ROK

SEC source: 0001024478-23-000134 · wk-form4_1701467533.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,376

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023.

SEC source: 0001024478-23-000129 · wk-form4_1700601370.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,548

SEC source: 0001024478-23-000124 · wk-form4_1698962100.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,805

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 11/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.0901 to $257.16. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000124 · wk-form4_1698962100.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,876

Underlying: Common Stock · 1,876 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000124 · wk-form4_1698962100.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000100 · wf-form4_169628614068965.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,615

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-23-000099 · wf-form4_169628598587372.xml · derivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · derivative · entry 8

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,486

Underlying: Common Stock · 1,486 shares

Expires 2023-12-10

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F9 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F10 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 6

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,549

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023.

SEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 5

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,569

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.4075 to $287.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,649

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.33 to $286.855. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,689

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.25 to $286.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,749

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.96 to $284.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,889

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.92 to $283.905. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000119 · wf-form4_169637040229962.xml · derivative · entry 1

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235

Underlying: Common Stock · 235 shares

Expires 2023-12-10

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000118 · wf-form4_169637034738565.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 198 shares

Expires 2023-12-10

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000117 · wf-form4_169637030548718.xml · derivative · entry 1

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235

Underlying: Common Stock · 235 shares

Expires 2023-12-10

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000116 · wf-form4_169637022839870.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299

Underlying: Common Stock · 299 shares

Expires 2023-12-10

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000115 · wf-form4_169637016318234.xml · derivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497

Underlying: Common Stock · 497 shares

Expires 2023-12-10

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000114 · wf-form4_169637011662390.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,027

Underlying: Common Stock · 8,027 shares

Expires 2023-12-10

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000113 · wf-form4_169637006404505.xml · derivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,606

Underlying: Common Stock · 1,606 shares

Expires 2023-12-10

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · derivative · entry 7

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865

Underlying: Common Stock · 865 shares

Expires 2023-12-10

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F9 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F10 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,059

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.46 to $288.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,179

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.4575 to $286.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,239

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.25 to $285.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,279

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.95 to $284.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,359

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.9201 to $283.82. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000111 · wf-form4_169636990578544.xml · derivative · entry 6

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Stock · 175 shares

Expires 2023-12-10

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F7 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F8 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-23-000111 · wf-form4_169636990578544.xml · nonDerivative · entry 4

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 827

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.4050 to $288.16. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000111 · wf-form4_169636990578544.xml · nonDerivative · entry 3

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 867

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

SEC source: 0001024478-23-000111 · wf-form4_169636990578544.xml · nonDerivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 877

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $284.01 to $284.32. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000111 · wf-form4_169636990578544.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 917

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock that vested on 10/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.9201 to $283.9100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000096 · wf-form4_169343013759785.xml · nonDerivative · entry 1

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,517

SEC source: 0001024478-23-000094 · wf-form4_169213091882627.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,876

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan entered into on 2/23/2023.

SEC source: 0001024478-23-000092 · wf-form4_169144250785113.xml · nonDerivative · entry 2

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,880

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 8/3/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300.94 to $301.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000092 · wf-form4_169144250785113.xml · derivative · entry 4

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,820 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

SEC source: 0001024478-23-000092 · wf-form4_169144250785113.xml · nonDerivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000086 · wf-form4_168858597753915.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,498

Underlying: Common Stock · 101 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-23-000085 · wf-form4_168858587166777.xml · derivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-23-000082 · wf-form4_168798523400280.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 940

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023.

F2 · balance_after: Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 6,000 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,660

F2 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023.

SEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,389

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023.

SEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023.

SEC source: 0001024478-23-000074 · wf-form4_168670061220173.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,425

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $315 to $315.0250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-23-000072 · wf-form4_168634209369312.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,600 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-23-000072 · wf-form4_168634209369312.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,280

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023.

SEC source: 0001024478-23-000072 · wf-form4_168634209369312.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023.

SEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,510

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.5500 to $297.1600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 1,407 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,794

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.5400 to $296.4550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.