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ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2023 Filed Feb 3, 2023 00:24 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionCommon Stock 2,534 $196.43 $497,753.62
Disclosure

SEC source: 0001024478-23-000018 · wf-form4_167538382914456.xml · nonDerivative · entry 2

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:24 UTC
Myers Tessa M.SVP, Intelligent Devices
SaleCommon Stock 600 $290.55 $174,330.00
Disclosure

SEC source: 0001024478-23-000018 · wf-form4_167538382914456.xml · nonDerivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:16 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
SaleCommon Stock 943 $286.05 $269,742.98
Disclosure

SEC source: 0001024478-23-000017 · wf-form4_167538335741866.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,876

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022 to cover taxes due on restricted stock that vested on 2/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.8450 to $286.6601. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:13 UTC
Shepherd Brian ASr. VP Software and Control
SaleCommon Stock 626 $285.93 $178,994.50
Disclosure

SEC source: 0001024478-23-000016 · wf-form4_167538319124832.xml · nonDerivative · entry 2

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022 to cover taxes due on restricted stock that vested on 2/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.81 to $286.5801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:16 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 2,692 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000017 · wf-form4_167538335741866.xml · derivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Common Stock · 2,692 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:16 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
Exercise / conversionCommon Stock 2,692 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000017 · wf-form4_167538335741866.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:13 UTC
Shepherd Brian ASr. VP Software and Control
Exercise / conversionRestricted Stock Units · Derivative 2,020 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000016 · wf-form4_167538319124832.xml · derivative · entry 3

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020

Underlying: Common Stock · 2,020 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:13 UTC
Shepherd Brian ASr. VP Software and Control
Exercise / conversionCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000016 · wf-form4_167538319124832.xml · nonDerivative · entry 1

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:09 UTC
Perducat CyrilSVP, Chief Technology Officer
SaleCommon Stock 900 $284.11 $255,697.92
Disclosure

SEC source: 0001024478-23-000015 · wf-form4_167538296913339.xml · nonDerivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896

Read SEC document
January 03, 2023 Filed Jan 4, 2023 11:56 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000005 · wf-form4_167283340329005.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 11:57 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000006 · wf-form4_167283344392684.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 11:56 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000004 · wf-form4_167283335816767.xml · derivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 22:13 UTC SaleCommon Stock 291 $264.40 $76,940.40
Disclosure

SEC source: 0001024478-22-000189 · wf-form4_167114238796420.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:23 UTC
Woods IsaacVice President and Treasurer
SaleCommon Stock 19 $258.88 $4,918.80
Disclosure

SEC source: 0001024478-22-000187 · wf-form4_167097380198371.xml · nonDerivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.66 to $259.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:21 UTC SaleCommon Stock 10 $259.16 $2,591.60
Disclosure

SEC source: 0001024478-22-000185 · wf-form4_167097367778417.xml · nonDerivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,944

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:21 UTC SaleCommon Stock 191 $258.62 $49,395.89
Disclosure

SEC source: 0001024478-22-000185 · wf-form4_167097367778417.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,954

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.1550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:18 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 32 $258.67 $8,277.51
Disclosure

SEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.52 to $259.13. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:14 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 10 $259.28 $2,592.80
Disclosure

SEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F3 · balance_after: Includes 1,407 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:14 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 125 $258.56 $32,320.61
Disclosure

SEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,458

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:12 UTC
Myers Tessa M.SVP, Intelligent Devices
SaleCommon Stock 53 $258.62 $13,707.05
Disclosure

SEC source: 0001024478-22-000175 · wf-form4_167097314821948.xml · nonDerivative · entry 2

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:10 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 373 $258.97 $96,596.11
Disclosure

SEC source: 0001024478-22-000173 · wf-form4_167097301402963.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,580

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.7901 to $259.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:10 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 810 $258.35 $209,266.17
Disclosure

SEC source: 0001024478-22-000173 · wf-form4_167097301402963.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,953

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.76 to $258.75. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:07 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 20 $258.87 $5,177.44
Disclosure

SEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,837

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.66 to $259.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:04 UTC SaleCommon Stock 47 $259.09 $12,177.32
Disclosure

SEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,176

F2 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.95 to $259.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:04 UTC SaleCommon Stock 190 $258.45 $49,104.82
Disclosure

SEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223

F2 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.94 to $258.75. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:04 UTC SaleCommon Stock 206 $257.78 $53,102.68
Disclosure

SEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:02 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 230 $258.65 $59,488.56
Disclosure

SEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,167

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.56 to $259.0350. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,370 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:23 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000187 · wf-form4_167097380198371.xml · derivative · entry 4

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

Underlying: Common Stock · 58 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:23 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000187 · wf-form4_167097380198371.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:21 UTC Exercise / conversionRestricted Stock Units · Derivative 447 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000185 · wf-form4_167097367778417.xml · derivative · entry 5

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447

Underlying: Common Stock · 447 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:21 UTC Exercise / conversionCommon Stock 447 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000185 · wf-form4_167097367778417.xml · nonDerivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:18 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · derivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99

Underlying: Common Stock · 98 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:18 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:14 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 285 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 285 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:14 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:12 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000175 · wf-form4_167097314821948.xml · derivative · entry 4

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 163 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 10, 2022 Filed Dec 13, 2022 23:12 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000175 · wf-form4_167097314821948.xml · nonDerivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:10 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,635 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000173 · wf-form4_167097301402963.xml · derivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635

Underlying: Common Stock · 2,635 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:10 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 2,635 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000173 · wf-form4_167097301402963.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65

Underlying: Common Stock · 65 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:07 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:04 UTC Exercise / conversionRestricted Stock Units · Derivative 528 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · derivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529

Underlying: Common Stock · 528 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:04 UTC Exercise / conversionCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:02 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 487 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · derivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487

Underlying: Common Stock · 487 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 23:02 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionCommon Stock 487 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · nonDerivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 16:58 UTC
PAYNE LISA ADirector
GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000153 · wf-form4_167086430260338.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,204

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 17:09 UTC GrantRestricted Stock Units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000159 · wf-form4_167086496794411.xml · derivative · entry 2

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

Underlying: Common Stock · 770 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F3 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 17:08 UTC GrantRestricted Stock Units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000158 · wf-form4_167086487741950.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,385

Underlying: Common Stock · 770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 17:06 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000157 · wf-form4_167086478539812.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,802

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 17:04 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000156 · wf-form4_167086466843681.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,802

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.