Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Companies, Inc.RKT · Entity 3094 | Director | June 10, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Companies, Inc.
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 289,595 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 11,255 · Balance 289,595 F1: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Units in Director Deferred Compensation PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 34,799.67 · Balance 0 F1: Each unit represents the economic equivalent of one share of Class A common stock of the First Data Corporation (Issuer). The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. F2: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the merger of 300 Holdings, Inc. (Merger Sub) into Issuer pursuant to the Agreement and Plan of Merger dated January 16, 2019 among the Issuer, Fiserv, Inc., and Merger Sub. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents the economic equivalent of one share of Class A common stock of the First Data Corporation (Issuer). The units became payable in cash upon the reporting person's termination of service as a director of the Issuer.
F2: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the merger of 300 Holdings, Inc. (Merger Sub) into Issuer pursuant to the Agreement and Plan of Merger dated January 16, 2019 among the Issuer, Fiserv, Inc., and Merger Sub.
Maverick Merger Sub 2, LLC
Report date October 01, 2025 · Filed October 03, 2025
Section 16 reporting ended · disclosed 2025-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-10-01 transaction · row 1
1 source rowRow 1 · 2025-10-01 · Other · Disposed 24,306 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 11, 2026 20:09 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 11,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-26-000077 · wk-form4_1781208573.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,595 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:57 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 10,974 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-002670 · eh250687030_4-olson.xml · nonDerivative · entry 2 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,340 F3 · shares: On October 1, 2025, the Reporting Person was granted restricted stock units (?RSUs?) under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive a share of Class A common stock of Rocket for each vested RSU. The RSUs will vest in full on the first anniversary of the grant date. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:57 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 267,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-002670 · eh250687030_4-olson.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,366 F1 · shares: On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · shares: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share, and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. F1 · price: On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · price: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share, and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 16:39 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | OtherCommon Stock | 24,306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001597770-25-000005 · wk-form4_1759523960.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares. Read SEC document |
| May 22, 2025 Filed May 23, 2025 16:15 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-25-000049 · wk-form4_1748031306.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,306 F1 · shares: Non-Employee Director equity award pursuant to Issuer's 2019 Omnibus Incentive Plan. Read SEC document |
| May 23, 2024 Filed May 24, 2024 16:28 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-24-000056 · wk-form4_1716582509.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,309 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 11, 2023 Filed May 12, 2023 16:10 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 2,559 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-23-000064 · wk-form4_1683922212.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,810 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:06 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 2,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-22-000065 · wf-form4_165333995499613.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,251 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 13, 2021 Filed May 14, 2021 16:12 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 3,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-21-000052 · wf-form4_162102310789218.xml · nonDerivative · entry 2 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,737 F1 · shares: Director equity award under Issuer's 2019 Omnibus Incentive Plan. Read SEC document |
| May 13, 2021 Filed May 14, 2021 16:12 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 13,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-21-000052 · wf-form4_162102310789218.xml · nonDerivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,286 F1 · shares: Director equity award under Issuer's 2019 Omnibus Incentive Plan. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:20 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerUnits in Director Deferred Compensation Plan · Derivative | 34,799.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043551 · doc4.xml · derivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,799.67 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of the First Data Corporation (Issuer). The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. F2 · price: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the merger of 300 Holdings, Inc. (Merger Sub) into Issuer pursuant to the Agreement and Plan of Merger dated January 16, 2019 among the Issuer, Fiserv, Inc., and Merger Sub. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of the First Data Corporation (Issuer). The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of the First Data Corporation (Issuer). The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:01 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 727.8 | $27.48 | $19,999.94 |
DisclosureSEC source: 0001209191-19-040392 · doc4.xml · derivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,799.67 Underlying: Class A Common Stock · 727.8 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:49 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,173.71 | $17.04 | $20,000.02 |
