $463,760.00
Disclosure

SEC source: 0001246360-21-000776 · form.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:14 UTC
Perducat CyrilSVP, Technology
GrantRestricted Stock Units · Derivative 6,720 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000775 · form.xml · derivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

Underlying: Common Stock · 6,720 shares

Expires 2024-06-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Awarded under the Company's 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The restricted stock units vests in three substantially equal annual installments beginning on the date exercisable.

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May 21, 2021 Filed May 24, 2021 20:49 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-21-000768 · form.xml · derivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 24, 2021 20:49 UTC
MILLER JOHN MVP and Chief IP Counsel
Tax withholdingCommon Stock 373 $258.35 $96,364.55
Disclosure

SEC source: 0001246360-21-000768 · form.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,702

F2 · ownership.direct: Includes 270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 21, 2021 Filed May 24, 2021 20:49 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000768 · form.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 24, 2021 20:49 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 276 $257.76 $71,141.32
Disclosure

SEC source: 0001246360-21-000768 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775

Read SEC document
May 07, 2021 Filed May 7, 2021 23:21 UTC
House Rebecca WSVP, Chief People & Legal &Sec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,600 $0.00 Strike: $138.54 $0.00
Disclosure

SEC source: 0001246360-21-000714 · form.xml · derivative · entry 7

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,600 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 7, 2021 23:21 UTC
House Rebecca WSVP, Chief People & Legal &Sec
SaleCommon Stock 4,600 $270.01 $1,242,054.74
Disclosure

SEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 5

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,153

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $270.00 to $270.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 3,020 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 07, 2021 Filed May 7, 2021 23:21 UTC
House Rebecca WSVP, Chief People & Legal &Sec
Exercise / conversionCommon Stock 4,600 $138.54 $637,284.00
Disclosure

SEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:21 UTC
House Rebecca WSVP, Chief People & Legal &Sec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,732 $0.00 Strike: $138.54 $0.00
Disclosure

SEC source: 0001246360-21-000714 · form.xml · derivative · entry 6

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock · 3,732 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:21 UTC
House Rebecca WSVP, Chief People & Legal &Sec
SaleCommon Stock 3,732 $265.02 $989,072.93
Disclosure

SEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,153

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $265.00 to $265.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:21 UTC
House Rebecca WSVP, Chief People & Legal &Sec
Exercise / conversionCommon Stock 3,732 $138.54 $517,031.28
Disclosure

SEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 21:14 UTC
Gangestad Nicholas CSr. VP and CFO
PurchaseCommon Stock 500 $262.11 $131,055.25
Disclosure

SEC source: 0001246360-21-000695 · form.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 03, 2021 Filed May 5, 2021 13:49 UTC
House Rebecca WSVP, Chief People & Legal &Sec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,268 $0.00 Strike: $138.54 $0.00
Disclosure

SEC source: 0001246360-21-000696 · form.xml · derivative · entry 6

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,332

Underlying: Common Stock · 6,268 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:49 UTC
House Rebecca WSVP, Chief People & Legal &Sec
SaleCommon Stock 1,000 $266.80 $266,800.00
Disclosure

SEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 5

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,153

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F5 · ownership.direct: Includes 3,020 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:49 UTC
House Rebecca WSVP, Chief People & Legal &Sec
SaleCommon Stock 1,568 $265.62 $416,487.46
Disclosure

SEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,153

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $265.3550 to $266.7500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:49 UTC
House Rebecca WSVP, Chief People & Legal &Sec
SaleCommon Stock 3,700 $264.61 $979,072.54
Disclosure

SEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,721

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $264.33 to $264.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.