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Rocket Companies, Inc.

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3094
SEC CIK
0001805284
Parsed reports
389

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025022
Jan 202607
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 8, 2026 20:11 UTC
Mildenhall JonathanChief Marketing Officer
Tax withholdingClass A common stock 12,860 $11.59 $149,047.40
Disclosure

SEC source: 0001805284-26-000119 · wk-form4_1791490269.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795,797

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
October 07, 2026 Filed Oct 8, 2026 20:11 UTC
Malhotra ShawnChief Technology Officer
Tax withholdingClass A common stock 13,751 $11.59 $159,374.09
Disclosure

SEC source: 0001805284-26-000118 · wk-form4_1791490262.xml · nonDerivative · entry 1

Malhotra Shawn · CIK 0002028112 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,590

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
October 07, 2026 Filed Oct 8, 2026 20:10 UTC
Lovier Heather M.Chief Operating Officer
Tax withholdingClass A common stock 8,056 $11.59 $93,369.04
Disclosure

SEC source: 0001805284-26-000116 · wk-form4_1791490251.xml · nonDerivative · entry 1

Lovier Heather M. · CIK 0002028260 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,251,059

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
October 07, 2026 Filed Oct 8, 2026 20:10 UTC
Banfield William D.Chief Business Officer
Tax withholdingClass A common stock 8,056 $11.59 $93,369.04
Disclosure

SEC source: 0001805284-26-000117 · wk-form4_1791490257.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,659,492

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
October 07, 2026 Filed Oct 8, 2026 20:10 UTC
Edwards Noah A.Chief Accounting Officer
Tax withholdingClass A common stock 2,302 $11.59 $26,680.18
Disclosure

SEC source: 0001805284-26-000115 · wk-form4_1791490242.xml · nonDerivative · entry 1

Edwards Noah A. · CIK 0002017416 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,311

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
October 07, 2026 Filed Oct 8, 2026 20:10 UTC
Brown Brian NicholasPresident & Chief Fin Officer
Tax withholdingClass A common stock 16,112 $11.59 $186,738.08
Disclosure

SEC source: 0001805284-26-000114 · wk-form4_1791490233.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,607,954

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 20:10 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
SaleClass A common stock 92,300 $12.39 $1,143,597.00
Disclosure

SEC source: 0001543932-26-000007 · wk-form4_1791231048.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: Plan reported

Ownership: Indirect · By The Jesse K. Bray Living Trust

Disclosed balance after: 7,728,027

F1 · shares: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:05 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
SaleClass A common stock 132,700 $12.01 $1,593,727.00
Disclosure

SEC source: 0001543932-26-000004 · wk-form4_1790971528.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: Plan reported

Ownership: Indirect · By The Jesse K. Bray Living Trust

Disclosed balance after: 7,820,327

F2 · shares: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.

F3 · price: The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.02 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:05 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
Tax withholdingClass A common stock 57,200 $11.51 $658,372.00
Disclosure

SEC source: 0001543932-26-000004 · wk-form4_1790971528.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,812,940

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 20:06 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
SaleClass A common stock 225,000 $13.11 $2,949,750.00
Disclosure

SEC source: 0001805284-26-000107 · wk-form4_1789589171.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: Plan reported

Ownership: Indirect · By The Jesse K. Bray Living Trust

Disclosed balance after: 7,953,027

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on .June 16, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.92 to $13.34 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 9, 2026 23:12 UTC
Brown Brian NicholasPresident & Chief Fin Officer
Tax withholdingClass A common stock 14,675 $14.06 $206,330.50
Disclosure

SEC source: 0001805284-26-000103 · wk-form4_1788995550.xml · nonDerivative · entry 2

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,624,066

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

F2 · balance_after: Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
September 08, 2026 Filed Sep 9, 2026 23:12 UTC
Krishna VarunDirector · Chief Executive Officer
Tax withholdingClass A common stock 58,259 $14.06 $819,121.54
Disclosure

SEC source: 0001805284-26-000099 · wk-form4_1788995526.xml · nonDerivative · entry 2

Krishna Varun · CIK 0001931906 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,958,664

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC
Banfield William D.Chief Business Officer
Tax withholdingClass A common stock 61,315 $14.06 $862,088.90
Disclosure

SEC source: 0001805284-26-000105 · wk-form4_1788995560.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667,548

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

F2 · balance_after: Includes 2,826,979 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC
Brown Brian NicholasPresident & Chief Fin Officer
Tax withholdingClass A common stock 44,042 $14.06 $619,230.52
Disclosure

SEC source: 0001805284-26-000103 · wk-form4_1788995550.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,638,741

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

F2 · balance_after: Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC
Edwards Noah A.Chief Accounting Officer
Tax withholdingClass A common stock 12,009 $14.06 $168,846.54
Disclosure

SEC source: 0001805284-26-000104 · wk-form4_1788995556.xml · nonDerivative · entry 1

