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NYSE · USD

ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2023 Filed Dec 12, 2023 02:12 UTC
Kulaszewicz Frank CSenior Vice President
Exercise / conversionCommon Stock 1,606 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:12 UTC
Kulaszewicz Frank CSenior Vice President
Exercise / conversionCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:05 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionPerformance Shares · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 12

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 235 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:05 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 11

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:05 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 5

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:05 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 4

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionPerformance Shares · Derivative 299 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 12

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 299 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 99 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 11

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 299 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:01 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionPerformance Shares · Derivative 175 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · derivative · entry 12

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:01 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 59 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · derivative · entry 11

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:01 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · nonDerivative · entry 5

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:01 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · nonDerivative · entry 4

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:00 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionPerformance Shares · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 12

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 235 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:00 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 11

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:00 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 5

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 02:00 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 4

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:57 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionPerformance Shares · Derivative 865 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 12

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 865 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:57 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 285 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 11

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 285 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:57 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 865 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:57 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:55 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionPerformance Shares · Derivative 497 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · derivative · entry 12

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 497 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:55 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionRestricted Stock Units · Derivative 164 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · derivative · entry 11

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 164 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:55 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · nonDerivative · entry 5

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:55 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000195 · wk-form4_1702346139.xml · nonDerivative · entry 4

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:54 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionPerformance Shares · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · derivative · entry 12

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 198 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:54 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · derivative · entry 11

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:54 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 198 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:54 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:52 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 8,027 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · derivative · entry 12

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,027 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:52 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,635 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · derivative · entry 11

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,635 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:52 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 8,027 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:52 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 2,635 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000191 · wk-form4_1702345937.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:44 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionPerformance Shares · Derivative 1,486 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · derivative · entry 12

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,486 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:44 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 487 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · derivative · entry 11

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 487 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:44 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionCommon Stock 1,486 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 5

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 01:44 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionCommon Stock 487 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 09, 2023 Filed Dec 12, 2023 02:12 UTC
Kulaszewicz Frank CSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 693 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 10

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 693 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 09, 2023 Filed Dec 12, 2023 02:12 UTC
Kulaszewicz Frank CSenior Vice President
Exercise / conversionCommon Stock 693 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 09, 2023 Filed Dec 12, 2023 02:05 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 10

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 154 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:05 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 3

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 10

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 154 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:04 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:02 UTC
Shepherd Brian ASr. VP Software and Control
Exercise / conversionRestricted Stock Units · Derivative 693 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · derivative · entry 8

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 693 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:02 UTC
Shepherd Brian ASr. VP Software and Control
Exercise / conversionCommon Stock 693 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 4

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:01 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · derivative · entry 10

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 154 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:01 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000203 · wk-form4_1702346472.xml · nonDerivative · entry 3

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:00 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 10

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 154 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 02:00 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 3

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.