DisclosureSEC source: 0001209191-19-001241 · doc4.xml · derivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,071.87 Underlying: Class A Common Stock · 1,173.71 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:07 UTC | Maverick Merger Sub 2, LLC WMIH · Entity 15594 | SaleWarrants · Derivative | 30,700,000 | Not disclosed Strike: $1.43 | Not disclosed |
DisclosureSEC source: 0001140361-18-035199 · form4.xml · derivative · entry 5 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner KKR Wand Holdings Corp · CIK 0001731113 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner Harrington Christopher J · CIK 0001708947 · 10% owner Olson Tagar · CIK 0001597770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: CommonStock · 30,700,000 shares Expires 2019-01-30 F1 · kind: On July 31, 2018, WMIH Corp. (the "Issuer"), Nationstar Mortgage Holdings Inc. ("Nationstar"), and Wand Merger Corporation, a wholly owned subsidiary of the Issuer ("Merger Sub"), completed the merger (the "Merger") under the Agreement and Plan of Merger, pursuant to which Nationstar merged with and into Merger Sub with Nationstar being the surviving entity in the Merger and a wholly owned subsidiary of the Issuer. F5 · kind: Upon effectiveness of the Merger, KKR Wand Holdings Corporation exchanged the 61,400,000 warrants of the Issuer it held for 21,197,619 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement. F5 · price: Upon effectiveness of the Merger, KKR Wand Holdings Corporation exchanged the 61,400,000 warrants of the Issuer it held for 21,197,619 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement. F9 · derivative.exercise_date: The warrants were immediately exercisable. F6 · ownership.nature: Represents securities held directly by KKR Wand Holdings Corporation. The sole directors and holders of voting stock of KKR Wand Holdings Corporation are Tagar C. Olson and Christopher J. Harrington, each of which is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Fund Holdings L.P. KKR Fund Holdings L.P. owns 100% of the economic interest in KKR Wand Holdings Corporation. F7 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or that, for purposes of Section 16 of the Exchange Act or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:07 UTC | Maverick Merger Sub 2, LLC WMIH · Entity 15594 | SaleWarrants · Derivative | 30,700,000 | Not disclosed Strike: $1.32 | Not disclosed |
DisclosureSEC source: 0001140361-18-035199 · form4.xml · derivative · entry 4 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner KKR Wand Holdings Corp · CIK 0001731113 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner Harrington Christopher J · CIK 0001708947 · 10% owner Olson Tagar · CIK 0001597770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: CommonStock · 30,700,000 shares Expires 2019-01-30 F1 · kind: On July 31, 2018, WMIH Corp. (the "Issuer"), Nationstar Mortgage Holdings Inc. ("Nationstar"), and Wand Merger Corporation, a wholly owned subsidiary of the Issuer ("Merger Sub"), completed the merger (the "Merger") under the Agreement and Plan of Merger, pursuant to which Nationstar merged with and into Merger Sub with Nationstar being the surviving entity in the Merger and a wholly owned subsidiary of the Issuer. F5 · kind: Upon effectiveness of the Merger, KKR Wand Holdings Corporation exchanged the 61,400,000 warrants of the Issuer it held for 21,197,619 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement. F5 · price: Upon effectiveness of the Merger, KKR Wand Holdings Corporation exchanged the 61,400,000 warrants of the Issuer it held for 21,197,619 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement. F9 · derivative.exercise_date: The warrants were immediately exercisable. F6 · ownership.nature: Represents securities held directly by KKR Wand Holdings Corporation. The sole directors and holders of voting stock of KKR Wand Holdings Corporation are Tagar C. Olson and Christopher J. Harrington, each of which is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Fund Holdings L.P. KKR Fund Holdings L.P. owns 100% of the economic interest in KKR Wand Holdings Corporation. F7 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or that, for purposes of Section 16 of the Exchange Act or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:07 UTC | Maverick Merger Sub 2, LLC WMIH · Entity 15594 | ConversionSeries B Convertible Preferred Stock · Derivative | 200,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001140361-18-035199 · form4.xml · derivative · entry 3 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner KKR Wand Holdings Corp · CIK 0001731113 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner Harrington Christopher J · CIK 0001708947 · 10% owner Olson Tagar · CIK 0001597770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: CommonStock · 148,148,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On July 31, 2018, WMIH Corp. (the "Issuer"), Nationstar Mortgage Holdings Inc. ("Nationstar"), and Wand Merger Corporation, a wholly owned subsidiary of the Issuer ("Merger Sub"), completed the merger (the "Merger") under the Agreement and Plan of Merger, pursuant to which Nationstar merged with and into Merger Sub with Nationstar being the surviving entity in the Merger and a wholly owned subsidiary of the Issuer. F2 · kind: Upon effectiveness of the Merger, pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Amended Charter"), the 5.00% Series B Convertible Preferred Stock of the Issuer ("5% Series B Preferred Stock") automatically converted into a number of shares of the Issuer's common stock (the "Common Stock") equal to the $1,000 liquidation preference amount divided by the conversion price of $1.35 per share. F2 · derivative.exercise_date: Upon effectiveness of the Merger, pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Amended Charter"), the 5.00% Series B Convertible Preferred Stock of the Issuer ("5% Series B Preferred Stock") automatically converted into a number of shares of the Issuer's common stock (the "Common Stock") equal to the $1,000 liquidation preference amount divided by the conversion price of $1.35 per share. F2 · derivative.expiration_date: Upon effectiveness of the Merger, pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Amended Charter"), the 5.00% Series B Convertible Preferred Stock of the Issuer ("5% Series B Preferred Stock") automatically converted into a number of shares of the Issuer's common stock (the "Common Stock") equal to the $1,000 liquidation preference amount divided by the conversion price of $1.35 