Edwards Noah A. · CIK 0002017416 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,613

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC
Malhotra ShawnChief Technology Officer
Tax withholdingClass A common stock 37,930 $14.06 $533,295.80
Disclosure

SEC source: 0001805284-26-000102 · wk-form4_1788995544.xml · nonDerivative · entry 1

Malhotra Shawn · CIK 0002028112 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 867,341

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC
Lovier Heather M.Chief Operating Officer
Tax withholdingClass A common stock 61,669 $14.06 $867,066.14
Disclosure

SEC source: 0001805284-26-000100 · wk-form4_1788995533.xml · nonDerivative · entry 1

Lovier Heather M. · CIK 0002028260 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,259,115

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

F2 · balance_after: Includes 1,413,489 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
Tax withholdingClass A common stock 29,279 $14.06 $411,662.74
Disclosure

SEC source: 0001805284-26-000101 · wk-form4_1788995539.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,870,140

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC Exercise / conversionCash-Settled Restricted Stock Units · Derivative 14,796 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000098 · wk-form4_1788995521.xml · derivative · entry 8

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,695

Underlying: Class A common stock · 14,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.exercise_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.expiration_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC OtherClass A common stock 14,796 $14.06 $208,031.76
Disclosure

SEC source: 0001805284-26-000098 · wk-form4_1788995521.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,424,541

F2 · balance_after: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC Exercise / conversionClass A common stock 14,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001805284-26-000098 · wk-form4_1788995521.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,439,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F2 · balance_after: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC
Krishna VarunDirector · Chief Executive Officer
Tax withholdingClass A common stock 126,999 $14.06 $1,785,605.94
Disclosure

SEC source: 0001805284-26-000099 · wk-form4_1788995526.xml · nonDerivative · entry 1

Krishna Varun · CIK 0001931906 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,016,923

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:11 UTC
Mildenhall JonathanChief Marketing Officer
Tax withholdingClass A common stock 80,287 $14.06 $1,128,835.22
Disclosure

SEC source: 0001805284-26-000097 · wk-form4_1788995515.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,657

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
August 17, 2026 Filed Aug 17, 2026 20:11 UTC GrantClass A common stock 14,566 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000087 · wk-form4_1786997480.xml · nonDerivative · entry 1

Watterson Sarah · CIK 0001676712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,566

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the issuer for each vested RSU. The RSUs will vest in full on the first anniversary of the grant date.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 20:09 UTC GrantClass A common stock 16,312 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000076 · wk-form4_1781208565.xml · nonDerivative · entry 1

MARINER JONATHAN D · CIK 0001063663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,300

F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 20:09 UTC GrantClass A common stock 16,312 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000078 · wk-form4_1781208582.xml · nonDerivative · entry 1

SHANK SUZANNE F. · CIK 0001713197 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,558

F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 20:09 UTC
Olson TagarDirector
GrantClass A common stock 11,255 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000077 · wk-form4_1781208573.xml · nonDerivative · entry 1

Olson Tagar · CIK 0001597770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,595

F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 20:09 UTC GrantClass A common stock 16,312 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000075 · wk-form4_1781208556.xml · nonDerivative · entry 1

Rampell Alastair · CIK 0001660056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,639

F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Read SEC document
June 07, 2026 Filed Jun 8, 2026 20:06 UTC Exercise / conversionCash-Settled Restricted Stock Units · Derivative 12,261 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000066 · wk-form4_1780949157.xml · derivative · entry 9

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,491

Underlying: Class A common stock · 12,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.exercise_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.expiration_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
June 07, 2026 Filed Jun 8, 2026 20:06 UTC OtherClass A common stock 12,261 $12.65 $155,101.65
Disclosure

SEC source: 0001805284-26-000066 · wk-form4_1780949157.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,536

F1 · kind: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
June 07, 2026 Filed Jun 8, 2026 20:06 UTC Exercise / conversionClass A common stock 12,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001805284-26-000066 · wk-form4_1780949157.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:04 UTC
Malhotra ShawnChief Technology Officer
Tax withholdingClass A common stock 52,484 $14.09 $739,499.56
Disclosure

SEC source: 0001805284-26-000062 · wk-form4_1778184265.xml · nonDerivative · entry 1

Malhotra Shawn · CIK 0002028112 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,271

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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April 07, 2026 Filed Apr 8, 2026 20:11 UTC
Banfield William D.Chief Business Officer
Tax withholdingClass A common stock 8,056 $15.03 $121,081.68
Disclosure

SEC source: 0001805284-26-000046 · wk-form4_1775679059.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,884

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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April 07, 2026 Filed Apr 8, 2026 20:11 UTC
Malhotra ShawnChief Technology Officer
Tax withholdingClass A common stock 13,751 $15.03 $206,677.53
Disclosure

SEC source: 0001805284-26-000048 · wk-form4_1775679072.xml · nonDerivative · entry 1

