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ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2022 Filed Dec 9, 2022 00:11 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000119 · wf-form4_167054468135117.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742

Underlying: Common Stock · 370 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:11 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000119 · wf-form4_167054468135117.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:09 UTC
Perducat CyrilSVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 313 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000117 · wf-form4_167054443706187.xml · derivative · entry 3

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628

Underlying: Common Stock · 313 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:09 UTC
Perducat CyrilSVP, Chief Technology Officer
Exercise / conversionCommon Stock 313 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000117 · wf-form4_167054443706187.xml · nonDerivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:09 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 228 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000116 · wf-form4_167054455102307.xml · derivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457

Underlying: Common Stock · 228 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:09 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 228 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000116 · wf-form4_167054455102307.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000113 · wf-form4_167054424840644.xml · derivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172

Underlying: Common Stock · 85 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000113 · wf-form4_167054424840644.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2022 Filed Dec 27, 2022 23:33 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000191 · wf-form4a_167218401143072.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742

Underlying: Common Stock · 370 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Dec 27, 2022 23:33 UTC Amendment Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000191 · wf-form4a_167218401143072.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2022 Filed Nov 21, 2023 21:49 UTC Amendment
Kulaszewicz Frank CSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000132 · wk-form4a_1700603367.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742

Underlying: Common Stock · 370 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Nov 21, 2023 21:49 UTC Amendment
Kulaszewicz Frank CSenior Vice President
Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000132 · wk-form4a_1700603367.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 8, 2022 00:08 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionPerformance Shares · Derivative 1,647 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000111 · wf-form4_167045806743053.xml · derivative · entry 6

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,647 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 8, 2022 00:08 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 1,647 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000111 · wf-form4_167045806743053.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 8, 2022 00:06 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 15,311 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000109 · wf-form4_167045793900234.xml · derivative · entry 7

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,311 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 8, 2022 00:06 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 15,311 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000109 · wf-form4_167045793900234.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:57 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionPerformance Shares · Derivative 443 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000107 · wf-form4_167045740229891.xml · derivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 443 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:57 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000107 · wf-form4_167045740229891.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:54 UTC Exercise / conversionPerformance Shares · Derivative 3,558 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,558 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:54 UTC Exercise / conversionCommon Stock 3,558 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:52 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionPerformance Shares · Derivative 2,744 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · derivative · entry 7

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,744 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:52 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionCommon Stock 2,744 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · nonDerivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:50 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionPerformance Shares · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000101 · wf-form4_167045699879506.xml · derivative · entry 6

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 531 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:50 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 531 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000101 · wf-form4_167045699879506.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:47 UTC Exercise / conversionPerformance Shares · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000099 · wf-form4_167045681936432.xml · derivative · entry 7

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,009 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:47 UTC Exercise / conversionCommon Stock 3,009 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000099 · wf-form4_167045681936432.xml · nonDerivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:45 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionPerformance Shares · Derivative 832 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000097 · wf-form4_167045668744492.xml · derivative · entry 6

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 832 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:45 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionCommon Stock 832 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000097 · wf-form4_167045668744492.xml · nonDerivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 22:32 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
SaleCommon Stock 1 $242.97 $242.97
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · nonDerivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock that vested on 11/1/2022.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 22:32 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
SaleCommon Stock 605 $242.23 $146,551.87
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock that vested on 11/1/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $241.95 to $242.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:32 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · derivative · entry 4

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Underlying: Common Stock · 1,875 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:32 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:12 UTC GrantPerformance Shares · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000086 · wf-form4_166492152752889.xml · derivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

Underlying: Common Stock · 3,009 shares

Expires 2022-12-05

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:10 UTC
Riesterer Terry L.Vice President and Controller
GrantPerformance Shares · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000085 · wf-form4_166492143393423.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock · 531 shares

Expires 2022-12-05

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:06 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantPerformance Shares · Derivative 1,647 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000084 · wf-form4_166492119669048.xml · derivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647

Underlying: Common Stock · 1,647 shares

Expires 2022-12-05

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F6 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F7 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 03, 2022 Filed Oct 4, 2022 22:06 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 428 $226.38 $96,890.81
Disclosure

SEC source: 0001024478-22-000084 · wf-form4_166492119669048.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,809

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $226.17 to $226.39. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 3,247 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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October 03, 2022 Filed Oct 4, 2022 22:04 UTC
Myers Tessa M.SVP, Intelligent Devices
GrantPerformance Shares · Derivative 832 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000083 · wf-form4_166492106986592.xml · derivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

Underlying: Common Stock · 832 shares

Expires 2022-12-05

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 03, 2022 Filed Oct 4, 2022 22:00 UTC
Moret Blake D.Director · President and CEO
GrantPerformance Shares · Derivative 15,311 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000082 · wf-form4_166492081303762.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

Underlying: Common Stock · 15,311 shares

Expires 2022-12-05

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 03, 2022 Filed Oct 4, 2022 21:50 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantPerformance Shares · Derivative 443 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000081 · wf-form4_166492020664888.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443

Underlying: Common Stock · 443 shares

Expires 2022-12-05

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 03, 2022 Filed Oct 4, 2022 21:39 UTC
House Rebecca WSVP, CLO and Secretary
GrantPerformance Shares · Derivative 2,744 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000079 · wf-form4_166491954119571.xml · derivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744

Underlying: Common Stock · 2,744 shares

Expires 2022-12-05

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:43 UTC GrantPerformance Shares · Derivative 3,558 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000080 · wf-form4_166491977502468.xml · derivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558

Underlying: Common Stock · 3,558 shares

Expires 2022-12-05

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:30 UTC GrantRestricted Stock Units · Derivative 120 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000077 · wf-form4_166491899576875.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,615

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

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October 03, 2022 Filed Oct 4, 2022 21:28 UTC GrantRestricted Stock Units · Derivative 120 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000076 · wf-form4_166491888675085.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 22:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001024478-22-000065 · wf-form4_165939162818882.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2022 Filed Aug 1, 2022 22:07 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 1,200 $253.10 $303,716.88
Disclosure

SEC source: 0001024478-22-000065 · wf-form4_165939162818882.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,508

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $253.02 to $253.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 130 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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July 29, 2022 Filed Aug 1, 2022 22:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 1,200 $80.11 $96,132.00
Disclosure

SEC source: 0001024478-22-000065 · wf-form4_165939162818882.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 01:38 UTC GrantRestricted Stock Units · Derivative 135 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000059 · wf-form4_165707148652194.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 01:36 UTC GrantRestricted Stock Units · Derivative 135 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000057 · wf-form4_165707134789376.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 23:13 UTC
Myers Tessa M.SVP, Intelligent Devices
GrantRestricted Stock Units · Derivative 2,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000051 · wf-form4_165464361389078.xml · derivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328

Underlying: Common Stock · 2,328 shares

Expires 2025-06-06

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 23:10 UTC
Woods IsaacVice President and Treasurer
GrantRestricted Stock Units · Derivative 2,793 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000050 · wf-form4_165464341069523.xml · derivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

Underlying: Common Stock · 2,793 shares

Expires 2025-06-06

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.