per share. F4 · ownership.nature: Represents securities held directly by KKR Wand Investors Corporation. The sole directors and holders of voting stock of KKR Wand Investors Corporation are Tagar C. Olson and Christopher J. Harrington, each of which is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Fund Holdings L.P. KKR Wand Investors L.P. owns 100% of the economic interest in KKR Wand Investors Corporation. KKR Wand GP LLC is the general partner of KKR Wand Investors L.P. KKR Wand GP LLC is a wholly owned subsidiary of KKR Fund Holdings L.P. Each of KKR Wand Investors Corporation, KKR Wand Investors L.P. and KKR Wand GP LLC is filing a separate Form 3 to report their beneficial ownership over securities of the Issuer. F7 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or that, for purposes of Section 16 of the Exchange Act or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:07 UTC | Maverick Merger Sub 2, LLC WMIH · Entity 15594 | PurchaseCommon Stock | 21,197,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-035199 · form4.xml · nonDerivative · entry 2 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner KKR Wand Holdings Corp · CIK 0001731113 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner Harrington Christopher J · CIK 0001708947 · 10% owner Olson Tagar · CIK 0001597770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 21,197,619 F1 · kind: On July 31, 2018, WMIH Corp. (the "Issuer"), Nationstar Mortgage Holdings Inc. ("Nationstar"), and Wand Merger Corporation, a wholly owned subsidiary of the Issuer ("Merger Sub"), completed the merger (the "Merger") under the Agreement and Plan of Merger, pursuant to which Nationstar merged with and into Merger Sub with Nationstar being the surviving entity in the Merger and a wholly owned subsidiary of the Issuer. F5 · kind: Upon effectiveness of the Merger, KKR Wand Holdings Corporation exchanged the 61,400,000 warrants of the Issuer it held for 21,197,619 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement. F5 · price: Upon effectiveness of the Merger, KKR Wand Holdings Corporation exchanged the 61,400,000 warrants of the Issuer it held for 21,197,619 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement. F6 · ownership.nature: Represents securities held directly by KKR Wand Holdings Corporation. The sole directors and holders of voting stock of KKR Wand Holdings Corporation are Tagar C. Olson and Christopher J. Harrington, each of which is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Fund Holdings L.P. KKR Fund Holdings L.P. owns 100% of the economic interest in KKR Wand Holdings Corporation. F7 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or that, for purposes of Section 16 of the Exchange Act or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:07 UTC | Maverick Merger Sub 2, LLC WMIH · Entity 15594 | ConversionCommon Stock | 148,148,148 | $1.35 | $199,999,999.80 |
DisclosureSEC source: 0001140361-18-035199 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner KKR Wand Holdings Corp · CIK 0001731113 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner Harrington Christopher J · CIK 0001708947 · 10% owner Olson Tagar · CIK 0001597770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 156,081,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On July 31, 2018, WMIH Corp. (the "Issuer"), Nationstar Mortgage Holdings Inc. ("Nationstar"), and Wand Merger Corporation, a wholly owned subsidiary of the Issuer ("Merger Sub"), completed the merger (the "Merger") under the Agreement and Plan of Merger, pursuant to which Nationstar merged with and into Merger Sub with Nationstar being the surviving entity in the Merger and a wholly owned subsidiary of the Issuer. F2 · kind: Upon effectiveness of the Merger, pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Amended Charter"), the 5.00% Series B Convertible Preferred Stock of the Issuer ("5% Series B Preferred Stock") automatically converted into a number of shares of the Issuer's common stock (the "Common Stock") equal to the $1,000 liquidation preference amount divided by the conversion price of $1.35 per share. F3 · balance_after: Reflects the acquisition of pro rata dividends and a special distribution, pursuant to the terms of the Amended Charter, on the 5% Series B Preferred Stock exempt from Section 16 under Rule 16a-9 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F4 · ownership.nature: Represents securities held directly by KKR Wand Investors Corporation. The sole directors and holders of voting stock of KKR Wand Investors Corporation are Tagar C. Olson and Christopher J. Harrington, each of which is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Fund Holdings L.P. KKR Wand Investors L.P. owns 100% of the economic interest in KKR Wand Investors Corporation. KKR Wand GP LLC is the general partner of KKR Wand Investors L.P. KKR Wand GP LLC is a wholly owned subsidiary of KKR Fund Holdings L.P. Each of KKR Wand Investors Corporation, KKR Wand Investors L.P. and KKR Wand GP LLC is filing a separate Form 3 to report their beneficial ownership over securities of the Issuer. F7 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or that, for purposes of Section 16 of the Exchange Act or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:28 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 946.97 | $21.12 | $20,000.01 |
DisclosureSEC source: 0001209191-18-041627 · doc4.xml · derivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,898.16 Underlying: Class A Common Stock · 946.97 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:36 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,201.2 | $16.65 | $19,999.98 |
DisclosureSEC source: 0001209191-18-002099 · doc4.xml · derivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,951.19 Underlying: Class A Common Stock · 1,201.2 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:24 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,106.81 | $18.07 | $20,000.06 |
DisclosureSEC source: 0001209191-17-044027 · doc4.xml · derivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,749.99 Underlying: Class A Common Stock · 1,106.81 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:34 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,409.44 | $14.19 | $19,999.95 |
DisclosureSEC source: 0001209191-17-000944 · doc4.xml · derivative · entry 1 Olson Tagar · CIK 0001597770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643.18 Underlying: Class A Common Stock · 1,409.44 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.