Malhotra Shawn · CIK 0002028112 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957,755

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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April 07, 2026 Filed Apr 8, 2026 20:11 UTC
Lovier Heather M.Chief Operating Officer
Tax withholdingClass A common stock 8,056 $15.03 $121,081.68
Disclosure

SEC source: 0001805284-26-000050 · wk-form4_1775679084.xml · nonDerivative · entry 1

Lovier Heather M. · CIK 0002028260 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907,295

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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April 07, 2026 Filed Apr 8, 2026 20:11 UTC
Edwards Noah A.Chief Accounting Officer
Tax withholdingClass A common stock 2,302 $15.03 $34,599.06
Disclosure

SEC source: 0001805284-26-000049 · wk-form4_1775679078.xml · nonDerivative · entry 1

Edwards Noah A. · CIK 0002017416 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,622

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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April 07, 2026 Filed Apr 8, 2026 20:11 UTC
Brown Brian NicholasPresident & Chief Fin Officer
Tax withholdingClass A common stock 16,112 $15.03 $242,163.36
Disclosure

SEC source: 0001805284-26-000051 · wk-form4_1775679090.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,287,006

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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April 07, 2026 Filed Apr 8, 2026 20:11 UTC
Mildenhall JonathanChief Marketing Officer
Tax withholdingClass A common stock 12,860 $15.03 $193,285.80
Disclosure

SEC source: 0001805284-26-000047 · wk-form4_1775679066.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 888,944

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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April 01, 2026 Filed Apr 2, 2026 20:05 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
Tax withholdingClass A common stock 57,200 $14.25 $815,100.00
Disclosure

SEC source: 0001805284-26-000039 · wk-form4_1775160323.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,978,342

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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March 11, 2026 Filed Mar 13, 2026 20:22 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
GiftClass A common stock 62,960 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000036 · wk-form4_1773433359.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Jesse K. Bray Living Trust

Disclosed balance after: 6,871,997

F2 · shares: Represents a gift (charitable contribution) of shares of common stock to a donor advised fund.

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March 11, 2026 Filed Mar 13, 2026 20:22 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
GiftClass A common stock 30,100 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000036 · wk-form4_1773433359.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Jesse K. Bray Living Trust

Disclosed balance after: 6,934,957

F1 · shares: Represents a gift (charitable contribution) of shares of common stock to a charitable organization.

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March 08, 2026 Filed Mar 10, 2026 20:24 UTC
Brown Brian NicholasPresident & Chief Fin Officer
Tax withholdingClass A common stock 14,675 $14.95 $219,391.25
Disclosure

SEC source: 0001805284-26-000031 · wk-form4_1773174243.xml · nonDerivative · entry 3

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,303,118

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 20:23 UTC
Krishna VarunDirector · Chief Executive Officer
Tax withholdingClass A common stock 58,259 $14.95 $870,972.05
Disclosure

SEC source: 0001805284-26-000030 · wk-form4_1773174234.xml · nonDerivative · entry 3

Krishna Varun · CIK 0001931906 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143,922

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Banfield William D.Chief Business Officer
Tax withholdingClass A common stock 44,053 $14.95 $658,592.35
Disclosure

SEC source: 0001805284-26-000029 · wk-form4_1773174227.xml · nonDerivative · entry 2

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909,940

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Banfield William D.Chief Business Officer
GrantClass A common stock 234,113 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000029 · wk-form4_1773174227.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 953,993

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

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March 07, 2026 Filed Mar 10, 2026 20:24 UTC
Malhotra ShawnChief Technology Officer
Tax withholdingClass A common stock 15,723 $14.95 $235,058.85
Disclosure

SEC source: 0001805284-26-000032 · wk-form4_1773174248.xml · nonDerivative · entry 2

Malhotra Shawn · CIK 0002028112 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,506

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:24 UTC
Malhotra ShawnChief Technology Officer
GrantClass A common stock 250,836 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000032 · wk-form4_1773174248.xml · nonDerivative · entry 1

Malhotra Shawn · CIK 0002028112 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987,229

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Lovier Heather M.Chief Operating Officer
Tax withholdingClass A common stock 43,179 $14.95 $645,526.05
Disclosure

SEC source: 0001805284-26-000025 · wk-form4_1773174198.xml · nonDerivative · entry 2

Lovier Heather M. · CIK 0002028260 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,351

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Lovier Heather M.Chief Operating Officer
GrantClass A common stock 250,836 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000025 · wk-form4_1773174198.xml · nonDerivative · entry 1

Lovier Heather M. · CIK 0002028260 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,530

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Edwards Noah A.Chief Accounting Officer
Tax withholdingClass A common stock 7,912 $14.95 $118,284.40
Disclosure

SEC source: 0001805284-26-000026 · wk-form4_1773174206.xml · nonDerivative · entry 2

Edwards Noah A. · CIK 0002017416 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,924

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.